ANNEX ISupplementary provisions
ANNEX I Annexes I, II and III to Delegated Regulation (EU) 2020/1226 are amended as follows: (1) Annex I is amended as follows: (a) in the table ‘General information’, the rows corresponding to field codes STSS 4 and STSS17 are replaced by the following: ‘STSS4 N/A Unique identifier The unique identifier assigned by the reporting entity in accordance with Article 11(1) of Commission Delegated Regulation (EU) 2020/1224 ( *1 ) . Where more than one STS notification is notified using this unique securitisation identifier, a statement explaining why this is the case. N/A STSS17 Article 27(3) Originator (or original lender) is a credit institution A ‘Yes’ or ‘No’ statement as to whether the originator or original lender is a credit institution, or an investment firm established in the Union. N/A (b) in the table ‘Specific information’, the rows corresponding to field codes STSS21 and STSS22 are replaced by the following: ‘STSS21 Article 20(2) Subject to severe clawback √ A concise explanation on whether any of the severe clawback provisions referred to in Article 20(2), points (a) or (b), of Regulation (EU) 2017/2402 are found in the securitisation. Item 3.3 of Annex 19 of Delegated Regulation (EU) 2019/980 STSS22 Article 20(3) Exemption for clawback provisions in national insolvency laws √ A confirmation of whether the clawback provisions referred to in Article 20(3) of Regulation (EU) 2017/2402 apply. Item 3.3 of Annex 19 of Delegated Regulation (EU) 2019/980’ (2) Annex II is amended as follows: (a) in the table ‘General information’, the rows corresponding to field codes STSAT4 and STSAT17 are replaced by the following: ‘STSAT4 N/A Unique identifier The unique identifier assigned by the reporting entity in accordance with Article 11(1) of Delegated Regulation (EU) 2020/1224. Where more than one STS notification is issued for this unique securitisation identifier, a statement explaining why this is the case. N/A STSAT17 Article 27(3) Originator (or original lender) is a credit institution A ‘Yes’ or ‘No’ statement as to whether the originator or original lender is a credit institution, or an investment firm established in the Union. N/A’ (b) in the table ‘Specific information’, the rows corresponding to field codes STSAT21 and STSAT22 are replaced by the following: ‘STSAT21 Article 24(2) Subject to severe clawback √ A concise explanation on whether any of the severe clawback provisions referred to in Article 24(2), points (a) or (b), of Regulation (EU) 2017/2402 are found in the securitisation. Item 3.3 of Annex 19 of Delegated Regulation (EU) 2019/980 STSAT22 Article 24(3) Exemption for clawback provisions in national insolvency laws √ A confirmation of whether the clawback provisions referred to in Article 24(3) of Regulation (EU) 2017/2402 apply. Item 3.3 of Annex 19 of Delegated Regulation (EU) 2019/980’ (3) in Annex III, in the table ‘General information’, the row corresponding to field code STSAP4 is replaced by the following: ‘STSAP4 N/A Unique identifier The unique identifier assigned by the reporting entity in accordance with Article 11(1) of Delegated Regulation (EU) 2020/1224. Where more than one STS notification is issued for this unique securitisation identifier, a statement explaining why this is the case. N/A’ ( *1 ) Commission Delegated Regulation (EU) 2020/1224 of 16 October 2019 supplementing Regulation (EU) 2017/2402 of the European Parliament and of the Council with regard to regulatory technical standards specifying the information and the details of a securitisation to be made available by the originator, sponsor and SSPE ( OJ L 289, 3.9.2020, p. 1 ).;’