Application for permission.
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Financial Services and Markets Act 2000 Part IV — Permission to Carry on Regulated Activities
Application for permission
The threshold conditions.
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Permission
Giving permission.
42
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Imposition of requirements.
43
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Variation and cancellation of Part IV permission
Variation etc. at request of authorised person.
44
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Variation etc. on the Authority’s own initiative.
45
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Variation of permission on acquisition of control.
46
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Exercise of power in support of overseas regulator.
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Prohibitions and restrictions.
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Connected persons
Persons connected with an applicant.
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Additional permissions
Authority’s duty to consider other permissions etc.
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Procedure
Applications under this Part.
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Determination of applications.
52
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Exercise of own-initiative power: procedure.
53
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Cancellation of Part IV permission: procedure.
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Notification
Notification of ESMA
54A
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Notification of EBA
54B
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References to the Tribunal
Right to refer matters to the Tribunal.
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