ANNEX IISupplementary provisions
ANNEX II
Instructions for completing the template for reporting and transmission of information on internalised settlement
The ‘Cell Reference’ column of the table below identifies the items to be reported by identifying the columns and lines as showed in the template in Annex I. Information in columns C0100-C0180, as well as in Rows R0270-R0460 shall be reported for each issuer CSD.
Information in columns C0020, C0040, C0060, C0110, C0130 and C0150 for aggregated volumes shall be reported as a whole number expressed using up to 20 numerical characters without decimal places.
Information in columns C0030, C0050, C0070, C0120, C0140 and C0160 for aggregate values shall be reported as a value expressed using up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character and at least one character before and two characters after the decimal mark shall be populated. A full stop shall be used as the decimal mark.
Information in columns C0080, C0090, C00170 and C00180 for rates shall be reported as a percentage value up to two decimal places.
Where no activity needs to be reported, information in columns C0020-C0090 and C0110-C0180 shall be completed with a zero value.
No.
Cell Reference
Item
Instruction
1
C0010, R0010
Country code
Identify the ISO 3166 2 character code of the place of establishment of the settlement internaliser.
2
C0010, R0020
Reporting timestamp
For reporting from the settlement internaliser to the competent authority, identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the settlement internaliser to the competent authority is made.
For reporting from the competent authority to ESMA, identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the competent authority to ESMA is made.
3
C0010, R0030
Reporting period
Identify the ISO 8601 (YYYY-MM-DD) code of the date identifying the last day of the reporting period.
4
C0010, R0040
Settlement internaliser identifier
Insert identification code of the settlement internaliser, using a Legal Entity Identifier (LEI).
5
C0010, R0050
Name of person responsible
For reporting from the settlement internaliser to the competent authority, indicate the name of the person responsible for the report at the settlement internaliser.
For reporting from the competent authority to ESMA, the name of the liaison at the competent authority.
6
C0010, R0060
Function of person responsible
For reporting from the settlement internaliser to the competent authority, the function of the person responsible for the report at the settlement internaliser.
For reporting from the competent authority to ESMA, the function of the liaison at the competent authority.
7
C0010, R0070
Phone number
For reporting from the settlement internaliser to the competent authority, the phone number of the person responsible for the report at the settlement internaliser.
For reporting from the competent authority to ESMA, the phone number of the liaison at the competent authority.
8
C0010, R0080
Email address
For reporting from the settlement internaliser to the competent authority, the email address of the person responsible for the report at the settlement internaliser.
For reporting from the competent authority to ESMA, the email address of the liaison at the competent authority.
9
C0100, R0270
Issuer CSD identifier
Insert identification code of the CSD, using an LEI.
If information on the issuer CSD is not available the first two characters of the ISIN codes shall be used.
10
C0100, R0280
Issuer CSD Country Code
Identify the ISO 3166 2 character code of the place of establishment of the issuer CSD.
11
C0020, R0090
C0110, R0290
Overall total
Aggregated volume of internalised settlement instructions settled by the settlement internaliser during the period covered by the report.
12
C0030, R0090
C0120, R0290
Overall total
Aggregated value, expressed in euros, of internalised settlement instructions settled during the period covered by the report.
13
C0040, R0090
C0130, R0290
Overall total
Aggregated volume of failed internalised settlement instructions during the period covered by the report
14
C0050, R0090
C0140, R0290
Overall total
Aggregated value, expressed in euros, of failed internalised settlement instructions during the period covered by the report
15
C0060, R0090
C0150, R0290
Overall total
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions during the period covered by the report.
16
C0070, R0090
C0160, R0290
Overall total
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions during the period covered by the report.
17
C0080, R0090
C0170, R0290
Overall total
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions during the period covered by the report.
18
C0090, R0090
C0180, R0290
Overall total
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions during the period covered by the report.
19
C0020, R0100
C0110, R0300
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
20
C0030, R0100
C0120, R0300
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
21
C0040, R0100
C0130, R0300
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
22
C0050, R0100
C0140, R0300
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
23
C0060, R0100
C0150, R0300
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
24
C0070, R0100
C0160, R0300
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
25
C0080, R0100
C0170, R0300
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
26
C0090, R0100
C0180, R0300
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
27
C0020, R0110
C0110, R0310
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated volume of internalised settlement instructions settled in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
28
C0030, R0110
C0120, R0310
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated value, expressed in euros, of internalised settlement instructions settled in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
29
C0040, R0110
C0130, R0310
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated volume of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
30
C0050, R0110
C0140, R0310
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated value, expressed in euros, of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
31
C0060, R0110
C0150, R0310
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
32
C0070, R0110
C0160, R0310
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
33
C0080, R0110
C0170, R0310
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
34
C0090, R0110
C0180, R0310
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
35
C0020, R0120
C0110, R0320
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
36
C0030, R0120
C0120, R0320
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
37
C0040, R0120
C0130, R0320
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
38
C0050, R0120
C0140, R0320
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
39
C0060, R0120
C0150, R0320
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
40
C0070, R0120
C0160, R0320
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
41
C0080, R0120
C0170, R0320
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
42
C0090, R0120
C0180, R0320
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
43
C0020, R0130
C0110, R0330
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
44
C0030, R0130
C0120, R0330
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
45
C0040, R0130
C0130, R0330
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
46
C0050, R0130
C0140, R0330
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
47
C0060, R0130
C0150, R0330
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
48
C0070, R0130
C0160, R0330
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
49
C0080, R0130
C0170, R0330
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
50
C0090, R0130
C0180, R0330
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
51
C0020, R0140
C0110, R0340
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
Aggregated volume of internalised settlement instructions settled in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
52
C0030, R0140
C0120, R0340
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
Aggregated value, expressed in euros, of internalised settlement instructions settled in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
53
C0040, R0140
C0130, R0340
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
Aggregated volume of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
54
C0050, R0140
C0140, R0340
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
Aggregated value, expressed in euros, of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
55
C0060, R0140
C0150, R0340
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
56
C0070, R0140
C0160, R0340
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
57
C0080, R0140
C0170, R0340
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
58
C0090, R0140
C0180, R0340
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
59
C0020, R0150
C0110, R0350
Units in collective investment undertakings, other than ETFs
Aggregated volume of internalised settlement instructions settled for units in collective investment undertakings, other than ETFs by the settlement internaliser during the period covered by the report.
60
C0030, R0150
C0120, R0350
Units in collective investment undertakings, other than ETFs
Aggregated value, expressed in euros, of internalised settlement instructions settled in units in collective investment undertakings, other than ETFs during the period covered by the report.
61
C0040, R0150
C0130, R0350
Units in collective investment undertakings, other than ETFs
Aggregated volume of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
62
C0050, R0150
C0140, R0350
Units in collective investment undertakings, other than ETFs
Aggregated value, expressed in euros, of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
63
C0060, R0150
C0150, R0350
Units in collective investment undertakings, other than ETFs
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
64
C0070, R0150
C0160, R0350
Units in collective investment undertakings, other than ETFs
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
65
C0080, R0150
C0170, R0350
Units in collective investment undertakings, other than ETFs
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
66
C0090, R0150
C0180, R0350
Units in collective investment undertakings, other than ETFs
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
67
C0020, R0160
C0110, R0360
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated volume of internalised settlement instructions settled in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
68
C0030, R0160
C0120, R0360
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated value, expressed in euros, of internalised settlement instructions settled in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
69
C0040, R0160
C0130, R0360
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated volume of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report
70
C0050, R0160
C0140, R0360
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated value, expressed in euros, of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
71
C0060, R0160
C0150, R0360
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
72
C0070, R0160
C0160, R0360
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
73
C0080, R0160
C0170, R0360
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
74
C0090, R0160
C0180, R0360
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
75
C0020, R0170
C0110, R0370
Emission allowances
Aggregated volume of internalised settlement instructions settled in emission allowances by the settlement internaliser during the period covered by the report.
76
C0030, R0170
C0120, R0370
Emission allowances
Aggregated value, expressed in euros, of internalised settlement instructions settled in emission allowances during the period covered by the report.
77
C0040, R0170
C0130, R0370
Emission allowances
Aggregated volume of failed internalised settlement instructions in emission allowances during the period covered by the report
78
C0050, R0170
C0140, R0370
Emission allowances
Aggregated value, expressed in euros, of failed internalised settlement instructions in emission allowances during the period covered by the report
79
C0060, R0170
C0150, R0370
Emission allowances
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in emission allowances during the period covered by the report.
80
C0070, R0170
C0160, R0370
Emission allowances
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.
81
C0080, R0170
C0170, R0370
Emission allowances
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.
82
C0090, R0170
C0180, R0370
Emission allowances
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.
83
C0020, R0180
C0110, R0380
Other financial instruments
Aggregated volume of internalised settlement instructions settled in other financial instruments by the settlement internaliser during the period covered by the report.
84
C0030, R0180
C0120, R0380
Other financial instruments
Aggregated value, expressed in euros, of internalised settlement instructions settled in other financial instruments during the period covered by the report.
85
C0040, R0180
C0130, R0380
Other financial instruments
Aggregated volume of failed internalised settlement instructions in other financial instruments during the period covered by the report
86
C0050, R0180
C0140, R0380
Other financial instruments
Aggregated value, expressed in euros, of failed internalised settlement instructions in other financial instruments during the period covered by the report
87
C0060, R0180
C0150, R0380
Other financial instruments
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in other financial instruments during the period covered by the report.
88
C0070, R0180
C0160, R0380
Other financial instruments
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.
89
C0080, R0180
C0170, R0380
Other financial instruments
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.
90
C0090, R0180
C0180, R0380
Other financial instruments
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.
91
C0020, R0190
C0110, R0390
Purchase or sale of securities
Aggregated volume of internalised settlement instructions settled for purchase or sale of securities by the settlement internaliser during the period covered by the report.
92
C0030, R0190
C0120, R0390
Purchase or sale of securities
Aggregated value, expressed in euros, of internalised settlement instructions settled for the purchase or sale of securities during the period covered by the report.
93
C0040, R0190
C0130, R0390
Purchase or sale of securities
Aggregated volume of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report
94
C0050, R0190
C0140, R0390
Purchase or sale of securities
Aggregated value, expressed in euros, of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report
95
C0060, R0190
C0150, R0390
Purchase or sale of securities
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
96
C0070, R0190
C0160, R0390
Purchase or sale of securities
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
97
C0080, R0190
C0170, R0390
Purchase or sale of securities
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
98
C0090, R0190
C0180, R0390
Purchase or sale of securities
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
99
C0020, R0200
C0110, R0400
Collateral management operations
Aggregated volume of internalised settlement instructions settled for the collateral management operations by the settlement internaliser during the period covered by the report.
Collateral management operations are defined as:
—
Collateral in: COLI;
—
Collateral out: COLO;
—
Central bank collateral operation: CNCB.
100
C0030, R0200
C0120, R0400
Collateral management operations
Aggregated value, expressed in euros, of internalised settlement instructions settled for the collateral management operations during the period covered by the report.
Collateral management operations are defined as:
—
Collateral in: COLI
—
Collateral out: COLO
—
Central bank collateral operation: CNCB
101
C0040, R0200
C0130, R0400
Collateral management operations
Aggregated volume of failed internalised settlement instructions for the collateral management operations during the period covered by the report.
Collateral management operations are defined as:
—
Collateral in: COLI
—
Collateral out: COLO
—
Central bank collateral operation: CNCB
102
C0050, R0200
C0140, R0400
Collateral management operations
Aggregated value, expressed in euros, of failed internalised settlement instructions for the collateral management operations during the period covered by the report.
Collateral management operations are defined as:
—
Collateral in: COLI
—
Collateral out: COLO
—
Central bank collateral operation: CNCB
103
C0060, R0200
C0150, R0400
Collateral management operations
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the collateral management operations during the period covered by the report.
Collateral management operations are defined as:
—
Collateral in: COLI
—
Collateral out: COLO
—
Central bank collateral operation: CNCB
104
C0070, R0200
C0160, R0400
Collateral management operations
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.
Collateral management operations are defined as:
—
Collateral in: COLI
—
Collateral out: COLO
—
Central bank collateral operation: CNCB
105
C0080, R0200
C0170, R0400
Collateral management operations
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.
Collateral management operations are defined as:
—
Collateral in: COLI
—
Collateral out: COLO
—
Central bank collateral operation: CNCB
106
C0090, R0200
C0180, R0400
Collateral management operations
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.
Collateral management operations are defined as:
—
Collateral in: COLI
—
Collateral out: COLO
—
Central bank collateral operation: CNCB
107
C0020, R0210
C0110, R0410
Securities lending and securities borrowing
Aggregated volume of internalised settlement instructions settled for the securities lending and securities borrowing by the settlement internaliser during the period covered by the report.
108
C0030, R0210
C0120, R0410
Securities lending and securities borrowing
Aggregated value, expressed in euros, of internalised settlement instructions settled for the securities lending and securities borrowing during the period covered by the report.
109
C0040, R0210
C0130, R0410
Securities lending and securities borrowing
Aggregated volume, expressed in euros, of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
110
C0050, R0210
C0140, R0410
Securities lending and securities borrowing
Aggregated value, expressed in euros, of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
111
C0060, R0210
C0150, R0410
Securities lending and securities borrowing
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
112
C0070, R0210
C0160, R0410
Securities lending and securities borrowing
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
113
C0080, R0210
C0170, R0410
Securities lending and securities borrowing
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
114
C0090, R0210
C0180, R0410
Securities lending and securities borrowing
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
115
C0020, R0220
C0110, R0420
Repurchase transactions
Aggregated volume of internalised settlement instructions settled for the repurchase transactions by the settlement internaliser during the period covered by the report.
Repurchase transactions are defined as:
—
Repurchase agreement transactions: REPU
—
Reverse repurchase agreement transactions: RVPO
—
Triparty repurchase agreements: TRPO
—
Triparty reverse repurchase agreements: TRVO
—
Buy sell back transactions: BSBK
—
Sell buy back transactions: SBBK
116
C0030, R0220
C0120, R0420
Repurchase transactions
Aggregated value, expressed in euros, of internalised settlement instructions settled for the repurchase transactions during the period covered by the report.
Repurchase transactions are defined as:
—
Repurchase agreement transactions: REPU
—
Reverse repurchase agreement transactions: RVPO
—
Triparty repurchase agreements: TRPO
—
Triparty reverse repurchase agreements: TRVO
—
Buy sell back transactions: BSBK
—
Sell buy back transactions: SBBK
117
C0040, R0220
C0130, R0420
Repurchase transactions
Aggregated volume of failed internalised settlement instructions for the repurchase transactions by the settlement internaliser during the period covered by the report.
Repurchase transactions are defined as:
—
Repurchase agreement transactions: REPU
—
Reverse repurchase agreement transactions: RVPO
—
Triparty repurchase agreements: TRPO
—
Triparty reverse repurchase agreements: TRVO
—
Buy sell back transactions: BSBK
—
Sell buy back transactions: SBBK
118
C0050, R0220
C0140, R0420
Repurchase transactions
Aggregated value, expressed in euros, of failed internalised settlement instructions for the repurchase transactions during the period covered by the report.
Repurchase transactions are defined as:
—
Repurchase agreement transactions: REPU
—
Reverse repurchase agreement transactions:RVPO
—
Triparty repurchase agreements: TRPO
—
Triparty reverse repurchase agreements: TRVO
—
Buy sell back transactions: BSBK
—
Sell buy back transactions: SBBK
119
C0060, R0220
C0150, R0420
Repurchase transactions
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the repurchase transactions during the period covered by the report.
Repurchase transactions are defined as:
—
Repurchase agreement transactions: REPU
—
Reverse repurchase agreement transactions: RVPO
—
Triparty repurchase agreements: TRPO
—
Triparty reverse repurchase agreements: TRVO
—
Buy sell back transactions: BSBK
—
Sell buy back transactions: SBBK
120
C0070, R0220
C0160, R0420
Repurchase transactions
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.
Repurchase transactions are defined as:
—
Repurchase agreement transactions: REPU
—
Reverse repurchase agreement transactions: RVPO
—
Triparty repurchase agreements: TRPO
—
Triparty reverse repurchase agreements: TRVO
—
Buy sell back transactions: BSBK
—
Sell buy back transactions: SBBK
121
C0080, R0220
C0170, R0420
Repurchase transactions
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.
Repurchase transactions are defined as:
—
Repurchase agreement transactions: REPU
—
Reverse repurchase agreement transactions: RVPO
—
Triparty repurchase agreements: TRPO
—
Triparty reverse repurchase agreements: TRVO
—
Buy sell back transactions: BSBK
—
Sell buy back transactions: SBBK
122
C0090, R0220
C0180, R0420
Repurchase transactions
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.
Repurchase transactions are defined as:
—
Repurchase agreement transactions: REPU
—
Reverse repurchase agreement transactions: RVPO
—
Triparty repurchase agreements: TRPO
—
Triparty reverse repurchase agreements: TRVO
—
Buy sell back transactions: BSBK
—
Sell buy back transactions: SBBK
123
C0020, R0230
C0110, R0430
Other securities transactions
Aggregated volume of internalised settlement instructions settled for any other securities transactions by the settlement internaliser during the period covered by the report.
124
C0030, R0230
C0120, R0430
Other securities transactions
Aggregated value, expressed in euros, of internalised settlement instructions settled for any other securities transactions during the period covered by the report.
125
C0040, R0230
C0130, R0430
Other securities transactions
Aggregated volume of failed internalised settlement instructions settled for any other securities transactions during the period covered by the report.
126
C0050, R0230
C0140, R0430
Other securities transactions
Aggregated value, expressed in euros, of failed internalised settlement instructions for any other securities transactions during the period covered by the report.
127
C0060, R0230
C0150, R0430
Other securities transactions
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for any other securities transactions during the period covered by the report.
128
C0070, R0230
C0160, R0430
Other securities transactions
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.
129
C0080, R0230
C0170, R0430
Other securities transactions
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.
130
C0090, R0230
C0180, R0430
Other securities transactions
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.
131
C0020, R0240
C0110, R0440
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
Aggregated volume of internalised settlement instructions settled for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
132
C0030, R0240
C0120, R0440
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
Aggregated value, expressed in euros, of internalised settlement instructions settled for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
133
C0040, R0240
C0130, R0440
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
Aggregated volume of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
134
C0050, R0240
C0140, R0440
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
Aggregated value, expressed in euros, of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
135
C0060, R0240
C0150, R0440
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
136
C0070, R0240
C0160, R0440
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
137
C0080, R0240
C0170, R0440
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
138
C0090, R0240
C0180, R0440
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
139
C0020, R0250
C0110, R0450
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
Aggregated volume of internalised settlement instructions settled for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
140
C0030, R0250
C0120, R0450
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
Aggregated value, expressed in euros, of internalised settlement instructions settled for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
141
C0040, R0250
C0130, R0450
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
Aggregated volume of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
142
C0050, R0250
C0140, R0450
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
Aggregated value, expressed in euros, of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
143
C0060, R0250
C0150, R0450
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
144
C0070, R0250
C0160, R0450
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and number of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
145
C0080, R0250
C0170, R0450
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
146
C0090, R0250
C0180, R0450
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
147
C0020, R0260
C0110, R0460
Total cash transfers
Aggregated volume of internalised settlement instructions settled for cash transfers by the settlement internaliser during the period covered by the report.
148
C0030, R0260
C0120, R0460
Total cash transfers
Aggregated value, expressed in euros, of internalised settlement instructions settled for cash transfers during the period covered by the report.
149
C0040, R0260
C0130, R0460
Total cash transfers
Aggregated volume of failed internalised settlement instructions for cash transfers during the period covered by the report
150
C0050, R0260
C0140, R0460
Total cash transfers
Aggregated value, expressed in euros, of failed internalised settlement instructions for cash transfers during the period covered by the report
151
C0060, R0260
C0150, R0460
Total cash transfers
Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for cash transfers during the period covered by the report.
152
C0070, R0260
C0160, R0460
Total cash transfers
Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.
153
C0080, R0260
C0170, R0460
Total cash transfers
The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.
154
C0090, R0260
C0180, R0460
Total cash transfers
The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.
