s 13 False statements in relation to application for grant or variation of financial adviser’s licence
13. Any person who, in connection with an application for the grant or variation of a financial adviser’s licence —(a)
without reasonable excuse, makes any statement which is false or misleading in a material particular; or
(b)
without reasonable excuse, omits to state any matter or thing without which the application is misleading in a material respect,
shall be guilty of an offence and shall be liable on conviction to a fine not exceeding $50,000.
[17
[1/2009]
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