ANNEX ISupplementary provisions
ANNEX I Content of the application for a single safety certificate Note: all information is mandatory, including the documents annexed to the application, except where indicated with ‘O’ (optional). Where the railway undertaking needs to establish a corrective action plan referred to in point 9, the information about it is mandatory. 1. Type of application: 1.1. New 1.2. Renewal 1.3. Update 1.4. EIN of the previous certificate (in case of renewal or update application only) 2. Type of operation requested (select one or more) ( 1 ) : 2.1. Passenger transport including high-speed services 2.2. Passenger transport excluding high-speed services 2.3. Freight transport including dangerous goods services ( 2 ) 2.4. Freight transport excluding dangerous goods services 2.5. Shunting only 2.6. Other (specify) 3. Rail transport operations: 3.1. Expected date of starting services/operations (O) 3.2. Member State(s) concerned with the intended area of operation 3.3. Definition of the intended area of operation (for the concerned networks) ( 3 ) 3.4. Station(s) in neighbouring Member State(s) (in the cases referred to in Article 3(11) of Implementing Regulation (EU) 2018/763 and Article 10(8) of Directive (EU) 2016/798) 4. Safety certification body: 4.1. The Agency 4.2. The national safety authority (in the cases referred to in Article 10(8) of Directive (EU) 2016/798) 5. Applicant's information: 5.1. Legal denomination 5.2. Acronym (O) 5.3. Complete postal address 5.4. Phone 5.5. Fax (O) 5.6. Email 5.7. Website (O) 5.8. National registration number 5.9. VAT number (O) 5.10. Other relevant information (O) 6. Contact person information: 6.1. First name 6.2. Surname 6.3. Title or function 6.4. Complete postal address 6.5. Phone 6.6. Fax (O) 6.7. Email 6.8. Language or languages spoken Documents annexed to the application 7. Documents submitted for the safety management system part of the assessment: 7.1. Description of the safety management system and other documents demonstrating compliance with the requirements set out in point (a) of Article 10(3) of Directive (EU) 2016/798 and showing how those requirements are met. 7.2. Information cross-referencing the safety management system (see point 7.1) against Annex I to Delegated Regulation (EU) 2018/762, including an indication where in the safety management system documentation the relevant requirements of the applicable technical specification for interoperability relating to the operation and traffic management subsystem are met. 8. Documents submitted for the national part (for each Member State covered by the intended area of operation) of the assessment: 8.1. Description or other demonstration of how the safety management arrangements address the relevant national rules notified in accordance with Article 8 of Directive (EU) 2016/798. 8.2. Information cross-referencing the safety management system (see point 7.1) against the requirements laid down in the relevant national rules (see point 8.1). 9. Corrective action plan(s) 9.1. The current status of the action plan or plans established by the railway undertaking to resolve any major non-compliance and any other area of concern identified during supervision activities since the previous assessment. 9.2. The current status of the action plan or plans established by the railway undertaking to resolve residual concerns from the previous assessment. ( 1 ) For each Member State concerned with the intended area of operation. ( 2 ) ‘Dangerous goods’ means substances and articles whose carriage is authorised only under the conditions prescribed in Directive 2008/68/EC of the European Parliament and of the Council of 24 September 2008 on the inland transport of dangerous goods ( OJ L 260, 30.9.2008, p. 13 ). ( 3 ) For each Member State concerned with the intended area of operation.