Council Regulation (EC) No 116/2009 of 18 December 2008 on the export of cultural goods (Codified version)

Definition

Article 1

Without prejudice to Member States' powers under Article 30 of the Treaty, the term ‘cultural goods’ shall refer, for the purposes of this Regulation, to the items listed in Annex I.

Export licence

Article 2

1.   The export of cultural goods outside the customs territory of the Community shall be subject to the presentation of an export licence. 2.   The export licence shall be issued at the request of the person concerned: (a) by a competent authority of the Member State in whose territory the cultural object in question was lawfully and definitively located on 1 January 1993; (b) or, thereafter, by a competent authority of the Member State in whose territory it is located following either lawful and definitive dispatch from another Member State, or importation from a third country, or re-importation from a third country after lawful dispatch from a Member State to that country. However, without prejudice to paragraph 4, the Member State which is competent in accordance with points (a) or (b) of the first subparagraph is authorised not to require export licences for the cultural goods specified in the first and second indents of category A.1 of Annex I where they are of limited archaeological or scientific interest, and provided that they are not the direct product of excavations, finds or archaeological sites within a Member State, and that their presence on the market is lawful. The export licence may be refused, for the purposes of this Regulation, where the cultural goods in question are covered by legislation protecting national treasures of artistic, historical or archaeological value in the Member State concerned. Where necessary, the authority referred to in point (b) of the first subparagraph shall enter into contact with the competent authorities of the Member State from which the cultural object in question came, and in particular the competent authorities within the meaning of Council Directive 93/7/EEC of 15 March 1993 on the return of cultural objects unlawfully removed from the territory of a Member State  ( 5 ) . 3.   The export licence shall be valid throughout the Community. 4.   Without prejudice to the provisions of paragraphs 1, 2 and 3, direct export from the customs territory of the Community of national treasures having artistic, historic or archaeological value which are not cultural goods within the meaning of this Regulation is subject to the national law of the Member State of export.

Competent authorities

Article 3

1.   Member States shall furnish the Commission with a list of the authorities empowered to issue export licences for cultural goods. 2.   The Commission shall publish a list of the authorities and any amendment to that list in the ‘C’ series of the Official Journal of the European Union .

Presentation of licence

Article 4

The export licence shall be presented, in support of the export declaration, when the customs export formalities are carried out, at the customs office which is competent to accept that declaration.

Limitation of competent customs offices

Article 5

1.   Member States may restrict the number of customs offices empowered to handle formalities for the export of cultural goods. 2.   Member States availing themselves of the option afforded by paragraph 1 shall inform the Commission of the customs offices duly empowered. The Commission shall publish this information in the ‘C’ series of the Official Journal of the European Union .

Administrative cooperation

Article 6

For the purposes of implementing this Regulation, the provisions of Regulation (EC) No 515/97, and in particular the provisions on the confidentiality of information, shall apply mutatis mutandis . In addition to the cooperation provided for under the first paragraph, Member States shall take all necessary steps to establish, in the context of their mutual relations, cooperation between the customs authorities and the competent authorities referred to in Article 4 of Directive 93/7/EEC.

Implementing measures

Article 7

The measures necessary for the implementation of this Regulation, in particular those concerning the form to be used (for example, the model and technical properties) shall be adopted in accordance with the procedure referred to in Article 8(2).

Committee

Article 8

1.   The Commission shall be assisted by a committee. 2.   Where reference is made to this paragraph, Articles 3 and 7 of Decision 1999/468/EC shall apply.

Penalties

Article 9

The Member States shall lay down the rules on penalties applicable to infringements of the provisions of this Regulation and shall take all measures necessary to ensure that they are implemented. The penalties provided for must be effective, proportionate and dissuasive.

Reporting

Article 10

1.   Each Member State shall inform the Commission of the measures taken pursuant to this Regulation. The Commission shall pass on this information to the other Member States. 2.   Every three years the Commission shall present a report to the European Parliament, the Council and the European Economic and Social Committee on the implementation of this Regulation. The Council, acting on a proposal from the Commission, shall examine every three years and, where appropriate, update the amounts indicated in Annex I, on the basis of economic and monetary indicators in the Community.

Repeal

Article 11

Regulation (EEC) No 3911/92, as amended by the Regulations listed in Annex II, is repealed. References to the repealed Regulation shall be construed as references to this Regulation and shall be read in accordance with the correlation table in Annex III.

Entry into force

Article 12

This Regulation shall enter into force on the 20th day following its publication in the Official Journal of the European Union .

ANNEX ISupplementary provisions

ANNEX I Categories of cultural objects covered by Article 1 1. Archaeological objects more than 100 years old which are the products of:   — excavations and finds on land or under water 9705 00 00 — archaeological sites 9706 00 00 — archaeological collections 2. Elements forming an integral part of artistic, historical or religious monuments which have been dismembered, of an age exceeding 100 years 9705 00 00 9706 00 00 3. Pictures and paintings, other than those included in categories 4 or 5, executed entirely by hand in any medium and on any material  ( 1 ) 9701 4. Watercolours, gouaches and pastels executed entirely by hand on any material  ( 1 ) 9701 5. Mosaics in any material executed entirely by hand, other than those falling in categories 1 or 2, and drawings in any medium executed entirely by hand on any material  ( 1 ) 6914 9701 6. Original engravings, prints, serigraphs and lithographs with their respective plates and original posters  ( 1 ) Chapter 49 9702 00 00 8442 50 99 7. Original sculptures or statuary and copies produced by the same process as the original  ( 1 ) , other than those in category 1 9703 00 00 8. Photographs, films and negatives thereof  ( 1 ) 3704 3705 3706 4911 91 80 9. Incunabula and manuscripts, including maps and musical scores, singly or in collections  ( 1 ) 9702 00 00 9706 00 00 4901 10 00 4901 99 00 4904 00 00 4905 91 00 4905 99 00 4906 00 00 10. Books more than 100 years old, singly or in collections 9705 00 00 9706 00 00 11. Printed maps more than 200 years old 9706 00 00 12. Archives, and any elements thereof, of any kind or any medium which are more than 50 years old 3704 3705 3706 4901 4906 9705 00 00 9706 00 00 13. (a) Collections  ( 2 ) and specimens from zoological, botanical, mineralogical or anatomical collections; 9705 00 00 (b) Collections  ( 2 ) of historical, palaeontological, ethnographic or numismatic interest 9705 00 00 14. Means of transport more than 75 years old 9705 00 00 Chapters 86-89 15. Any other antique items not included in categories A.1 to A.14   (a) between 50 and 100 years old   toys, games Chapter 95 glassware 7013 articles of goldsmiths’ or silversmiths’ wares 7114 furniture Chapter 94 optical, photographic or cinematographic apparatus Chapter 90 musical instruments Chapter 92 clocks and watches and parts thereof Chapter 91 articles of wood Chapter 44 pottery Chapter 69 tapestries 5805 00 00 carpets Chapter 57 wallpaper 4814 arms Chapter 93 (b) more than 100 years old 9706 00 00 The cultural objects in categories A.1 to A.15 are covered by this Regulation only if their value corresponds to, or exceeds, the financial thresholds under B. B.   Financial thresholds applicable to certain categories under A (in euro) Value:   Whatever the value — 1 (Archaeological objects) — 2 (Dismembered monuments) — 9 (Incunabula and manuscripts) — 12 (Archives)   15 000 — 5 (Mosaics and drawings) — 6 (Engravings) — 8 (Photographs) — 11 (Printed maps)   30 000 — 4 (Watercolours, gouaches and pastels)   50 000 — 7 (Statuary) — 10 (Books) — 13 (Collections) — 14 (Means of transport) — 15 (Any other object)   150 000 — 3 (Pictures) The assessment of whether or not the conditions relating to financial value are fulfilled must be made when an application for an export licence is submitted. The financial value is that of the cultural object in the Member State referred to in Article 2(2). For the Member States which do not have the euro as their currency, the values expressed in euro in Annex I shall be converted and expressed in national currencies at the rate of exchange on 31 December 2001 published in the Official Journal of the European Communities . This countervalue in national currencies shall be reviewed every two years with effect from 31 December 2001. Calculation of this countervalue shall be based on the average daily value of those currencies, expressed in euro, during the 24 months ending on the last day of August preceding the revision which takes effect on 31 December. This method of calculation shall be reviewed, on a proposal from the Commission, by the Advisory Committee on Cultural Goods, in principle two years after the first application. For each revision, the values expressed in euro and their countervalues in national currency shall be published periodically in the Official Journal of the European Union in the first days of the month of November preceding the date on which the revision takes effect. ( 1 )   Which are more than 50 years old and do not belong to their originators. ( 2 )   As defined by the Court of Justice in its judgment in Case 252/84, as follows: ‘Collectors’ pieces within the meaning of heading No 97.05 of the Common Customs Tariff are articles which possess the requisite characteristics for inclusion in a collection, that is to say, articles which are relatively rare, are not normally used for their original purpose, are the subject of special transactions outside the normal trade in similar utility articles and are of high value’.

ANNEX IISupplementary provisions

ANNEX II Repealed Regulation with its successive amendments Council Regulation (EEC) No 3911/92 ( OJ L 395, 31.12.1992, p. 1 )   Council Regulation (EC) No 2469/96 ( OJ L 335, 24.12.1996, p. 9 )   Council Regulation (EC) No 974/2001 ( OJ L 137, 19.5.2001, p. 10 )   Council Regulation (EC) No 806/2003 ( OJ L 122, 16.5.2003, p. 1 ) Annex I, point 2 only

ANNEX IIISupplementary provisions

ANNEX III CORRELATION TABLE Regulation (EEC) No 3911/92 This Regulation Article 1 Article 1 Article 2(1) Article 2(1) Article 2(2), first subparagraph, introductory wording Article 2(2), first subparagraph, introductory wording Article 2(2), first subparagraph, first indent Article 2(2), first subparagraph, point (a) Article 2(2), first subparagraph, second indent Article 2(2), first subparagraph, point (b) Article 2(2), second subparagraph Article 2(2), second subparagraph Article 2(2), third subparagraph Article 2(2), third subparagraph Article 2(2), fourth subparagraph Article 2(2), fourth subparagraph Article 2(3) Article 2(3) Article 2(4) Article 2(4) Articles 3 to 9 Articles 3 to 9 Article 10, first paragraph Article 10(1), first subparagraph Article 10, second paragraph Article 10(1), second subparagraph Article 10, third paragraph Article 10(2), first subparagraph Article 10, fourth paragraph — Article 10, fifth paragraph Article 10(2), second subparagraph — Article 11 Article 11 Article 12 Annex, points A.1, A.2 and A.3 Annex I, points A.1, A.2 and A.3 Annex, point A.3A Annex I, point A.4 Annex, point A.4 Annex I, point A.5 Annex, point A.5 Annex I, point A.6 Annex, point A.6 Annex I, point A.7 Annex, point A.7 Annex I, point A.8 Annex, point A.8 Annex I, point A.9 Annex, point A.9 Annex I, point A.10 Annex, point A.10 Annex I, point A.11 Annex, point A.11 Annex I, point A.12 Annex, point A.12 Annex I, point A.13 Annex, point A.13 Annex I, point A.14 Annex, point A.14 Annex I, point A.15 Annex, point B Annex I, point B — Annex II — Annex III