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Financial Services Act 2012 PART 2 — Amendments of Financial Services and Markets Act 2000

s 6–s 49 · 44 provisions

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Financial Conduct Authority and Prudential Regulation Authority
s 6The new Regulators
Regulated activities
s 7Extension of scope of regulations 8Orders under section 22 of FSMA 2000s 9Designation of activities requiring prudential regulation by PRA
Appointed representatives
s 10Appointed representatives
Permission to carry on regulated activities
s 11Permission to carry on regulated activities
Passporting
s 12Passporting: exercise of EEA rights and Treaty rights
Performance of regulated activities
s 13Prohibition orderss 14Approval for particular arrangementss 15Further amendments relating to performance of regulated activities
Official listing
s 16FCA to exercise functions under Part 6 of FSMA 2000s 17Discontinuance or suspension at the request of the issuer: procedures 18Listing rules: disciplinary powers in relation to sponsorss 19Primary information providerss 20Penalties for breach of Part 6 ruless 21Repeal of competition scrutiny power
Control of business transfers
s 22Control of business transfers
Hearings and appeals
s 23Proceedings before Tribunal
Rules and guidance
s 24Rules and guidance
Short selling
s 25Functions relating to short selling
Control over authorised persons
s 26Control over authorised personss 27Powers of regulators in relation to parent undertakings
Recognised investment exchanges and clearing houses
s 28Exemption for recognised investment exchanges and clearing housess 29Powers in relation to recognised investment exchanges and clearing housess 30Recognition requirements: power of FCA and Bank to make ruless 31Additional power to direct UK clearing housess 32Recognised bodies: procedure for giving directions under s.296 etcs 33Power to take disciplinary measures against recognised bodiess 34Repeal of special competition regimes 35Sections 28 to 34: minor and consequential amendments
Suspension and removal of financial instruments from trading
s 36Suspension and removal of financial instruments from trading
Discipline and enforcement
s 37Discipline and enforcement
Financial Services Compensation Scheme
s 38The Financial Services Compensation Scheme
Financial ombudsman service
s 39The financial ombudsman service
Lloyd's
s 40Lloyd's
Information
s 41Information, investigations, disclosure etc.
Auditors and actuaries
s 42Auditors and actuaries
Consumer protection and competition
s 43Provisions about consumer protection and competition
Insolvency
s 44Insolvency
Miscellaneous amendments of FSMA 2000
s 45The consumer financial education bodys 46Members of the professionss 47International obligationss 48Interpretation of FSMA 2000s 49Parliamentary control of statutory instruments
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