Directive 2001/34/EC of the European Parliament and of the… Article 3

Article 3

1. Articles 20 to 41, as well as Annex I, shall apply to securities which are the subject of an application for admission to official listing on a stock exchange situated or operating within a Member State. 2. The provisions mentioned in paragraph 1 shall not apply to: (a) units issued by collective investment undertakings other than the closed-end type, (b) securities issued by a Member State or by its regional or local authorities.

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Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗ · Data as of 2026-07-04

CitationArticle 3 of Directive 2001/34/EC of the European Parliament and of the… (LawPlayer, data as of 2026-07-04)

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