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Commission Delegated Regulation (EU) 2015/2303 Article 4

Commission Delegated Regulation (EU) 2015/2303 Article 4

Supervisory measures

Article 4

Without prejudice to any other supervisory powers conferred on them, competent authorities shall, in particular, 1. require, where appropriate, regulated entities or mixed financial holding companies to: (a) perform intra-group transactions of the financial conglomerate at arm's length or notify intra-group transactions which are not performed at arm's length; (b) approve intra-group transactions of the financial conglomerate through specified internal procedures with the involvement of its management body as referred to in Article 3(1) of Directive 2013/36/EU of the European Parliament and of the Council  ( 5 ) , or of its administrative, management or supervisory body as referred to in Article 40 of Directive 2009/138/EC of the European Parliament and of the Council  ( 6 ) ; (c) report more frequently than required under Article 7(2) and Article 8(2) of Directive 2002/87/EC on significant risk concentration and significant intra-group transactions; (d) establish additional reporting on significant risk concentration and significant intra-group transactions of the financial conglomerate; (e) strengthen the risk management processes and internal control mechanisms of the financial conglomerate; (f) present or improve plans to restore compliance with supervisory requirements and to set a deadline for implementation thereof; 2. shall define appropriate thresholds in order to identify and overview significant risk concentration and significant intra-group transactions;

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Other provisions in Commission Delegated Regulation (EU) 2015/2303

Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗ · Data as of 2026-07-04

CitationArticle 4 of Commission Delegated Regulation (EU) 2015/2303 (LawPlayer, data as of 2026-07-04)

© European Union, https://eur-lex.europa.eu, 1998-2026. Reuse authorised under Commission Decision 2011/833/EU, provided the source is acknowledged.

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