For the purposes of Article 28(4) of Regulation (EU) No 600/2014 the legal and supervisory framework of the Unites States of America applicable to designated contract markets and swap execution facilities authorised therein and set out in the Annex shall be considered to be equivalent to the requirements laid down in Regulation (EU) No 600/2014 for trading venues as defined in Directive 2014/65/EU.
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Commission Implementing Decision (EU) 2017/2238 of 5 December 2017 on the equivalence of the legal and supervisory framework applicable to designated contract markets and swap execution facilities in the United States of America in accordance with Regulation (EU) No 600/2014 of the European Parliament and of the Council (Text with EEA relevance. )
This Decision shall enter into force on the day following that of its publication in the Official Journal of the European Union .
Schedules & Appendices
ANNEX
Designated contract markets considered equivalent to trading venues as defined in Directive 2014/65/EU:
(a)
Cantor Futures Exchange, L.P.
(b)
CBOE Futures Exchange, LLC
(c)
Chicago Board of Trade (Board of Trade of the City of Chicago, Inc.)
(d)
Chicago Mercantile Exchange, Inc.
(e)
Commodity Exchange, Inc.
(f)
Eris Exchange, LLC
(g)
ICE Futures U.S., Inc.
(h)
Minneapolis Grain Exchange, Inc.
(i)
NASDAQ Futures, Inc.
(j)
New York Mercantile Exchange, Inc.
(k)
Nodal Exchange, LLC
(l)
North American Derivatives Exchange, Inc.
(m)
OneChicago LLC
(n)
trueEX LLC
Swap execution facilities considered equivalent to trading venues as defined in Directive 2014/65/EU:
(a)
360 Trading Networks, Inc.
(b)
Bats Hotspot SEF, LLC
(c)
BGC Derivatives Markets, L.P.
(d)
Bloomberg SEF LLC
(e)
Chicago Mercantile Exchange, Inc.
(f)
Clear Markets North America, Inc.
(g)
DW SEF LLC
(h)
FTSEF LLC
(i)
GFI Swaps Exchange LLC
(j)
GTX SEF LLC
(k)
ICAP SEF (US) LLC
(l)
ICE Swap Trade LLC
(m)
LatAm SEF, LLC
(n)
LedgerX LLC
(o)
MarketAxess SEF Corporation
(p)
Seed SEF LLC
(q)
SwapEx LLC
(r)
TeraExchange, LLC
(s)
Thomson Reuters (SEF) LLC
(t)
tpSEF Inc.
(u)
Tradition SEF, Inc.
(v)
trueEX LLC
(w)
TW SEF LLC
Cite this act
Commission Implementing Decision (EU) 2017/2238 of 5 December 2017 on the equivalence of the legal and supervisory framework applicable to designated contract markets and swap execution facilities in the United States of America in accordance with Regulation (EU) No 600/2014 of the European Parliament and of the Council (Text with EEA relevance. ) (EUR-Lex). Retrieved via LawPlayer, https://lawplayer.com/eu/act/32017D2238
© European Union, https://eur-lex.europa.eu, 1998-2026. Reuse authorised under Commission Decision 2011/833/EU, provided the source is acknowledged.
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