Securities and Futures Act 2001 s 46J

s 46J Obligation to manage risks prudently

46J. Without limiting section 46I(1)(b), a licensed trade repository must —(a) ensure that the systems and controls concerning the assessment and management of risks to the licensed trade repository are adequate and appropriate for the scale and nature of its operations; and (b) have adequate arrangements, processes, mechanisms or services to collect and maintain information on transactions reported to the licensed trade repository.[34/2012]

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