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Commission Delegated Regulation (EU) No 149/2013 Article 18

(Article 11(14)(c) of Regulation (EU) No 648/2012)

Article 18

1.   The application or notification to the competent authority of the details of the intragroup transaction shall be in writing and shall include: (a) the legal counterparties to the transactions including their identifiers in accordance with Article 3 of Implementing Regulation (EU) No 1247/2012; (b) the corporate relationship between the counterparties; (c) details of the supporting contractual relationships between the parties; (d) the category of intragroup transaction as specified under paragraph 1 and points (a) to (d) of paragraph 2 of Article 3 of Regulation (EU) No 648/2012; (e) details of the transactions for which the counterparty is seeking the exemption, including: (i) the asset class of OTC derivative contracts; (ii) the type of OTC derivative contracts; (iii) the type of underlyings; (iv) the notional and settlement currencies; (v) the range of contract tenors; (vi) the settlement type; (vii) the anticipated size, volumes and frequency of OTC derivative contracts per annum. 2.   As part of its application or notification to the relevant competent authority, a counterparty shall also submit supporting information evidencing that the conditions of Article 11(6) to (10) of Regulation (EU) No 648/2012 are fulfilled. The supporting documents shall include copies of documented risk management procedures, historical transaction information, copies of the relevant contracts between the parties and may include a legal opinion upon request from the competent authority.

Read the full instrument → · Read this in context: CHAPTER VIII — RISK-MITIGATION TECHNIQUES FOR OTC DERIVATIVE CONTRACTS NOT CLEARED BY A CCP →

Other provisions in CHAPTER VIII — RISK-MITIGATION TECHNIQUES FOR OTC DERIVATIVE CONTRACTS NOT CLEARED BY A CCP

Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗ · Data as of 2026-07-04

CitationArticle 18 of Commission Delegated Regulation (EU) No 149/2013 (LawPlayer, data as of 2026-07-04)

© European Union, https://eur-lex.europa.eu, 1998-2026. Reuse authorised under Commission Decision 2011/833/EU, provided the source is acknowledged.

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