Notice of appeal
1. The notice of appeal shall contain:
(a)
the name and address of the appellant;
(b)
where the appellant has appointed a representative, the name and the business address of the representative;
(c)
an address for service, if different from those under points (a) and (b);
(d)
the reference of the decision which is being contested and the remedy sought by the appellant;
(e)
the pleas in law and the arguments of fact and law relied on;
(f)
where appropriate, the nature of any evidence offered and a statement explaining the facts for which the evidence is offered in support;
(g)
where appropriate, an indication as to what information in the notice of appeal is to be regarded as confidential;
(h)
an indication whether the appellant agrees that service is to be effected on him or, where appropriate, on his representative by telefax, e-mail or other technical means of communication.
2. Proof of payment of the appeal fee pursuant to Article 10 of Regulation (EC) No 340/2008 shall be attached to the notice of appeal.
Where the appellant is a legal person, the instrument or instruments constituting and regulating that legal person or a recent extract from the register of companies, firms or associations or any other proof of its existence in law shall also be attached.
3. If a notice of appeal does not comply with the requirements set out in paragraph 1(a) to (d) and paragraph 2, the Registrar shall prescribe a reasonable period within which the appellant is to comply with them. The Registrar may prescribe such period only once.
During that period, time shall not run for the purposes of the time limit set out in Article 93(2) of Regulation (EC) No 1907/2006.
4. If an irregularity is detected which is liable to make an appeal inadmissible, the Registrar shall, without delay, send a reasoned opinion to the Chairman.
Where the Registrar prescribes a period in accordance with paragraph 3, he shall send such opinion after that period has expired if the irregularity has not been corrected.
5. The Registrar shall serve the notice of appeal on the Agency without delay.
6. An announcement shall be published on the website of the Agency, indicating the date of registration of an appeal initiating proceedings, the names and addresses of the parties, the subject matter of the proceedings, the remedy sought by the appellant and a summary of the pleas in law and of the main supporting arguments.
The Chairman shall decide whether information indicated by an appellant pursuant to paragraph 1(g) is to be regarded as confidential and shall ensure that any information which is regarded as confidential is not published in the announcement. The practical details of publication shall be prescribed in accordance with the procedure set out in Article 27(3).
Defence
1. The Agency shall lodge the defence within two months after service of the notice of appeal.
The Chairman may, in exceptional circumstances, extend that time limit on a reasoned application by the Agency.
2. The defence shall contain:
(a)
where the Agency has appointed a representative, the name and the business address of the representative;
(b)
the pleas in law and the arguments of fact and law relied on;
(c)
where appropriate, the nature of any evidence offered and a statement explaining the facts for which the evidence is offered in support;
(d)
where appropriate, an indication as to what information in the defence is to be regarded as confidential;
(e)
an indication whether the Agency agrees that service is to be effected on it or, where appropriate, on its representative, by telefax, by e-mail or other technical means of communication.
3. Where the Agency, despite being duly summoned, fails to lodge a defence, the proceedings shall continue without a defence.
Intervention
1. Any person establishing an interest in the result of the case submitted to the Board of Appeal may intervene in the proceedings before the Board of Appeal.
2. An application stating the circumstances establishing the right to intervene shall be submitted within two weeks of publication of the announcement referred to in Article 6(6).
3. The intervention shall be limited to supporting or opposing the remedy sought by one of the parties.
4. The application to intervene shall contain:
(a)
the name and address of the intervener;
(b)
where the intervener has appointed a representative, the name and the business address of the representative;
(c)
an address for service, if different from those under points (a) and (b);
(d)
a statement of the remedy sought by the intervener in support of or opposing, in whole or in part, the remedy sought by one of the parties;
(e)
the pleas in law and the arguments of fact and law relied on;
(f)
where appropriate, the nature of any evidence offered in support;
(g)
where appropriate, an indication as to what information in the application to intervene is to be regarded as confidential;
(h)
an indication whether the intervener agrees that service is to be effected on him or, where appropriate, on his representative by telefax, e-mail or other technical means of communication.
5. The Board of Appeal shall decide whether or not to allow the application to intervene.
6. Interveners shall bear their own costs.
Representation
Where a party or intervener has appointed a representative, that representative shall provide a power of attorney.
Lodging of procedural documents
1. All pleadings shall be signed and bear a date.
2. For the purposes of calculating time limits, a document shall not be considered to have been lodged until it is received at the Registry.
3. A party or an intervener shall submit documents to the Registry by hand or by post. However, the Board of Appeal may allow documents of a party or an intervener to be lodged by telefax, e-mail or by any other technical means of communication.
The rules governing the use of means of technical communication, including the use of electronic signature, shall be adopted in accordance with the procedure set out in Article 27(3).
Admissibility of the appeal
1. The grounds on which an appeal shall be ruled inadmissible shall include the following:
(a)
the notice of appeal is not in compliance with the requirements set out in Article 6(1)(a) to (d) and (2) and Article 9 of this Regulation;
(b)
the appellant has exceeded the time limit for submitting an appeal as set out in Article 92(2) of Regulation (EC) No 1907/2006;
(c)
the appeal is not brought against a decision referred to in Article 91(1) of Regulation (EC) No 1907/2006;
(d)
the appellant is neither an addressee of the decision contested by the appeal nor able to establish direct and individual concern according to Article 92(1) of Regulation (EC) No 1907/2006.
2. If the Chairman does not decide on the admissibility of the appeal within the time limit laid down in Article 93(2) of Regulation (EC) No 1907/2006, the appeal shall be remitted to the Board of Appeal for examination of the grounds and the admissibility. The decision on admissibility shall form part of the final decision.
Examination of appeals
1. No further evidence may be introduced after the first exchange of written pleadings unless the Board of Appeal decides that the delay in offering the evidence is duly justified.
2. No new plea in law may be introduced after the first exchange of written pleadings unless the Board of Appeal decides that it is based on new matters of law or of fact that come to light in the course of the proceedings.
3. Where appropriate, the Board of Appeal shall invite the parties to the proceedings to submit observations on notifications issued by the Board of Appeal or on communications from the other party or from the interveners.
The Board of Appeal shall set a reasonable period for submission of the observations.
4. The Board of Appeal shall notify the parties of the closure of the written part of the proceedings.
Hearings
1. The Board of Appeal shall hold a hearing if it considers this to be necessary or if a party so requests.
The request shall be submitted within two weeks from notification to the party of the closure of the written part of the proceedings. This period may be extended by the Chairman.
2. The summons to the hearing shall be communicated to the parties by the Registry.
3. If a party who has been duly summoned to a hearing does not appear as summoned, the proceedings may continue without that party.
4. Hearings before the Board of Appeal shall be public, unless the Board of Appeal, of its own motion or at the request of a party, decides otherwise, for serious reasons.
5. The hearing shall be opened and directed by the Chairman, who shall be responsible for its proper conduct.
The Chairman and the other members may put questions to the parties or their representatives.
6. The Registrar shall be responsible for drawing up minutes for every hearing.
The minutes shall be signed by the Chairman and the Registrar and shall constitute an official record.
Before the minutes are signed, witnesses or experts shall be given an opportunity to verify and confirm the content of the parts of minutes recording their evidence.
7. The hearing may be held by video-conference or by using other communication technology if the technical means are available.
Use of languages
1. The language in which the notice of appeal has been lodged shall be the language of the case on appeal.
If the appellant is the addressee of the decision against which the appeal is brought, the notice of appeal shall be lodged in the language of the decision or in one of the official languages of the Community appearing in the submission which gave rise to the decision, including in any information submitted pursuant to Article 10(a)(i) of Regulation (EC) No 1907/2006.
2. The language of the case shall be used in the written and oral proceedings and in the minutes and decisions of the Board of Appeal.
Any supporting documents in another language shall be accompanied by a translation into the language of the case.
In the case of lengthy documents, translations may be confined to extracts. However, the Board of Appeal may, of its own motion or at the request of a party, at any time require a more extensive or complete translation.
3. At the request of a party, and after the other party has been heard, the Board of Appeal may authorise the use of an official language of the Community other than the language of the case for all or part of the proceedings.
4. At the request of an intervener, and after the parties have been heard, the Board of Appeal may authorise the intervener to use an official language of the Community other than the language of the case.
5. Where a witness or expert states that he is unable to express himself adequately in the language of the case, the Board of Appeal may authorise him to use another official language of the Community.
6. Where the Board of Appeal authorises the use of a language other than the language of the case, the Registry shall arrange for translation or interpretation.
Procedural measures
1. The Board of Appeal may prescribe procedural measures at any point in the proceedings.
2. The purpose of procedural measures shall, in particular, be:
(a)
to ensure the efficient conduct of the proceedings and to facilitate the taking of evidence;
(b)
to determine the points on which the parties must present further arguments;
(c)
to clarify the remedies sought by the parties, their pleas in law and arguments and the points at issue between them.
3. Procedural measures may, in particular, consist of:
(a)
putting questions to the parties;
(b)
inviting the parties to make written or oral submissions on certain aspects of the proceedings;
(c)
asking the parties or third parties for information;
(d)
asking for documents relating to the case to be produced;
(e)
summoning the parties or their representatives to meetings;
(f)
drawing attention to matters which seem to be of special significance, or to the fact that certain questions appear no longer to be contentious;
(g)
making observations that may help to keep the focus on essentials during the proceedings.
Evidence
1. In proceedings before the Board of Appeal, the means of taking evidence may include:
(a)
requests for information;
(b)
the production of documents and items;
(c)
hearing the parties or witnesses;
(d)
opinions by experts.
Detailed rules on the taking of evidence shall be laid down in accordance with the procedure set out in Article 27(3).
2. If the Board of Appeal considers it necessary for a party, witness or expert to give evidence orally, it shall summon the person concerned to appear before it.
3. The parties shall be informed where a witness or expert is to be heard before the Board of Appeal. They shall have the right to be present and to put questions to the witness or expert.
The parties may object to an expert or witness on the grounds of lack of competence in relation to the appeal. Where such an objection is raised, the matter shall be resolved by the Board of Appeal.
4. Prior to giving evidence, each expert or witness shall declare any personal interest which he may have in the case, or if he has previously been involved as a representative of one of the parties, or if he participated in the decision under appeal.
Where the expert or witness fails to make such a declaration himself, the parties may bring the matter to the attention of the Board of Appeal.
5. An objection to a witness or to an expert shall be raised within two weeks of the parties being given notice of the summoning of the witness or appointing the expert. The party shall present the grounds of its objection and indicate the nature of any evidence offered to support it.
6. Where a witness or expert has given evidence, that evidence shall be reproduced in the minutes.
Costs relating to taking of evidence
1. Witnesses and experts who are summoned by and who appear before the Board of Appeal shall be entitled to appropriate reimbursement of expenses for travel and subsistence.
Witnesses who are summoned by and who appear before the Board of Appeal shall also be entitled to appropriate compensation for loss of earnings.
Experts who are not members of the staff of the Agency shall be entitled to fees for their work.
2. Payments shall be made to the witnesses after they have given their evidence and to the experts after they have fulfilled their duties or tasks. However, an advance payment may be made.
3. The Management Board of the Agency shall lay down rules for calculation of the amounts and advances to be paid.
4. Detailed rules shall be laid down, in accordance with the procedure set out in Article 27(3) and in agreement with the Management Board, regarding the following:
(a)
who bears the costs with regard to the taking of evidence;
(b)
the arrangements for any payments for reimbursement, compensation and fees to the witnesses and experts.
5. The rules referred to in paragraphs 3 and 4 shall take into account, as appropriate, comparable rules existing in other areas of Community law.
Competence
If the Board of Appeal remits the case to the competent body of the Agency in accordance with Article 93(3) of Regulation (EC) No 1907/2006, the latter shall be bound by the reasoning in the decision of the Board of Appeal save in so far as a change in circumstances occurs.
Deliberations
1. Only the three members of the Board of Appeal deciding an appeal shall participate in the deliberations regarding that appeal. Deliberations shall be and shall remain secret.
2. During the deliberations, each member shall state his opinion and the reasons for it.
The opinion of the rapporteur shall be heard first and, if the rapporteur is not the Chairman, the opinion of the Chairman last.
Voting
If voting is necessary, votes shall be cast in the sequence provided for in the second subparagraph of Article 19(2). However, if the Chairman is also the rapporteur, he shall vote last.
Decisions shall be taken by a majority of votes.
Abstentions shall not be permitted.
Decisions
1. The decision shall contain:
(a)
a statement that the decision is delivered by the Board of Appeal;
(b)
the date when the decision was taken;
(c)
the names of the members of the Board of Appeal who have taken part in the proceedings;
(d)
the names of the parties and the interveners to the appeal and their representatives in the proceedings;
(e)
a statement of the remedy sought by the parties;
(f)
a summary of the facts;
(g)
the grounds on which the decision is based;
(h)
the order of the Board of Appeal, including, where necessary, an award of costs for taking evidence and a decision as to the refund of fees pursuant to Article 10(4) of Regulation (EC) No 340/2008.
2. The Chairman and the Registrar shall sign the decision. The signatures may be electronic.
The original of the decision shall be deposited at the Registry.
3. The decision shall be served on the parties in accordance with Article 22.
4. The decision shall be accompanied by a statement that it may be challenged pursuant to Article 230 of the Treaty and Article 94(1) of Regulation (EC) No 1907/2006. The statement shall include the time limit for commencing that action.
Failure to include that statement shall not render the decision invalid.
5. Final decisions of the Board of Appeal shall be published in full in an appropriate form, unless the Chairman decides otherwise on the reasoned request of a party.
Service of documents
The Registrar shall ensure that the decisions and communications of the Board of Appeal are served on the parties and on the interveners.
Service shall be effected by one of the following means:
1.
registered post with a form for acknowledgement of receipt;
2.
personal delivery of the copy against a receipt;
3.
any technical means of communication available to the Board of Appeal which the party or its representative has agreed to accept for such purposes.
Time limits
1. Any period prescribed by or set under Regulation (EC) No 1907/2006 or this Regulation for the purposes of appeal proceedings shall be calculated in accordance with paragraphs 2 to 6 of this Article.
2. Where a period expressed in days, weeks, months or years is to be calculated from a day on which an event occurs or an action takes place, that day shall not fall within that period.
3. A period expressed in weeks, months or years shall end with the expiry of whichever day in the last week, month or year is the same day of the week, or falls on the same date, as the day during which the event or action from which the period is to be calculated occurred or took place.
If, in a period expressed in months or in years, the day on which it should expire does not occur in the last month, the period shall end with the expiry of the last day of that month.
4. Where a period is expressed in months and days, it shall first be calculated in whole months, then in days.
5. Periods shall include official holidays of the Agency, Saturdays and Sundays.
6. If a period would otherwise end on a Saturday, Sunday or official holiday of the Agency, it shall be extended until the end of the first following working day.
Extension and exceeding of time limit
1. Any time limit prescribed pursuant to this Regulation may be extended by whoever prescribed it.
2. Exceeding a time limit shall be without prejudice to any right of a party provided that the party concerned proves the existence of unforeseeable circumstances or of force majeure to the satisfaction of the Board of Appeal.
Stay of proceedings
At the request of a party or of its own motion, the Board of Appeal may, after hearing the parties, stay the proceedings.
Should any of the parties oppose the stay, that decision shall be taken by reasoned decision.
Rectification
The Board of Appeal may, after hearing the parties, of its own motion or on application by a party made within one month after the decision has been served, rectify clerical mistakes, errors in calculation and obvious mistakes in the decision.
Source: EUR-Lex (Publications Office of the EU), © European Union, reuse permitted under Commission Decision 2011/833/EU.
