Article 2–Article 4 · 3 articles
Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗
1. Articles 5 to 19, 42 to 69, and 78 to 84 shall apply to securities which are admitted to official listing or are the subject of an application for admission to official listing on a stock exchange situated or operating within a Member State.
2. Member States may decide not to apply the provisions mentioned in paragraph 1 to:
(a) units issued by collective investment undertakings other than the closed-end type,
(b) securities issued by a Member State or its regional or local authorities.
1. Articles 20 to 41, as well as Annex I, shall apply to securities which are the subject of an application for admission to official listing on a stock exchange situated or operating within a Member State.
2. The provisions mentioned in paragraph 1 shall not apply to:
(a) units issued by collective investment undertakings other than the closed-end type,
(b) securities issued by a Member State or by its regional or local authorities.
1. Articles 70 to 77 shall apply to companies the shares of which are admitted to official listing on a stock exchange situated or operating in a Member State, whether the admission is of the shares themselves or of certificates representing them, and whenever the date of this admission occurred.
2. The provisions mentioned in paragraph 1 shall not, however, apply to investment undertakings other than those of the closed-end type.
3. The Member States may exclude central banks from the scope of the provisions mentioned in paragraph 1.
TITLE II
GENERAL PROVISIONS CONCERNING THE OFFICIAL LISTING OF SECURITIES
CHAPTER I
General conditions for admission
Source: EUR-Lex (Publications Office of the EU), © European Union, reuse permitted under Commission Decision 2011/833/EU.
