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← Securities and Futures Act 2001

Securities and Futures Act 2001 s 169

s 169 Interpretation of this Part

169. In this Part, unless the context otherwise requires —“enforce” means enforce through criminal, civil or administrative proceedings; “enforcement” means the taking of any action to enforce a law or regulatory requirement against a specified person, being a law or regulatory requirement that relates to the securities and derivatives industry of, or financial benchmarks in, the foreign country of the regulatory authority concerned; “foreign country” means a country or territory other than Singapore; “investigation” means an investigation to determine if a specified person has contravened or is contravening a law or regulatory requirement, being a law or regulatory requirement that relates to the securities and derivatives industry of, or financial benchmarks in, the foreign country of the regulatory authority concerned; “material” includes any information, book, document or other record in any form whatsoever, and any container or article relating thereto; “regulatory authority”, in relation to a foreign country, means an authority of the foreign country exercising any function that corresponds to a regulatory function of the Authority under this Act; “supervision”, in relation to a regulatory authority, means the taking of any action for or in connection with the supervision of —(a) a person operating an organised market, an intermediary or any other person regulated by the regulatory authority; (b) the issuance of or trading in capital markets products in the foreign country of the regulatory authority; or (c) a person administering a financial benchmark, or providing information in relation to a financial benchmark, in the foreign country of the regulatory authority.[34/2012; 4/2017]

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Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. Read the official text ↗

Source: Singapore Statutes Online (Attorney-General's Chambers), © Government of Singapore.

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