CFR Title 17 · Commodity and Securities Exchanges
124 parts · Page 1 of 3
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
RULES OF PRACTICE
DELIVERY PERIOD REQUIRED
RULES RELATING TO INVESTIGATIONS
RULES RELATING TO REPARATIONS
PROCEDURES FOR PETITIONS FOR RULEMAKING
RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION
SALARY OFFSET
INDEMNIFICATION OF CFTC EMPLOYEES
COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION
PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT
COMMISSION RECORDS AND INFORMATION
RECORDS MAINTAINED ON INDIVIDUALS
OPEN COMMISSION MEETINGS
IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION
ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION
REPORTS—GENERAL PROVISIONS
LIMITS ON POSITIONS
TRADING STANDARDS
BROKER ASSOCIATIONS
REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES
PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT
PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT
WHISTLEBLOWER RULES
CUSTOMER PROTECTION RULES
REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS
REGISTERED FUTURES ASSOCIATIONS
RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
REPORTS BY TRADERS
PROHIBITION AGAINST MANIPULATION
REPORTS BY PERSONS HOLDING REPORTABLE POSITIONS IN EXCESS OF POSITION LIMITS, AND BY MERCHANTS AND DEALERS IN COTTON
BANKRUPTCY RULES
OFFICIAL SEAL
LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS
ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
RULES OF PRACTICE
INFORMAL AND OTHER PROCEDURES
RULES RELATING TO INVESTIGATIONS
RULES RELATING TO DEBT COLLECTION
STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER
FORMS PRESCRIBED UNDER THE COMMISSION'S RULES OF PRACTICE
SPECIAL CALLS
FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975
INTERPRETATIONS RELATING TO FINANCIAL REPORTING MATTERS
CLEARED SWAPS
REGULATION CROWDFUNDING, GENERAL RULES AND REGULATIONS
PART 228 [RESERVED]
STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K
SWAP DEALERS AND MAJOR SWAP PARTICIPANTS
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Source: United States Code / CFR (uscode.house.gov, govinfo.gov) — U.S. federal law, public domain (17 U.S.C. § 105).