Commission Delegated Regulation (EU) 2018/1229 Article 3

Measures concerning retail clients

Article 3

Investment firms shall require their retail clients to send them all the relevant settlement information for transactions referred to in Article 5(1) of Regulation (EU) No 909/2014 by 12.00 CET on the business day after that on which the transaction has taken place within the time zone of the investment firm, unless that client holds the relevant financial instruments and cash at the same investment firm.

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Other provisions in CHAPTER II — Measures to prevent settlement fails

Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗ · Data as of 2026-07-04

CitationArticle 3 of Commission Delegated Regulation (EU) 2018/1229 (LawPlayer, data as of 2026-07-04)

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