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Commission Implementing Regulation (EU) 2021/451 of 17 December 2020 laying down implementing technical standards for the application of Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to supervisory reporting of institutions and repealing Implementing Regulation (EU) No 680/2014 (Text with EEA relevance)

Commission Implementing Regulation (EU) 2021/451 of 17 December 2020 laying down implementing technical standards for the application of Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to supervisory reporting of institutions and repealing Implementing Regulation (EU) No 680/2014 (Text with EEA relevance)

Implementing Regulation (EU) 2021/451 · Regulation · 48 articles

Data as of 2026-07-04 · Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗

This instrument has 48 articles. Only the list of articles is shown here; read the full text on each article page.

Article 4Reporting thresholds – entry and exit criteria

Article 5Reporting on own funds and own funds requirements on an individual basis – quarterly reporting

Article 6Reporting on own funds and own funds requirements on an individual basis – semi-annual reporting

Article 7Reporting on own funds and own funds requirements on a consolidated basis

Article 8Reporting on own funds and own funds requirements – additional reporting requirements on individual and consolidated basis

Article 9Reporting on own funds and own funds requirements for investment firms subject to Articles 95 and 96 of Regulation (EU) No 575/2013 on an individual basis

Article 10Reporting on own funds and own funds requirements for groups that consist only of investment firms subject to Articles 95 and 96 of Regulation (EU) No 575/2013 on a consolidated basis

Article 11Reporting on financial information on a consolidated basis for institutions subject to Regulation (EC) No 1606/2002 of the European Parliament and of the Council  ( 10 )

Article 12Reporting on financial information on a consolidated basis for institutions applying national accounting frameworks

Article 13Reporting on losses stemming from lending collateralised by immovable property in accordance with Article 430a(1) of Regulation (EU) No 575/2013 on an individual and a consolidated basis

Article 14Reporting on large exposures on an individual and a consolidated basis

Article 15Reporting on leverage ratio on an individual and a consolidated basis

Article 16Reporting on the liquidity coverage requirement on an individual and a consolidated basis

Article 17Reporting on stable funding on an individual and a consolidated basis

Article 18Reporting on additional liquidity monitoring metrics on an individual and a consolidated basis

Article 19Reporting on asset encumbrance on an individual and a consolidated basis

Article 20Supplementary reporting on a consolidated basis for the purposes of identifying G-SIIs and assigning G-SII buffer rates

Article 21Data exchange formats and information accompanying submissions

Article 22Repeal of Implementing Regulation (EU) No 680/2014

Supplementary provisions

ANNEX ISupplementary provisionsREPORTING ON OWN FUNDS AND OWN FUNDS REQUIREMENTS

ANNEX VIIISupplementary provisionsTEMPLATES FOR REPORTING LARGE EXPOSURES AND CONCENTRATION RISK

ANNEX XIVSupplementary provisionsSingle Data Point Model

ANNEX XVSupplementary provisionsValidation Rules

ANNEX XVIISupplementary provisionsINSTRUCTION FOR REPORTING ON ASSET ENCUMBRANCE

ANNEX XIXSupplementary provisionsINSTRUCTIONS FOR REPORTING ON ADDITIONAL LIQUIDITY MONITORING METRICS

ANNEX XXISupplementary provisionsINSTRUCTIONS FOR REPORTING ON CONCENTRATION OF COUNTERBALANCING CAPACITY

ANNEX XXIISupplementary provisionsREPORTING ON AMM MATURITY LADDER

ANNEX XXVSupplementary provisionsINSTRUCTIONS FOR COMPLETING LIQUIDITY TEMPLATES OF ANNEX XXIV

ANNEX XXVISupplementary provisionsSUPPLEMENTARY REPORTING FOR THE PURPOSE OF IDENTIFYING AND ASSIGNING G-SII BUFFER RATES

Source: EUR-Lex (Publications Office of the EU), © European Union, reuse permitted under Commission Decision 2011/833/EU.

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