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COMMERCE AND TRADE SUBCHAPTER I-INVESTMENT COMPANIES

§§ 80a-1–80a-64 · 65 sections

Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails.

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§ 80a-1Findings and declaration of policy§ 80a-2Definitions; applicability; rulemaking considerations§ 80a-3Definition of investment company§ 80a-3aProtection of philanthropy under State law§ 80a-4Classification of investment companies§ 80a-5Subclassification of management companies§ 80a-6Exemptions§ 80a-7Transactions by unregistered investment companies§ 80a-8Registration of investment companies§ 80a-9Ineligibility of certain affiliated persons and underwriters§ 80a-10Affiliations or interest of directors, officers, and employees§ 80a-11Offers to exchange securities§ 80a-12Functions and activities of investment companies§ 80a-13Changes in investment policy§ 80a-14Size of investment companies§ 80a-15Contracts of advisers and underwriters§ 80a-16Board of directors§ 80a-17Transactions of certain affiliated persons and underwriters§ 80a-18Capital structure of investment companies§ 80a-19Payments or distributions§ 80a-20Proxies; voting trusts; circular ownership§ 80a-21Loans by management companies§ 80a-22Distribution, redemption, and repurchase of securities; regulations by securities associations§ 80a-23Closed-end companies§ 80a-24Registration of securities under Securities Act of 1933§ 80a-25Reorganization plans; reports by Commission§ 80a-26Unit investment trusts§ 80a-27Periodic payment plans§ 80a-28Face-amount certificate companies§ 80a-29Reports and financial statements of investment companies and affiliated persons§ 80a-30Accounts and records§ 80a-31Accountants and auditors§ 80a-32Filing of documents with Commission in civil actions§ 80a-33Destruction and falsification of reports and records§ 80a-34Unlawful representations and names§ 80a-35Breach of fiduciary duty§ 80a-36Larceny and embezzlement§ 80a-37Rules, regulations, and orders§ 80a-38Procedure for issuance of rules and regulations§ 80a-39Procedure for issuance of orders§ 80a-40Hearings by Commission§ 80a-41Enforcement of subchapter§ 80a-42Court review of orders§ 80a-43Jurisdiction of offenses and suits§ 80a-44Disclosure of information filed with Commission; copies§ 80a-45Reports by Commission; hiring and leasing authority§ 80a-46Validity of contracts§ 80a-47Liability of controlling persons; preventing compliance with subchapter§ 80a-48Penalties§ 80a-49Construction with other laws§ 80a-50Separability§ 80a-51Short title§ 80a-52Effective date§ 80a-53Election to be regulated as business development company§ 80a-54Acquisition of assets by business development companies§ 80a-55Qualifications of directors§ 80a-56Transactions with certain affiliates§ 80a-57Changes in investment policy§ 80a-58Incorporation of subchapter provisions§ 80a-59Functions and activities of business development companies§ 80a-60Capital structure§ 80a-61Loans§ 80a-62Distribution and repurchase of securities§ 80a-63Accounts and records§ 80a-64Preventing compliance with subchapter; liability of controlling persons
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Provisions on this page are reproduced verbatim from official open data. See the attribution line.

Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. Text of the U.S. Code 2024 Edition (govinfo), imported 2026-07-04. Amendments enacted after the 2024 Edition are not reflected. Read the official text ↗

Source: United States Code / CFR (uscode.house.gov, govinfo.gov) — U.S. federal law, public domain (17 U.S.C. § 105).

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