Securities and Futures Act 2001 s 210

s 210 Penalties under this Division

210.—(1) Any person who contravenes any of the provisions of this Division shall be guilty of an offence and shall be liable on conviction to a fine not exceeding $250,000 or to imprisonment for a term not exceeding 7 years or to both.[4/2017] (2) No proceedings shall be instituted against a person for an offence in respect of a contravention of any of the provisions of this Division after —(a) a court has made an order against the person for the payment of a civil penalty under section 232; or (b) the person has entered into an agreement with the Authority to pay, with or without admission of liability, a civil penalty under section 232(5), in respect of that contravention. [4/2017]

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