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Commission Implementing Decision (EU) 2021/1753 of 1 October 2021 on the equivalence of the supervisory and regulatory requirements of certain third countries and territories for the purposes of the treatment of exposures in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council (Text with EEA relevance)

Commission Implementing Decision (EU) 2021/1753 of 1 October 2021 on the equivalence of the supervisory and regulatory requirements of certain third countries and territories for the purposes of the treatment of exposures in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council (Text with EEA relevance)

Implementing Decision (EU) 2021/1753 · Decision · 15 articles

Data as of 2026-07-04 · Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗

Equivalence of requirements applied to credit institutions for the purposes of Article 107(4) of Regulation (EU) No 575/2013

Article 1

For the purposes of Article 107(4) of Regulation (EU) No 575/2013, the third countries and territories listed in Annex I to this Decision shall be considered as applying supervisory and regulatory arrangements to credit institutions equivalent to those applied in the Union.

Equivalence of requirements applied to investment firms for the purposes of Article 107(4) of Regulation (EU) No 575/2013

Article 2

For the purposes of Article 107(4) of Regulation (EU) No 575/2013, the third countries listed in Annex II to this Decision shall be considered as applying supervisory and regulatory arrangements to investment firms equivalent to those applied in the Union.

Equivalence of requirements applied to exchanges for the purposes of Article 107(4) of Regulation (EU) No 575/2013

Article 3

For the purposes of Article 107(4) of Regulation (EU) No 575/2013, the third countries listed in Annex III to this Decision shall be considered as applying supervisory and regulatory arrangements to exchanges equivalent to those applied in the Union.

Equivalence of requirements applied to exposures to central governments, central banks, regional governments, local authorities and public sector entities for the purposes of Articles 114, 115 and 116 of Regulation (EU) No 575/2013

Article 4

For the purposes of Articles 114(7), 115(4) and 116(5) of Regulation (EU) No 575/2013, the third countries and territories listed in Annex IV to this Decision shall be considered as applying supervisory and regulatory arrangements equivalent to those applied to credit institutions in the Union.

Equivalence of requirements to credit institutions and investment firms for the purposes Article 142 of Regulation (EU) No 575/2013

Article 5

For the purposes of Article 142(2) of Regulation (EU) No 575/2013, the third countries and territories listed in Annex V to this Decision shall be considered as applying supervisory and regulatory arrangements equivalent to those applied in the Union.

Equivalence of requirements applied to institutions for the purposes of Article 391 of Regulation (EU) No 575/2013

Article 6

For the purposes of Article 391 of Regulation (EU) No 575/2013, the third countries and territories listed in Annex VI to this Decision shall be considered as applying supervisory and regulatory arrangements equivalent to those applied in the Union.

Repeal

Article 7

Implementing Decision 2014/908/EU is repealed. References to the repealed Decision shall be construed as references to this Decision and read in accordance with the correlation table in the Annex VII.

Entry into force

Article 8

This Decision shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union .

Supplementary provisions

LIST OF THIRD COUNTRIES AND TERRITORIES REFERRED TO IN ARTICLE 1 (CREDIT INSTITUTIONS)

ANNEX ISupplementary provisions

ANNEX I LIST OF THIRD COUNTRIES AND TERRITORIES REFERRED TO IN ARTICLE 1 (CREDIT INSTITUTIONS) (1) Argentina (2) Australia (3) Bosnia and Herzegovina (4) Brazil (5) Canada (6) China (7) Faroe Islands (8) Greenland (9) Guernsey (10) Hong Kong (11) India (12) Isle of Man (13) Japan (14) Jersey (15) Mexico (16) Monaco (17) New Zealand (18) North Macedonia (19) Saudi Arabia (20) Serbia (21) Singapore (22) South Africa (23) South Korea (24) Switzerland (25) Turkey (26) USA

LIST OF THIRD COUNTRIES AND TERRITORIES REFERRED TO IN ARTICLE 2 (INVESTMENT FIRMS)

ANNEX IISupplementary provisions

ANNEX II LIST OF THIRD COUNTRIES AND TERRITORIES REFERRED TO IN ARTICLE 2 (INVESTMENT FIRMS) (1) Australia (2) Brazil (3) Canada (4) China (5) Hong Kong (6) Indonesia (7) Japan (limited to Type I Financial Instruments Business Operators) (8) Mexico (9) South Korea (10) Saudi Arabia (11) Singapore (12) South Africa (13) USA

LIST OF THIRD COUNTRIES REFERRED TO IN ARTICLE 3 (EXCHNAGES)

ANNEX IIISupplementary provisions

ANNEX III LIST OF THIRD COUNTRIES REFERRED TO IN ARTICLE 3 (EXCHNAGES) (1) Australia (2) Brazil (3) Canada (4) China (5) India (6) Indonesia (7) Japan (8) Mexico (9) South Korea (10) Saudi Arabia (11) Singapore (12) South Africa (13) USA

LIST OF THIRD COUNTRIES AND TERRITORIES REFERRED TO IN ARTICLE 4 (CREDIT INSTITUTIONS)

ANNEX IVSupplementary provisions

ANNEX IV LIST OF THIRD COUNTRIES AND TERRITORIES REFERRED TO IN ARTICLE 4 (CREDIT INSTITUTIONS) (1) Argentina (2) Australia (3) Bosnia and Herzegovina (4) Brazil (5) Canada (6) China (7) Faroe Islands (8) Greenland (9) Guernsey (10) Hong Kong (11) India (12) Isle of Man (13) Japan (14) Jersey (15) Mexico (16) Monaco (17) New Zealand (18) North Macedonia (19) Saudi Arabia (20) Serbia (21) Singapore (22) South Africa (23) South Korea (24) Switzerland (25) Turkey (26) USA

LIST OF THIRD COUNTRIES AND TERRITORIES REFERRED TO IN ARTICLE 5 (CREDIT INSTITUTIONS AND INVESTMENT FIRMS)

ANNEX VSupplementary provisions

ANNEX V LIST OF THIRD COUNTRIES AND TERRITORIES REFERRED TO IN ARTICLE 5 (CREDIT INSTITUTIONS AND INVESTMENT FIRMS) Credit institutions: (1) Argentina (2) Australia (3) Bosnia and Herzegovina (4) Brazil (5) Canada (6) China (7) Faroe Islands (8) Greenland (9) Guernsey (10) Hong Kong (11) India (12) Isle of Man (13) Japan (14) Jersey (15) Mexico (16) Monaco (17) New Zealand (18) North Macedonia (19) Saudi Arabia (20) Serbia (21) Singapore (22) South Africa (23) South Korea (24) Switzerland (25) Turkey (26) USA Investment firms equivalent to an ‘institution’ as defined in Article 4(1), point (3), of Regulation (EU) No 575/2013: (1) Australia (2) Brazil (3) Canada (4) China (5) Hong Kong (6) Indonesia (7) Japan (limited to Type I Financial Instruments Business Operators) (8) Mexico (9) South Korea (10) Saudi Arabia (11) Singapore (12) South Africa (13) USA

LIST OF THIRD COUNTRIES AND TERRITORIES REFERRED TO IN ARTICLE 6 (CREDIT INSTITUTIONS AND INVESTMENT FIRMS)

ANNEX VISupplementary provisions

ANNEX VI LIST OF THIRD COUNTRIES AND TERRITORIES REFERRED TO IN ARTICLE 6 (CREDIT INSTITUTIONS AND INVESTMENT FIRMS) Credit institutions: (1) Argentina (2) Australia (3) Bosnia and Herzegovina (4) Brazil (5) Canada (6) China (7) Faroe Islands (8) Greenland (9) Guernsey (10) Hong Kong (11) India (12) Isle of Man (13) Japan (14) Jersey (15) Mexico (16) Monaco (17) New Zealand (18) North Macedonia (19) Saudi Arabia (20) Serbia (21) Singapore (22) South Africa (23) South Korea (24) Switzerland (25) Turkey (26) USA Investment firms equivalent to an ‘institution’ as defined in Article 4(1), point (3), of Regulation (EU) No 575/2013: (1) Australia (2) Brazil (3) Canada (4) China (5) Hong Kong (6) Indonesia (7) Japan (limited to Type I Financial Instruments Business Operators) (8) Mexico (9) South Korea (10) Saudi Arabia (11) Singapore (12) South Africa (13) USA

CORRELATION TABLE

ANNEX VIISupplementary provisions

ANNEX VII CORRELATION TABLE This Decision Decision 2014/908/EU Article 1 Article 1 Article 2 Article 2 Article 3 Article 3 Article 4 Article 4 Article 5 Article 5 Article 6 - Article 7 - Article 8 -

Other acts of the same type

Commission Implementing Decision (EU) 2015/670 of 27 April 2015 on the compliance of unit rates for charging zones for 2015 under Article 17 of Implementing Regulation (EU) No 391/2013 (notified under document C(2015) 2635) (Text with EEA relevance)Commission Implementing Decision (EU) 2015/668 of 24 April 2015 on amending the recognitions of certain organisations in accordance with Article 16 of Regulation (EC) No 391/2009 of the European Parliament and of the Council (notified under document C(2015) 2595) (Text with EEA relevance)Commission Decision (EU) 2015/669 of 24 April 2015 repealing Decision 2007/421/EC on the publication of the list of recognised organisations which have been notified by Member States in accordance with Council Directive 94/57/EC (notified under document C(2015) 2596)Commission Implementing Decision (EU) 2015/690 of 24 April 2015 authorising the placing on the market of products containing, consisting of, or produced from genetically modified cotton GHB614xLLCotton25 (BCS-GHØØ2-5xACS-GHØØ1-3) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (notified under document C(2015) 2762) (Text with EEA relevance)Commission Implementing Decision (EU) 2015/691 of 24 April 2015 authorising the placing on the market of products containing, consisting of, or produced from genetically modified soybean BPS-CV127-9 (BPS-CV127-9) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (notified under document C(2015) 2764) (Text with EEA relevance)Commission Implementing Decision (EU) 2015/692 of 24 April 2015 concerning the placing on the market, in accordance with Directive 2001/18/EC of the European Parliament and of the Council, of a carnation (Dianthus caryophyllus L., line 25958) genetically modified for flower colour (notified under document C(2015) 2765) (Text with EEA relevance)Commission Implementing Decision (EU) 2015/694 of 24 April 2015 concerning the placing on the market, in accordance with Directive 2001/18/EC of the European Parliament and of the Council, of a carnation (Dianthus caryophyllus L., line 26407) genetically modified for flower colour (notified under document C(2015) 2768) (Text with EEA relevance)Commission Implementing Decision (EU) 2015/697 of 24 April 2015 authorising the placing on the market of genetically modified maize T25 (ACS-ZMØØ3-2) and renewing the existing maize T25 (ACS-ZMØØ3-2) products, pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (notified under document C(2015) 2772) (Text with EEA relevance)Commission Implementing Decision (EU) 2015/699 of 24 April 2015 authorising the placing on the market of products containing, consisting of, or produced from genetically modified cotton T304-40 (BCS-GHØØ4-7) pursuant to Regulation (EC) No 1829/2003 of the European Parliament and of the Council (notified under document C(2015) 2782) (Text with EEA relevance)Commission Implementing Decision (EU) 2015/714 of 24 April 2015 concerning the validity of certain binding tariff information (notified under document C(2015) 2888)Commission Implementing Decision (EU) 2015/646 of 23 April 2015 pursuant to Article 3(3) of Regulation (EU) No 528/2012 of the European Parliament and of the Council on bacterial cultures intended to reduce organic solids and to be placed on the market for that purpose (Text with EEA relevance)Commission Implementing Decision (EU) 2015/655 of 23 April 2015 pursuant to Article 3(3) of Regulation (EU) No 528/2012 of the European Parliament and of the Council on a polydimethylsiloxane-based formulation placed on the market to control mosquitoes (Text with EEA relevance)

Source: EUR-Lex (Publications Office of the EU), © European Union, reuse permitted under Commission Decision 2011/833/EU.

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