Source

Commission Implementing Regulation (EU) 2023/2526 of 17 November 2023 amending the implementing technical standards laid down in Implementing Regulation (EU) 2022/389 as regards the content lists of the information on individual data to be disclosed by competent authorities

Implementing Regulation (EU) 2023/2526 · Regulation · 3 articles

Data as of 2026-07-04 · Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗

Article 1

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Annex IV to Implementing Regulation (EU) 2022/389 is amended in accordance with the Annex to this Regulation.

Article 2

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This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union .

Supplementary provisions

ANNEXSupplementary provisions

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ANNEX In Annex IV to Implementing Regulation (EU) 2022/389, Part 1 is replaced by the following: ‘PART 1 Individual data per competent authority (year 20XX) Reference to reporting template Data Number and size of investment firms 010 Number of investment firms [Value] 020 Total assets of all investment firms in the Member State (in MEUR) ( 1 ) [Value] Number and size of third country investment firms ( 2 ) 030 From third countries Number of branches ( 3 ) [Value] 040 Number of subsidiaries ( 4 ) [Value] Own funds composition with respect to own funds requirements Data, in millions euro Data, as percentage of total own funds requirements ( 6 ) % 050 Total Common Equity Tier 1 ( 5 ) I 01.00 row 0030 and I 01.01 row 0030 [Value] [Value] 060 Total Additional Tier 1 ( 5 ) I 01.00 row 0300 and I 01.01 row 0300 [Value] [Value] 070 Total Tier 2 capital ( 5 ) I 01.00 row 0420 and I 01.01 row 0420 [Value] [Value] 080 Total own funds ( 6 ) I 01.00 row 0010 and I 01.01 row 0010 [Value] [Value] Total own funds requirement by type Data, in millions euro Data, as percentage of the total own funds requirements ( 6 ) % 090 Data on own funds requirements Fixed overheads requirement ( 7 ) I 02.01 row 0030 and I 02.03 row 0030 [Value] [Value] 100 Permanent minimum capital requirement ( 8 ) I 02.01 row 0020 and I 02.03 row 0020 [Value] [Value] 110 K-factor requirement ( 9 ) I 02.01 row 0040 [Value] [Value] 120 of which Risk-to-Client (RtC) ( 10 ) I 04.00 row 0020 [Value] [Value] 130 of which Risk-to-Market (RtM) ( 11 ) I 04.00 row 0090 [Value] [Value] 140 of which Risk-to-Firm (RtF) ( 12 ) I 04.00 row 0120 [Value] [Value] ( 1 ) The total assets figure shall be the sum of the asset values of all investment firms in a Member State, calculated based on applicable accounting standards, excluding any asset under management. ( 2 ) EEA countries shall not be included. ( 3 ) Number of branches as defined in Article 3(1), point (3), of Directive (EU) 2019/2034. Any number of places of business set up in the same country by an investment firm with headquarters in a third country should be counted as a single branch. ( 4 ) Number of subsidiaries as defined in Article 3(1), point (29), of Directive (EU) 2019/2034. Any subsidiary of a subsidiary undertaking shall be regarded as a subsidiary of the parent undertaking, which is at the head of those undertakings. ( 5 ) Capital as referred to in Article 9(1) of Regulation (EU) 2019/2033. ( 6 ) Total own funds requirement as referred to in Article 11 of the Regulation (EU) 2019/2033. ( 7 ) Fixed overheads requirement as referred to in Article 11(1), point (a), of Regulation (EU) 2019/2033. ( 8 ) Permanent minimum capital requirement as referred to in Article 11(1), point (b), of Regulation (EU) 2019/2033. ( 9 ) K-factor requirement as referred to in Article 11(1), point (c), of Regulation (EU) 2019/2033. ( 10 ) Own funds requirements associated with Risk to Client as referred to in Article 15(1), point (a), of Regulation (EU) 2019/2033. Indicate total capital ratio in column ‘Data, as percentage of the total own fund requirements %’. ( 11 ) Own funds requirements associated with Risk to Market as referred to in Article 15(1), point (b), of Regulation (EU) 2019/2033. ( 12 ) Own funds requirements associated with Risk to Firm as referred to in Article 15(1), point (c), of Regulation (EU) 2019/2033.’

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Source: EUR-Lex (Publications Office of the EU), © European Union, reuse permitted under Commission Decision 2011/833/EU.

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