ANNEX IV
RULES ON DISAGGREGATED DATA ON INTERVENTIONS AND BENEFICIARIES REFERRED TO IN ARTICLES 9(3) AND 10(3)
Reporting of disaggregated data on interventions
1.
When reporting data for monitoring and evaluation on interventions referred to in Article 8, point (a), of this Regulation, Member States shall respect the calculation methods for output and result indicators laid down in Implementing Regulation (EU) 2021/2290 and the following:
(a)
the value of the output generated by an intervention shall be reported under the relevant monitoring variables set out in point 2 of this Annex;
(b)
the value of the output generated by an intervention shall also be reported under the result variables, set out in point 3 of this Annex, for the result indicators set out in Annex I to Regulation (EU) 2021/2115 selected by Member States in their CAP Strategic Plan (‘relevant result indicators’);
(c)
the value of the output contributing to the calculation of the numerator of the result indicators shall be reported in full from the first payment (excluding advances referred to in Article 32(4), point (a), Article 32(5) and Article 44(3) of Regulation (EU) 2021/2116).
2.
Member States shall provide the following list of monitoring variables, per intervention for each beneficiary, in accordance with the specific design of interventions and their intervention logic:
(a)
monitoring variables to report administrative information (M010 to M040):
(i)
M010: paying agency code
This field provides the unique code of the paying agency. It corresponds to the dedicated department or body of a Member State responsible for the management and control of expenditure from the European Agricultural Guarantee Fund (EAGF) and the European Agricultural Fund for Rural Development (EAFRD);
(ii)
M020: unique code for aid application or payment claim for an intervention
This field provides a unique code per aid application for the interventions covered by the integrated system and payment claim for the other interventions;
(iii)
M030: unique beneficiary identifier
This field provides a unique beneficiary identifier for all CAP beneficiaries, which is allocated to each applicant at Member State level. The unique beneficiary identifier shall not contain any personal information. The identifier remains unchanged over years;
(iv)
M040: budget code
This field provides the 25 first digits of the budget code, which includes budget nomenclature, type of intervention, sector and subsector, output indicator, intervention, unit amount, reduction of payment or contribution rate, and calendar year;
(b)
monitoring variables to report amounts spent (M050 to M070):
(i)
M050: total amount paid (EU funds)
This field provides the total amount of EAGF or EAFRD support paid in euros for the claim, by unit amount;
(ii)
M060: total public expenditure
This field provides the total amount of public support paid in euros for the claim, by unit amount including the national contribution and excluding the additional national financing referred to in Article 115(5) of Regulation (EU) 2021/2115 (‘additional national financing’);
(iii)
M070: total additional national financing
This field provides the total amount of additional national financing paid in euros for the claim;
The amounts spent referred to in points (i), (ii) and (iii) shall be reported in euros before application of sanctions and penalties;
(c)
monitoring variables to report the area eligible and determined (M080 to M095):
(i)
M080: number of hectares of eligible area determined before application of limits, excluding forestry
This field provides the eligible area (excluding forestry) in full determined after controls and before application of payment entitlements or maximum thresholds;
(ii)
M085: number of hectares of eligible forestry area determined before application of limits
This field provides the eligible forestry area in full determined after controls and before application of payment entitlements or maximum thresholds;
(iii)
M090: number of hectares of eligible area excluding forestry
For interventions paid in hectares, this field provides the eligible area (excluding forestry) in full determined after controls and after application of payment entitlements or maximum thresholds.
For interventions on land paid in other units than hectares, where relevant, it provides the number of hectares (excluding forestry) supported by the interventions;
(iv)
M095: number of hectares of eligible forestry area determined after application of limits
This field provides the eligible forestry area in full determined after controls and after application of payment entitlements or maximum thresholds.
For forestry interventions paid in other units than hectares, where relevant, it provides the number of hectares supported by the interventions;
The output values referred to in points (i) to (iv) shall always be reported in full. For the interventions covered by the integrated system, outputs shall be reported in full in year N in relation to interventions claimed in year N-2;
(d)
monitoring variables to report units paid (M100 to M160):
(i)
M100: number of hectares of eligible area paid
This field provides the area paid, independently from the nature of the area (i.e. forestry or not);
(ii)
M110: number of animal heads paid
(iii)
M120: number of livestock units paid
(iv)
M130: number of operations paid
This field provides the number of operations as defined in Article 3, point (4), of Regulation (EU) 2021/2115 supported by the CAP. It covers the interventions paid per operation;
(v)
M140: number of farms supported
This field provides the number of farms benefitting from relevant CAP support, when paid as a lump sum;
(vi)
M150: number of mutual funds paid
This field provides information of the number of mutual funds as defined in Article 3, point (11), of Regulation (EU) 2021/2115 covered by risk management support referred to in Article 76 of that Regulation;
(vii)
M160: number of other units paid – unit of measurement
(viii)
M161: number of other units paid – output generated
Fields under points (vii) and (viii) provide information on the outputs generated by interventions which are based on other units of measurement, than those listed in points (i) to (vi). For each other unit paid, Member States shall report in two separated fields the unit of measurement (M160) and the output generated (M161);
The output values for the units paid after controls and after application of maximum thresholds referred to in points (i) to (viii) shall be reported as a proportion of the expenditure effectively paid in relation to the total expenditure committed for that output in the agricultural financial year concerned. In the agricultural financial year when the final payment is made, the output value corresponds to the balance;
(e)
monitoring variables reporting whether a condition is fulfilled (M170 to M210):
(i)
M170: investment resulting in a net increase of irrigated area
This field provides information on whether the intervention concerns an investment resulting in a net increase of the irrigated area (including investments in new irrigation installations or infrastructure, and the creation or expansion of a reservoir) pursuant to Article 74(6) and (7) of Regulation (EU) 2021/2115;
(ii)
M180: investment resulting in an improvement of existing irrigation installations
This field provides information on whether the intervention concerns the improvement of an existing irrigation installations or element of irrigation infrastructure pursuant to Article 74(4) of Regulation (EU) 2021/2115;
(iii)
M190: investment in the use of reclaimed water
This field provides information on whether the intervention concerns an investment in the use of reclaimed water as an alternative water supply pursuant to Article 74(5) of Regulation (EU) 2021/2115;
(iv)
M200: investment in broadband
This field provides information on whether the intervention aimed at improving access to broadband;
(v)
M210: investment in bio-methane
This field provides information on whether the intervention concerns installed production capacity for bio-methane.
3.
Member States shall provide the contribution of the output values to the numerator of the relevant result indicators set out in Annex I to Regulation (EU) 2021/2115, using the following result variables:
(a)
result variables R001, R002, R003, R004, R005, R009, R010, R012, R013, R014, R015, R016, R017, R018, R019, R020, R021, R022, R023, R024, R025, R026, R027, R028, R029, R030, R031, R032, R033, R034, R035, R036, R037, R038, R039, R040, R041, R042, R043 and R044 corresponding respectively to result indicators R.1, R.2, R.3, R.4, R.5, R.9, R.10, R.12, R.13, R.14, R.15, R.16, R.17, R.18, R.19, R.20, R.21, R.22, R.23, R.24, R.25, R.26, R.27, R.28, R.29, R.30, R.31, R.32, R.33, R.34, R.35, R.36, R.37, R.38, R.39, R.40, R.41, R.42, R.43 and R.44.
These fields provide the value of the outputs generated in full by an operation for the calculation of the specific result indicators;
(b)
for the result variable R017, contributing to result indicator R.17 (Afforested land), Member States shall report the breakdown for the calculation of the result indicator, as follows:
(i)
R117: afforested area;
(ii)
R217: restored area;
(iii)
R317: agro-forestry area;
(iv)
R417: planted wooded landscape features
Fields under points (i), (ii) and (iii), provide the area supported while this field provides the estimated area actually planted with wooded landscape features;
(c)
for the result variable R043 contributing to result indicator R.43 (Limiting antimicrobial use), Member States shall report the breakdown for the calculation of the result indicator by species, as follows:
(i)
R143: number of pigs livestock units;
(ii)
R243: number of bovine livestock units;
(iii)
R343: number of poultry livestock units;
(iv)
R443: number of sheep and goats livestock units;
(v)
R543: number of other livestock units;
(d)
for the result variable R044 contributing to result indicator R.44 (Improving animal welfare), Member States shall report the breakdown for the calculation of the result indicator by species, as follows:
(i)
R144: number of pigs livestock units;
(ii)
R244: number of bovine livestock units;
(iii)
R344: number of poultry livestock units;
(iv)
R444: number of sheep and goats livestock units;
(v)
R544: number of other livestock units.
Reporting of data relating to beneficiaries
4.
Member States shall provide the following beneficiary variables, in accordance with the specific design of interventions and their intervention logic:
(a)
B010: unique beneficiary ID
This field provides the same unique beneficiary identifier used for the data on interventions in monitoring variable M030, referred to in point 2(a)(iii), of this Annex;
(b)
B020: gender
This field provides information on the gender of the beneficiary.
In case the beneficiary is a group of natural persons, a legal person or a group of legal persons, the gender of the main manager(s) of the farm shall be reported. The main manager means the person who has the decision-making power in relation to the agricultural activities exercised on the farm and who bears benefits and financial risks related to those activities.
Member States may provide additional explanatory data on the share of management responsibilities exercised by gender category;
(c)
B030: young farmer
This field provides information on whether the beneficiary is a young farmer, i.e. below the age limit set by Member States in their CAP Strategic Plans pursuant to Article 4(6) of Regulation (EU) 2021/2115.
Member States shall provide this information for all beneficiaries who are natural persons. For groups of natural persons or legal entities, the information shall be provided only for the beneficiaries granted support for generational renewal under Article 30, Article 75(2), point (a), and Article 77 of Regulation (EU) 2021/2115);
(d)
B040: geographical location – municipality
This field provides the Local Administrative Unit code of the municipality where all or the majority of the area of the beneficiary is located or where the main building of the holding is located;
(e)
B050: area with natural or other specific constraints
This field indicates whether the holding is located in an area with natural or other specific constraints as referred to in Article 71 of Regulation (EU) 2021/2115.
The holding shall be classified as located in an area with natural or other specific constraints when all or the majority of the area of the beneficiary or the main building of the holding are located in an area with natural or other specific constraints. Where a beneficiary is granted support under Article 71 of that Regulation, their holding shall be classified as located in an area with natural or other specific constraints;
(f)
B060: nitrate vulnerable zone
This field indicates whether the holding is located in a nitrate vulnerable zone designated under Council Directive 91/676/EEC ( 1 ) . Holdings shall be classified as located in a nitrate vulnerable zone when all or the majority of the area of the beneficiary or the main building of the holding are located in a nitrate vulnerable zone;
(g)
B070: characteristics of farm’s location in a river basin management plan
The field indicates whether the holding is located in an area included in a river basin management plan referred to in Article 72(3), point (c), of Regulation (EU) 2021/2115. Holdings are classified located in an area included in a river basin management plan when all or the majority of the area of the beneficiary or the main building of the holding are located in an area included in a river basin management plan;
(h)
B080: NATURA 2000 area
The field indicates whether the holding is located in Natura 2000 area as referred to in Article 72(3), point (a), of Regulation (EU) 2021/2115. Holdings are classified as located in Natura 2000 area when all or the majority of the area of the beneficiary or the main building of the holding are located in Natura 2000 area.
Member States may provide additional explanatory data on the share of the holding’s area located in Natura 2000 area;
(i)
B090: organic farm
The field indicates whether the holding is farmed organically as laid down in Regulation (EU) 2018/848 the European Parliament and of the Council ( 2 ) , partially farmed organically or not farmed organically.
The holding shall be classified as farmed organically when all or the majority of the area of the beneficiary (> 50 % of the total area) is farmed organically and partially farmed organically when only of a minority of the area of the beneficiary (< 50 % of the total area) is farmed organically;
(j)
B100: number of hectares of arable land declared
This field provides the total number of hectares of arable land as defined by Member States in their CAP Strategic Plans pursuant to Article 4(3), point (a), of Regulation (EU) 2021/2115;
(k)
B110: number of hectares of permanent grassland declared
This field provides the total number of hectares of permanent grassland area as defined by Member States in their CAP Strategic Plans pursuant to Article 4(3), point (c), of Regulation (EU) 2021/2115;
(l)
B120: number of hectares with permanent crops declared
This field provides the total number of hectares with permanent crops as defined by Member States in their CAP Strategic Plans pursuant to Article 4(3), point (b), of Regulation (EU) 2021/2115;
(m)
B130: number of hectares of other areas eligible for direct payments
This field provides the total number of hectares on which no agricultural activity is performed, but which is still eligible for direct payments pursuant to Article 4(4), point (c), of Regulation (EU) 2021/2115;
(n)
B141: GAEC 2 – number of hectares of wetland and peatlands – permanent grassland
This field provides the total number of hectares of permanent grassland in wetland and peatlands subject to GAEC 2 as laid down in Annex III to Regulation (EU) 2021/2115;
(o)
B142: GAEC 2 – number of hectares of wetland and peatlands – arable land
This field provides the total number of hectares of arable land in wetland and peatlands which are subject to GAEC 2;
(p)
B143: GAEC 2 – number of hectares of wetland and peatlands – permanent crops
This field provides the total number of hectares of permanent crops in wetland and peatlands which are subject to GAEC 2;
(q)
B150: GAEC 8 – number of hectares used to fulfil the minimum share of arable land devoted to non-productive areas and features
This field provides the total number of hectares, before possible weighting factors, used to fulfil the minimum share of arable land devoted to non-productive areas and features under GAEC 8 as laid down in Annex III to Regulation (EU) 2021/2115. Member States shall provide a breakdown of this beneficiary variable as follows:
(i)
B151: GAEC 8 – number of hectares of land laying fallow;
(ii)
B152: GAEC 8 – number of hectares of hedgerows, individual or group of trees, trees rows;
(iii)
B153: GAEC 8 – number of hectares of field margins, patches or buffer strips;
(iv)
B154: GAEC 8 – number of hectares of ditches and streams;
(v)
B155: GAEC 8 – number of hectares of small ponds and small wetlands;
(vi)
B156: GAEC 8 – number of hectares of stonewalls;
(vii)
B157: GAEC 8 – number of hectares of cairns;
(viii)
B158: GAEC 8 – number of hectares of terraces;
(ix)
B159: GAEC 8 – number of hectares of cultural features;
(x)
B160: GAEC 8 – number of hectares of other non-productive areas and features;
(xi)
B161: GAEC 8 – number of hectares of catch crops cultivated without the use of plant protection products;
(xii)
B162: GAEC 8 – number of hectares of nitrogen fixing crops cultivated without the use of plant protection products;
(r)
B170: GAEC 9 – number of hectares subject to the ban on conversion or ploughing
This field provides the number of hectares that are subject to the ban on converting or ploughing permanent grassland designated as environmentally sensitive permanent grassland in Nature 2000 sites under GAEC 9 as laid down in Annex III to Regulation (EU) 2021/2115. Member States shall provide the following information:
(i)
B171: GAEC 9 – number of hectares of permanent grassland in Natura 2000 sites;
(ii)
B172: GAEC 9 – number of hectares of designated environmentally sensitive permanent grassland in Natura 2000 sites protected under GAEC 9 and declared by farmers;
(s)
B180: number of hectares of designated environmentally sensitive permanent grassland outside Natura 2000 sites, protected under the scope of the GAECs and declared by farmers, where applicable.
( 1 ) Council Directive 91/676/EEC of 12 December 1991 concerning the protection of waters against pollution caused by nitrates from agricultural sources ( OJ L 375, 31.12.1991, p. 1 ).
( 2 ) Regulation (EU) 2018/848 of the European Parliament and of the Council of 30 May 2018 on organic production and labelling of organic products and repealing Council Regulation (EC) No 834/2007 ( OJ L 150, 14.6.2018, p. 1 ).