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BP 178 Section 11

Periodic and other reports.

Section 11

SEC. 11. Periodic and other reports.— (a) Every issuer of a security registered pursuant to this Act shall file with the Commission— Such information and documents as shall keep reasonably current the information and documents required to be included in or filed with an application or registration statement filed; Such annual reports and such periodicals and other reports as may be necessary to update information on the operation of the business of the issuer or registrant; and Such copies of all circulars, prospectuses, and other advertising matter, before or at the time of their issuance for publication, as the issuer or any person acting for him may issue from time to time, which shall in all cases fully set forth the amount and nature of the fees or expenses, payable in cash or securities, for goodwill, organization or promotion and such other matters as may be necessary for the protection of investors. Every issuer of a security registered with an exchange shall file a duplicate original of such information, documents, and reports with the exchange. (b) The Commission may prescribe, in regard to reports made pursuant to this Act, the form or forms in which the required information shall be set forth, and the items or details to be shown therein. (c) If any report required under subsection (a) inapplicable to any specified class or classes of issuers such reports of comparable character as may be applicable to such class or classes of issuers shall be submitted in lieu thereof. (11a)

Read the full instrument → · Open the chapter this section belongs to: Chapter II. —Registration of Securities →

Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗

Source: Supreme Court E-Library, Republic of the Philippines. Philippine laws are public documents (works of the government).

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