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Commission Delegated Regulation (EU) 2018/959 Article 9

Senior management involvement

Article 9

Competent authorities shall assess the degree of involvement of senior management of an institution by confirming at least the following: (a) that senior management is responsible for implementing the operational risk governance and management framework approved by the management body; (b) that senior management has been empowered by the management body to develop policies, processes and procedures for managing operational risk; (c) that senior management is implementing the policies, processes and procedures for managing operational risk referred to in point (b).

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Other provisions in SECTION 1 — Governance

Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗ · Data as of 2026-07-04

CitationArticle 9 of Commission Delegated Regulation (EU) 2018/959 (LawPlayer, data as of 2026-07-04)

© European Union, https://eur-lex.europa.eu, 1998-2026. Reuse authorised under Commission Decision 2011/833/EU, provided the source is acknowledged.

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