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This contents list shows the 384 upper-level divisions out of 993. Open a division to see the finer levels beneath it.
Part I β The Regulators 1 Β· 1 sectionPART 1A β The Regulatorss 1Aβs 1RB Β· 27 sectionsCHAPTER 1 β The Financial Conduct Authoritys 1Aβs 1RB Β· 27 sectionsPart I β The Regulators 2 Β· 1 section
The Authorityβs general dutiess 2 Β· 1 section
PART 1A β The Regulatorss 2Aβs 2NB Β· 21 sections
CHAPTER 2 β The Prudential Regulation Authoritys 2Aβs 2NB Β· 21 sections
Part I β The Regulators 3βs 3An Β· 2 sections
The regulatory objectivess 3βs 3An Β· 2 sections
PART 1A β The Regulatorss 3Aβs 3RE Β· 25 sections
CHAPTER 3 β Further provisions relating to FCA and PRAs 3Aβs 3RE Β· 25 sections
Part I β The Regulators 4βs 18 Β· 16 sections
The regulatory objectivess 4βs 6 Β· 3 sections
Enhancing public understanding of financial matters etcs 6A Β· 1 section
Corporate governances 7 Β· 1 section
Arrangements for consulting practitioners and consumerss 8βs 11 Β· 4 sections
Reviewss 12βs 13 Β· 2 sections
Inquiriess 14βs 18 Β· 5 sections
Part II β Regulated And Prohibited Activitiess 19βs 30 Β· 18 sectionsThe general prohibitions 19 Β· 1 section
Requirement for permissions 20 Β· 1 section
Financial promotions 21 Β· 1 section
Regulated activitiess 22βs 22B Β· 3 sections
Offencess 23βs 25 Β· 4 sections
Enforceability of agreementss 26βs 30 Β· 8 sections
Part III β Authorisation and Exemptions 31βs 39A Β· 10 sectionsAuthorisations 31βs 32 Β· 2 sections
Ending of authorisations 33βs 36 Β· 4 sections
Exercise of EEA rights by UK firmss 37 Β· 1 section
Exemptions 38βs 39A Β· 3 sections
Part IV β Permission to Carry on Regulated Activitiess 40βs 55 Β· 18 sectionsApplication for permissions 40βs 41 Β· 2 sections
Permissions 42βs 43 Β· 2 sections
Variation and cancellation of Part IV permissions 44βs 48 Β· 5 sections
Connected personss 49 Β· 1 section
Additional permissionss 50 Β· 1 section
Procedures 51βs 54 Β· 4 sections
Notifications 54Aβs 54B Β· 2 sections
References to the Tribunals 55 Β· 1 section
PART 4A β Permission to carry on regulated activitiess 55Aβs 55XA Β· 38 sectionsApplication for permissions 55Aβs 55G Β· 7 sections
Variation and cancellation of Part 4A permissions 55Hβs 55K Β· 4 sections
Imposition and variation of requirementss 55Lβs 55P Β· 5 sections
Exercise of power in support of overseas regulators 55Q Β· 1 section
Connected personss 55R Β· 1 section
Additional permissionss 55S Β· 1 section
Persons whose interests are protecteds 55T Β· 1 section
Procedures 55Uβs 55Z Β· 6 sections
Notifications 55Z1βs 55Z2A Β· 3 sections
References to the Tribunals 55Z3 Β· 1 section
Interpretations 55Z4 Β· 1 section
Variation and cancellation of Part 4A permissions 55JAβs 55KA Β· 2 sections
Imposition and variation of requirementss 55NAβs 55PB Β· 4 sections
Procedures 55XA Β· 1 section
Part V β Performance of Regulated Activitiess 56βs 71I Β· 48 sectionsProhibition orderss 56βs 58 Β· 3 sections
Approvals 59βs 63 Β· 12 sections
Performance of controlled functions without approvals 63Aβs 63D Β· 4 sections
Certification of employeess 63Eβs 63F Β· 2 sections
Approvals 63ZAβs 63ZE Β· 5 sections
...s 64 Β· 1 section
Conduct of approved persons and otherss 64Aβs 64C Β· 3 sections
...s 65 Β· 1 section
Conduct of approved persons and otherss 66βs 70 Β· 7 sections
Breach of statutory dutys 71 Β· 1 section
βRelevant authorised personβs 71A Β· 1 section
Removal of directors and senior executives and appointment of temporary managers 71Bβs 71I Β· 8 sections
PART 5A β Designated activitiess 71Kβs 71Y Β· 15 sectionsCHAPTER 1 β GENERAL PROVISIONSs 71Kβs 71S Β· 9 sectionsCHAPTER 2 β PROVISIONS RELATING TO PARTICULAR DESIGNATED ACTIVITIESs 71Tβs 71Y Β· 6 sectionsPart VI β Official Listings 72βs 103 Β· 98 sections...s 72βs 73 Β· 2 sections
Ruless 73A Β· 1 section
The official lists 74 Β· 1 section
Listings 75βs 78A Β· 5 sections
Listing particularss 79βs 83 Β· 5 sections
Contravention of prohibition relating to public offer of securitiess 84βs 87 Β· 4 sections
Approval of prospectuss 87Aβs 87D Β· 4 sections
Transfer of application for approval of a prospectuss 87Eβs 87F Β· 2 sections
Supplementary prospectuss 87G Β· 1 section
Passportings 87Hβs 87I Β· 2 sections
Transferable securities: powers of FCAs 87Jβs 87P Β· 7 sections
Rights of investorss 87Q Β· 1 section
Registered investorss 87R Β· 1 section
Final termss 87FAβs 87FB Β· 2 sections
Transferable securities: powers of FCAs 87JAβs 87LA Β· 3 sections
Sponsorss 88βs 89 Β· 8 sections
Transparency obligationss 89Aβs 89G Β· 7 sections
Power of FCA to call for informations 89Hβs 89J Β· 3 sections
Powers exercisable in case of infringement of transparency obligations 89Kβs 89N Β· 4 sections
Corporate governances 89O Β· 1 section
Primary information providerss 89Pβs 89W Β· 8 sections
Powers exercisable in case of infringement of transparency obligations 89NA Β· 1 section
Compensation for false or misleading statements etcs 90βs 90ZA Β· 4 sections
Penaltiess 91βs 94 Β· 4 sections
Competitions 95 Β· 1 section
Miscellaneouss 96βs 102 Β· 12 sections
Interpretative provisionss 102Aβs 103 Β· 4 sections
Part VII β Control of Business Transferss 103Aβs 117 Β· 21 sections (18 directly here)Business transfers outside the United Kingdoms 115βs 116 Β· 2 sections
Modificationss 117 Β· 1 section
Part VIII β Provisions relating to market abuses 118βs 131A Β· 34 sections...s 118βs 122 Β· 8 sections
Powers to require information and supplemental provisionss 122Aβs 122F Β· 6 sections
Other administrative powerss 122Gβs 122IA Β· 5 sections
Administrative sanctionss 123βs 123C Β· 4 sections
Statement of policys 124βs 125 Β· 2 sections
Procedures 126βs 127A Β· 3 sections
Miscellaneouss 128βs 131A Β· 6 sections
Part 8A β Short sellings 131Bβs 131L Β· 11 sectionsShort selling ruless 131Bβs 131D Β· 3 sections
Power to require informations 131Eβs 131F Β· 2 sections
Breach of short selling regulation etcs 131Gβs 131L Β· 6 sections
PART 8B β Cash access servicess 131Mβs 131Z2 Β· 16 sectionsIntroductorys 131Mβs 131O Β· 3 sections
Cash access policy statements 131Pβs 131Q Β· 2 sections
Designations 131Rβs 131T Β· 3 sections
Supervision of designated personss 131Uβs 131Z2 Β· 8 sections
Part VIII β Provisions relating to market abuses 131AAβs 131AE Β· 5 sections
Miscellaneouss 131AAβs 131AE Β· 5 sections
Part 8A β Short sellings 131FAβs 131FC Β· 3 sections
Power to require informations 131FAβs 131FC Β· 3 sections
Parts 132βs 137 Β· 8 sections (4 directly here)
Legal assistance before the Tribunals 134βs 136 Β· 3 sections
Pblocks 137 Β· 1 section
PART 9A β Rules and Guidances 137Aβs 137FBB Β· 33 sectionsCHAPTER 1 β Rule-making powerss 137Aβs 137FBB Β· 33 sectionsPart X β Rules and Guidances 138 Β· 1 sectionChapter I β Rule-making Powerss 138 Β· 1 sectionPART 9A β Rules and Guidances 138Aβs 138JB Β· 25 sections
CHAPTER 2 β Rules: modification, waiver, contravention and procedural provisionss 138Aβs 138O Β· 15 sections
CHAPTER 2A β Technical Standardss 138Pβs 138S Β· 4 sections
CHAPTER 2 β Rules: modification, waiver, contravention and procedural provisionss 138BAβs 138JB Β· 6 sections
Part X β Rules and Guidances 139 Β· 1 section
Chapter I β Rule-making Powerss 139 Β· 1 section
PART 9A β Rules and Guidances 139A Β· 1 section
CHAPTER 3 β Guidances 139A Β· 1 section
Part X β Rules and Guidances 139An1 Β· 1 section
Chapter I β Rule-making Powerss 139An1 Β· 1 section
PART 9A β Rules and Guidances 139B Β· 1 section
CHAPTER 3 β Guidances 139B Β· 1 section
Part X β Rules and Guidances 139Bn1βs 140 Β· 6 sections
Chapter I β Rule-making Powerss 139Bn1βs 140 Β· 6 sections
PART 9A β Rules and Guidances 140Aβs 140H Β· 8 sections
CHAPTER 4 β Competition scrutinys 140Aβs 140H Β· 8 sections
Part X β Rules and Guidances 141 Β· 1 section
Chapter I β Rule-making Powerss 141 Β· 1 section
PART 9A β Rules and Guidances 141Aβs 141B Β· 2 sections
CHAPTER 5 β Power to make consequential amendmentss 141Aβs 141B Β· 2 sections
Part X β Rules and Guidances 142 Β· 1 section
Chapter I β Rule-making Powerss 142 Β· 1 section
PART 9B β Ring-fencings 142Aβs 142Z1 Β· 27 sectionsIntroductorys 142Aβs 142F Β· 6 sections
Ring-fenced bodies not to carry on excluded activities or contravene prohibitionss 142G Β· 1 section
Ring-fencing ruless 142Hβs 142J Β· 3 sections
Group restructuring powerss 142Kβs 142R Β· 8 sections
Failure of parent undertaking to comply with directions 142Sβs 142V Β· 4 sections
Pension liabilitiess 142Wβs 142X Β· 2 sections
Loss-absorbency requirementss 142Y Β· 1 section
Generals 142Zβs 142Z1 Β· 2 sections
Part X β Rules and Guidances 143 Β· 1 section
Chapter I β Rule-making Powerss 143 Β· 1 section
PART 9C β Prudential regulation of FCA investment firmss 143Aβs 143Z Β· 26 sectionsInterpretations 143Aβs 143B Β· 2 sections
Ruless 143Cβs 143I Β· 7 sections
Requirement to have UK parent undertakings 143J Β· 1 section
Imposition of requirements on non-authorised parent undertakingss 143Kβs 143Q Β· 7 sections
Control of managers etc of non-authorised parent undertakingss 143Rβs 143V Β· 5 sections
Disciplinary measures for non-authorised parent undertakingss 143Wβs 143Z Β· 4 sections
Part X β Rules and Guidances 144 Β· 1 section
Chapter I β Rule-making Powerss 144 Β· 1 section
PART 9D β Prudential regulation of credit institutions etcs 144Aβs 144H Β· 8 sectionsInterpretations 144Aβs 144B Β· 2 sections
Making CRR ruless 144Cβs 144F Β· 4 sections
Content of CRR ruless 144Gβs 144H Β· 2 sections
Part X β Rules and Guidances 145βs 164 Β· 21 sections
Chapter I β Rule-making Powerss 145βs 156 Β· 12 sections
Chapter II β Guidances 157βs 158A Β· 3 sections
Chapter III β Competition Scrutinys 159βs 164 Β· 6 sections
Part XI β Information Gathering and Investigationss 165βs 177A Β· 20 sectionsPowers to gather informations 165βs 166A Β· 6 sections
Appointment of investigatorss 167βs 168 Β· 2 sections
Assistance to overseas regulatorss 169βs 169A Β· 2 sections
Conduct of investigationss 170βs 176A Β· 8 sections
Offencess 177 Β· 1 section
Interpretations 177A Β· 1 section
Part XII β Control Over Authorised Personss 178βs 192 Β· 26 sectionsNotices of acquisitions of control over UK authorised personss 178βs 180 Β· 3 sections
Acquiring control and other changes of holdings 181βs 184 Β· 4 sections
Assessment procedures 185βs 191 Β· 11 sections
Enforcement proceduress 191Aβs 191C Β· 3 sections
Notice of reductions of control of UK authorised personss 191Dβs 191E Β· 2 sections
Offencess 191F Β· 1 section
Interpretations 191G Β· 1 section
Miscellaneouss 192 Β· 1 section
PART 12A β Powers exercisable in relation to parent undertakingss 192Aβs 192N Β· 14 sectionsIntroductorys 192Aβs 192B Β· 2 sections
Power of directions 192Cβs 192I Β· 7 sections
Rules requiring provision of information by parent undertakingss 192J Β· 1 section
Failure to comply with direction or breach of ruless 192Kβs 192N Β· 4 sections
PART 12B β Approval of certain holding companiess 192Oβs 192Z3 Β· 15 sections (5 directly here)Interpretations 192O Β· 1 section
Approvals 192Pβs 192X Β· 9 sections
PART 12A β Powers exercisable in relation to parent undertakingss 192JAβs 192JB Β· 2 sections
Rules applying to parent undertakings of ring-fenced bodiess 192JA Β· 1 section
Rules requiring parent undertakings to facilitate resolutions 192JB Β· 1 section
PART 12B β Approval of certain holding companiess 192XAβs 192XC Β· 3 sections
Ruless 192XAβs 192XC Β· 3 sections
Part XIII β Incoming Firms: Intervention by FCA or PRAs 193βs 203 Β· 19 sectionsInterpretations 193βs 196 Β· 11 sections
Exercise of power of interventions 197βs 199A Β· 4 sections
Supplementals 200βs 202 Β· 3 sections
Powers of Office of Fair Tradings 203 Β· 1 section
PART 13A β Enhanced supervision of firms exercising rights under the Insurance Distribution Directives 203Aβs 203D Β· 4 sectionsPart XIII β Incoming Firms: Intervention by FCA or PRAs 204 Β· 1 section
Powers of Office of Fair Tradings 204 Β· 1 section
Part XIV β Disciplinary Measuress 204Aβs 211 Β· 11 sectionsPart XV β The Financial Services Compensation Schemes 212βs 224A Β· 36 sectionsThe scheme managers 212 Β· 1 section
The schemes 213 Β· 1 section
Provisions of the schemes 214βs 217 Β· 14 sections
Relationship with the regulatorss 217A Β· 1 section
Annual plan and reports 217B Β· 1 section
Provisions of the schemes 217ZAβs 217ZB Β· 2 sections
Annual plan and reports 218 Β· 1 section
Information and documentss 218Aβs 218B Β· 2 sections
Annual plan and reports 218ZA Β· 1 section
Information and documentss 219βs 221 Β· 4 sections
Miscellaneouss 221Aβs 224A Β· 8 sections
Part 15A β Power to require FSCS manager to act in relation to other schemess 224Bβs 224F Β· 5 sectionsIntroductions 224B Β· 1 section
Power to require FSCS manager to acts 224Cβs 224E Β· 3 sections
Ruless 224F Β· 1 section
Part XV β The Financial Services Compensation Schemes 224ZA Β· 1 section
Miscellaneouss 224ZA Β· 1 section
Part XVI β The Ombudsman Schemes 225βs 234B Β· 15 sectionsThe schemes 225βs 227 Β· 4 sections
Determination of complaintss 228βs 230A Β· 4 sections
Informations 231βs 233 Β· 4 sections
Fundings 234βs 234A Β· 2 sections
Successors to businessess 234B Β· 1 section
PART 16A β Consumer protection and competitions 234Cβs 234O Β· 13 sectionsSuper-complaints and references to FCAs 234Cβs 234G Β· 5 sections
Competitions 234Hβs 234O Β· 8 sections
Part XVII β Collective Investment Schemess 235βs 284 Β· 114 sectionsChapter I β Interpretations 235βs 237 Β· 5 sectionsChapter II β Restrictions on Promotions 238βs 241 Β· 4 sectionsCHAPTER 2A β PROHIBITION ON ISSUE OF BEARER UNITSs 241A Β· 1 sectionChapter III β Authorised Unit Trust Schemess 242βs 261B Β· 25 sectionsCHAPTER 3A β AUTHORISED CONTRACTUAL SCHEMESs 261Cβs 261Z5 Β· 29 sectionsCHAPTER 3B β Unauthorised co-ownership AIFss 261Z6 Β· 1 sectionCHAPTER 3A β AUTHORISED CONTRACTUAL SCHEMESs 261EA Β· 1 section
Chapter IV β Open-ended Investment Companiess 262βs 263 Β· 2 sectionsChapter V β Recognised Overseas Schemess 264βs 283 Β· 43 sectionsCHAPTER 5A β MASTER-FEEDER STRUCTURESs 283Aβs 283B Β· 2 sectionsChapter VI β Investigationss 284 Β· 1 sectionPART 17A β Transformer Vehicless 284A Β· 1 sectionPart XVIII β Recognised investment exchanges, clearing houses , CSDs and other partiess 285βs 313 Β· 123 sectionsChapter I β Exemptions 285βs 301 Β· 40 sectionsCHAPTER 1A β CONTROL OVER RECOGNISED INVESTMENT EXCHANGEs 301Aβs 301M Β· 13 sectionsChapter II β Competition Scrutinys 302βs 309 Β· 8 sections (1 directly here)CHAPTER 2A β Performance of functions of recognised bodiess 309Aβs 309Z8 Β· 34 sectionsChapter II β Competition Scrutinys 310 Β· 1 section
Chapter III β Exclusion from the Competition Act 1998s 311βs 312 Β· 2 sectionsCHAPTER 3A β PASSPORT RIGHTSs 312Aβs 312D Β· 4 sectionsCHAPTER 3B β Disciplinary measures in respect of recognised bodiess 312Eβs 312K Β· 7 sectionsCHAPTER 3C β Critical third partiess 312Lβs 312W Β· 12 sectionsCHAPTER 3B β Disciplinary measures in respect of recognised bodiess 312FA Β· 1 section
Chapter IV β Interpretations 313 Β· 1 sectionPart 18A β SUSPENSION AND REMOVAL OF FINANCIAL INSTRUMENTS FROM TRADINGs 313Aβs 313CBA Β· 13 sectionsPart XIX β Lloydβss 314βs 324 Β· 12 sectionsGenerals 314βs 314A Β· 2 sections
The Societys 315 Β· 1 section
Power to apply Act to Lloydβs underwritings 316βs 319 Β· 4 sections
Former underwriting memberss 320βs 322 Β· 3 sections
Transfers of business done at Lloydβss 323 Β· 1 section
Supplementals 324 Β· 1 section
Part XX β Provision of Financial Services by Members of the Professionss 325βs 333 Β· 9 sectionsPART 20A β PENSIONS GUIDANCEs 333Aβs 333R Β· 18 sections (1 directly here)Giving of pensions guidances 333Bβs 333D Β· 3 sections
Designation of guidance providerss 333E Β· 1 section
Co-operation and information sharings 333F Β· 1 section
False claims when giving pensions guidances 333G Β· 1 section
Standards for giving of pensions guidance by designated guidance providerss 333Hβs 333N Β· 7 sections
FCA 's duties and power to give guidances 333Oβs 333P Β· 2 sections
Funding of pensions guidances 333Qβs 333R Β· 2 sections
PART 20B β Illegal Money Lendings 333Sβs 333T Β· 2 sectionsPart XXI β Mutual Societiess 334βs 339 Β· 6 sectionsFriendly societiess 334βs 335 Β· 2 sections
Building societiess 336βs 337 Β· 2 sections
Industrial and provident societies and credit unionss 338 Β· 1 section
Supplementals 339 Β· 1 section
Part XXII β Auditors and Actuariess 339Aβs 346 Β· 15 sectionsGeneral duties of regulators 339Aβs 339C Β· 3 sections
Appointments 340 Β· 1 section
Informations 341βs 344 Β· 4 sections
Disciplinary measuress 345βs 345E Β· 6 sections
Offences 346 Β· 1 section
Part XXIII β Public Record, Disclosure of Information and Co-operations 347βs 354H Β· 19 sectionsThe public records 347βs 347A Β· 2 sections
Disclosure of informations 348βs 353 Β· 7 sections
Information received from Bank of Englands 353A Β· 1 section
Co-operations 354βs 354C Β· 4 sections
Provision of information to ESMA, the Commission and other EEA Statess 354Dβs 354H Β· 5 sections
Part XXIV β Insolvencys 355βs 379A Β· 41 sectionsInterpretations 355 Β· 1 section
Arrangements and reconstructions: companies in financial difficultys 355Aβs 355B Β· 2 sections
Voluntary arrangementss 356βs 358 Β· 3 sections
Administration orderss 359βs 362A Β· 5 sections
Receiverships 363βs 364 Β· 2 sections
Voluntary winding ups 365βs 366 Β· 2 sections
Winding up by the courts 367βs 371 Β· 6 sections
Bankruptcys 372βs 374 Β· 3 sections
Provisions against debt avoidances 375 Β· 1 section
Supplemental provisions concerning insurerss 376βs 379 Β· 15 sections
Settlement finalitys 379A Β· 1 section
Part XXV β Injunctions and Restitutions 380βs 386 Β· 7 sectionsInjunctionss 380βs 381 Β· 2 sections
Restitution orderss 382βs 383 Β· 2 sections
Restitution required by FCA or PRAs 384βs 386 Β· 3 sections
Part XXVI β Noticess 387βs 396 Β· 16 sectionsWarning noticess 387 Β· 1 section
Decision noticess 388 Β· 1 section
Conclusion of proceedingss 389βs 390 Β· 2 sections
Publications 391βs 391F Β· 7 sections
Third party rights and access to evidences 392βs 394 Β· 3 sections
The FCA's and PRA's proceduress 395βs 396 Β· 2 sections
Part XXVII β Offencess 397βs 403 Β· 7 sectionsMiscellaneous offencess 397βs 399 Β· 3 sections
Bodies corporate and partnershipss 400 Β· 1 section
Institution of proceedingss 401βs 403 Β· 3 sections
Part XXVIII β Miscellaneouss 404βs 416B Β· 32 sectionsConsumer redress schemess 404βs 404G Β· 8 sections
Third countriess 405βs 409 Β· 5 sections
International powers and obligationss 409Aβs 410 Β· 3 sections
Fees to meet Treasury expensess 410Aβs 410B Β· 2 sections
Tax treatment of levies and repaymentss 411 Β· 1 section
Gaming contractss 412 Β· 1 section
Trade-matching and reporting systemss 412Aβs 412B Β· 2 sections
Limitation on powers to require documentss 413 Β· 1 section
Service of noticess 414 Β· 1 section
Jurisdictions 415 Β· 1 section
Powers under the Acts 415A Β· 1 section
Consultation and co-operations 415Bβs 415C Β· 2 sections
Powers under the Acts 415AA Β· 1 section
Removal of certain unnecessary provisionss 416 Β· 1 section
Sustainability disclosure requirementss 416Aβs 416B Β· 2 sections
Part XXIX β Interpretations 417βs 425C Β· 19 sectionsPart XXX β Supplementals 426βs 433 Β· 8 sectionsSchedulesSch 1 para 1βSch 21 para 2 Β· 642 sections
SCHEDULE 1 β The Financial Services AuthoritySch 1 para 1βSch 1 para 21 Β· 23 sectionsSCHEDULE 1ZA β The Financial Conduct AuthoritySch 1ZA para 1βSch 1ZA para 29 Β· 33 sections
SCHEDULE 1ZB β The Prudential Regulation AuthoritySch 1ZB para 1βSch 1ZB para 37 Β· 38 sections
SCHEDULE 1A β Further provision about the consumer financial education bodySch 1A para 1βSch 1A para 16 Β· 19 sectionsSCHEDULE 2 β Regulated ActivitiesSch 2 para 1βSch 2 para 27 Β· 38 sectionsSCHEDULE 2A β Gibraltar-based persons carrying on activities in the UKSch 2A para 1βSch 2A para 83 Β· 83 sectionsSCHEDULE 3 β EEA Passport RightsSch 3 para 1βSch 3 para 29 Β· 54 sectionsSCHEDULE 4 β Treaty RightsSch 4 para 1βSch 4 para 6 Β· 7 sectionsSCHEDULE 5 β Persons Concerned in Collective Investment SchemesSch 5 para 1βSch 5 para 2 Β· 2 sectionsSCHEDULE 6 β Threshold ConditionsSch 6 para ...βSch 6 para 9 Β· 30 sectionsSCHEDULE 6A β Variation or cancellation of Part 4A permission on initiative of FCA: additional powerSch 6A para 1βSch 6A para 8 Β· 8 sectionsSCHEDULE 6B β Designated activitiesSch 6B para 1βSch 6B para 13 Β· 13 sectionsSCHEDULE 7 β GeneralSch 7 para 1βSch 7 para 8 Β· 8 sectionsSCHEDULE 8 β The power to transferSch 8 para 1βSch 8 para 3 Β· 3 sectionsSCHEDULE 9 β General application of Part VISch 9 para 1βSch 9 para 7 Β· 7 sectionsSCHEDULE 10 β Compensation: ExemptionsSch 10 para 1βSch 10 para 8 Β· 8 sectionsSCHEDULE 10A β LIABILITY OF ISSUERS IN CONNECTION WITH PUBLISHED INFORMATIONSch 10A para 1βSch 10A para 8 Β· 8 sectionsSCHEDULE 11 β The general ruleSch 11 para 1βSch 11 para 25 Β· 26 sectionsSCHEDULE 11A β TRANSFERABLE SECURITIESSch 11A para 1βSch 11A para 9 Β· 9 sectionsSCHEDULE 11B β CONNECTED PERSONSSch 11B para 1βSch 11B para 12 Β· 12 sectionsSCHEDULE 12 β Transfer schemes: certificatesSch 12 para 1βSch 12 para 10 Β· 16 sectionsSCHEDULE 13 β GeneralSch 13 para 1βSch 13 para 13 Β· 13 sectionsSCHEDULE 14 β Role of the Competition CommissionSch 14 para 1βSch 14 para 4 Β· 7 sectionsSCHEDULE 15 β Information and Investigations: Connected PersonsSch 15 para 1βSch 15 para 8 Β· 8 sectionsSCHEDULE 16 β Prohibitions and Restrictions imposed by OFFICE OF FAIR TRADINGSch 16 para 1βSch 16 para 5 Β· 5 sectionsSCHEDULE 17 β The Ombudsman SchemeSch 17 para 1βSch 17 para 22 Β· 32 sectionsSCHEDULE 17A β Further provision in relation to exercise of Part 18 functions , or other FMI functions, by Bank of EnglandSch 17A para 1βSch 17A para 37 Β· 47 sectionsSCHEDULE 18 β MutualsSch 18 para 1βSch 18 para 26 Β· 26 sectionsSCHEDULE 19 β Persons and functions for the purposes of section 351Sch 19 Pt I para 1βSch 19 para 19 Β· 20 sectionsSCHEDULE 19A β The manager of a write-down orderSch 19A para 1βSch 19A para 7 Β· 7 sectionsSCHEDULE 19B β Further provision about write-down ordersSch 19B para 1βSch 19B para 11 Β· 11 sectionsSCHEDULE 19C β Insurers in financial difficulties: enforcement of contractsSch 19C para 1βSch 19C para 12 Β· 12 sectionsSCHEDULE 20 β Minor and Consequential AmendmentsSch 20 para 1βSch 20 para 7 Β· 7 sectionsSCHEDULE 21 β Transitional Provisions and SavingsSch 21 para 1βSch 21 para 2 Β· 2 sections Relations are derived from the official revision history and the text of the instruments; only high-confidence links held on LawPlayer are listed. Refer to the official gazette for the complete picture.
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