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Commission Implementing Regulation (EU) 2016/824 Article 6

Commission Implementing Regulation (EU) 2016/824 Article 6

Additional information to be provided on OTFs

Article 6

In addition to Article 2, a relevant operator operating an OTF shall provide its competent authority with the following information: (a) information on whether another investment firm is engaged to carry out market making on its OTF on an independent basis in accordance with Article 20(5) of Directive 2014/65/EU; (b) a detailed description of how and under what circumstances it executes orders on the OTF on a discretionary basis in accordance with Article 20(6) of Directive 2014/65/EU; (c) the rules, procedures and protocols which allow the operator to route the trading interest of a member or participant outside the facilities of the OTF; (d) a description of the use of matched principal trading which complies with Article 20(7) of Directive 2014/65/EU; (e) the rules and procedures to ensure compliance with Articles 24, 25, 27 and 28 of Directive 2014/65/EU for transactions concluded on the OTF where those rules are applicable to the relevant operator in relation to an OTF user.

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Other provisions in Commission Implementing Regulation (EU) 2016/824

Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗ · Data as of 2026-07-04

CitationArticle 6 of Commission Implementing Regulation (EU) 2016/824 (LawPlayer, data as of 2026-07-04)

© European Union, https://eur-lex.europa.eu, 1998-2026. Reuse authorised under Commission Decision 2011/833/EU, provided the source is acknowledged.

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