Commission Implementing Regulation (EU) 2019/364 of 13 December 2018 laying down implementing technical standards with regard to the format of applications for registration and extension of registration of trade repositories in accordance with Regulation (EU) 2015/2365 of the European Parliament and of the Council (Text with EEA relevance.)

• CELEX: Implementing Regulation (EU) 2019/364
• Articles: 3

Article 1 Format of the application for registration and extension of registration

1.   An application for registration or extension of registration shall be submitted in the format set out in the Annex.

2.   The trade repository shall give a unique reference number to each document it submits and shall clearly identify which specific requirement in Delegated Regulation (EU) 2019/359 the document refers to.

3.   An application for registration or extension of registration shall clearly indicate the reasons why information referring to a certain requirement is not submitted.

4.   An application for registration or extension of registration shall be submitted in a durable medium as defined in Article 2(1)(m) of Directive 2009/65/EC.

Article 2 Entry into force

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union .

Schedules & Appendices

ANNEX

ANNEX

FORMAT FOR AN APPLICATION FOR REGISTRATION OR EXTENSION OF REGISTRATION AS A TRADE REPOSITORY

GENERAL INFORMATION

Date of application

Corporate name of the trade repository

Legal address of the trade repository

The types of securities financing transactions for which the trade repository is applying to be registered

Name of the person responsible for the application

Contact details of the person responsible for the application

Name of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository

Contact details of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository

Identification of any parent company or any subsidiaries

DOCUMENT REFERENCES  ( 1 )

Article of (EU) 2019/359

Unique reference number of the document

Title of the document

Chapter/section/page of the document where the information is provided or reason why the information is not provided

( 1 )   For all information required in Commission Delegated Regulation (EU) 2019/359 with the exception of points (a), (c) and (g) of Article 1 thereof.