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← Financial Advisers Act 2001

Financial Advisers Act 2001 s 73

s 73 Records and public register of representatives

73.—(1) The Authority must keep in such form as it thinks fit records of the following information of each appointed representative and provisional representative:(a) his or her name; (b) the name of his or her current principal and every past principal (if any); (c) the current and past types of financial advisory service provided by him or her, and the date of commencement and cessation (if any) of such service; (d) where the business of the principal for which he or she acts is carried on under a name or style other than the name of the principal, the name or style under which the business is carried on; (e) disciplinary proceedings or other action taken by the Authority against him or her and published under section 77; and (f) such other information as may be prescribed.[1/2009] (2) The information mentioned in subsection (1) need only be kept for such period of time as the Authority considers appropriate.[1/2009] (3) The Authority may reproduce the records mentioned in subsection (1) or any part of them in a public register of representatives which must be published in such manner as it considers appropriate.[63A [1/2009]

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Source: Singapore Statutes Online (Attorney-General's Chambers), © Government of Singapore.

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