Commission Delegated Regulation (EU) 2017/589 Article 23

Periodic review of DEA clients

Article 23

1. A DEA provider shall review its due diligence assessment processes annually. 2. A DEA provider shall carry out an annual risk-based reassessment of the adequacy of its clients' systems and controls, in particular taking into account changes to the scale, nature or complexity of their trading activities or strategies, changes to their staffing, ownership structure, trading or bank account, regulatory status, financial position and whether a DEA client has expressed an intention to sub-delegate the access it receives from the DEA provider.

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Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗ · Data as of 2026-07-04

CitationArticle 23 of Commission Delegated Regulation (EU) 2017/589 (LawPlayer, data as of 2026-07-04)

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