Commission Implementing Regulation (EU) 2019/364 of 13 December 2018 laying down implementing technical standards with regard to the format of applications for registration and extension of registration of trade repositories in accordance with Regulation (EU) 2015/2365 of the European Parliament and of the Council (Text with EEA relevance.)
Commission Implementing Regulation (EU) 2019/364 of 13 December 2018 laying down implementing technical standards with regard to the format of applications for registration and extension of registration of trade repositories in accordance with Regulation (EU) 2015/2365 of the European Parliament and of the Council (Text with EEA relevance.)
Data as of 2026-07-04 · Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗
Format of the application for registration and extension of registration
1. An application for registration or extension of registration shall be submitted in the format set out in the Annex.
2. The trade repository shall give a unique reference number to each document it submits and shall clearly identify which specific requirement in Delegated Regulation (EU) 2019/359 the document refers to.
3. An application for registration or extension of registration shall clearly indicate the reasons why information referring to a certain requirement is not submitted.
4. An application for registration or extension of registration shall be submitted in a durable medium as defined in Article 2(1)(m) of Directive 2009/65/EC.
ANNEX
FORMAT FOR AN APPLICATION FOR REGISTRATION OR EXTENSION OF REGISTRATION AS A TRADE REPOSITORY
GENERAL INFORMATION
Date of application
Corporate name of the trade repository
Legal address of the trade repository
The types of securities financing transactions for which the trade repository is applying to be registered
Name of the person responsible for the application
Contact details of the person responsible for the application
Name of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository
Contact details of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository
Identification of any parent company or any subsidiaries
DOCUMENT REFERENCES ( 1 )
Article of (EU) 2019/359
Unique reference number of the document
Title of the document
Chapter/section/page of the document where the information is provided or reason why the information is not provided
( 1 ) For all information required in Commission Delegated Regulation (EU) 2019/359 with the exception of points (a), (c) and (g) of Article 1 thereof.
