Third Schedule THIRD SCHEDULESupplementary
[sections 99 and 111] Financial information and statistics and information to be submitted to the Authority Part A: Bank licensee Financial statements Within six months after the close of each financial year of a bank licensee, or such further period as the Authority may approve, a bank licensee shall submit to the Authority, in respect of its entire business operations, two copies each of its latest audited annual balance sheet, profit and loss account, a statement setting out the sources, allocation and utilization of its funds and the report of the auditor. Statistics and information (1) Every bank licensee, at such frequency as may be specified by the Authority from time to time, submit to the Authority a statement showing the assets and liabilities of the bank licensee in relation to its Labuan banking business or Labuan investment banking business, as the case may be. (2) A statement to be submitted under paragraph (1) shall include— (a) a statement specifying the total amount of credit facilities granted by the bank licensee to such customers of the bank licensee as may be specified by the Authority; (b) a statement specifying the class, category or description of credit facilities given and the business or industry in which the customers of the bank licensee are involved; (c) a statement showing that the bank licensee has complied with the requirements imposed upon it by section 100; and (d) such other statements, information, documents, statistics or returns as the Authority may specify. (3) Notwithstanding paragraph (2), the Authority may publish any consolidated statement, in respect of any category, class or description of bank licensees as the Authority deems appropriate, aggregating the figures in the returns submitted under paragraph (1): Provided that nothing in this paragraph shall authorise the Authority to designate any particular bank licensee to constitute a category, class or description of bank licensees for the purposes of this paragraph. (4) Where any person is required by or under this Part to submit, produce or provide to the Authority any information, statistics, return or document, the Authority may specify that the same shall be submitted, produced or provided in such form and manner and within such period or at such intervals or times, not inconsistent with any provision of this Part or any regulations made under this Act, as the Authority may set out in the specification; and such person shall not submit, produce or provide as true or accurate any information, statistic, return or document which he knows, or has reason to believe, to be false, inaccurate or misleading. Part B: Insurance licensee Financial statements (1) Every Labuan insurer shall, within six months after the close of each financial year or such further period as the Authority may approve, submit to the Authority, in respect of its entire Labuan insurance operations, four copies each of its audited annual balance sheet, profit and loss account, revenue account and, in respect of its life insurance business, a report setting out the actuarial valuation of its assets and liabilities as approved in accordance with its constituent documents. (2) Every Labuan insurer shall submit to the Authority four copies each of the documents mentioned in paragraph (1) as approved in accordance with its constituent documents as soon as practicable after such approval. (3) Every Labuan insurer which is a foreign Labuan company shall, in addition to the financial statements which are required to be submitted to the Authority under paragraph (1), also submit each year a certified copy of its latest audited annual balance sheet in respect of its entire operations both in and outside Labuan within three months of its being filed with the regulatory authorities in its country of establishment or origin. (4) Every licensed Labuan insurance manager, licensed Labuan underwriting manager and licensed Labuan insurance broker shall, within six months after the close of each financial year or such further period as the Authority may approve, submit to the Authority four copies each of its audited annual balance sheet and profit and loss account. (5) Notwithstanding any provision in this Act, the Authority may require an insurance licensee to submit to the Authority any document relating to its operation in such manner as may be specified in writing by the Authority. Part C: Additional conditions Notwithstanding the above, the Authority may impose new or additional requirements for matters set out in this Schedule. DICETAK OLEH PERCETAKAN NASIONAL MALAYSIA BERHAD, KUALA LUMPUR BAGI PIHAK DAN DENGAN PERINTAH KERAJAAN MALAYSIA