ANNEX IISupplementary provisions
ANNEX II Instructions for completing the template for reporting and transmission of information on internalised settlement The ‘Cell Reference’ column of the table below identifies the items to be reported by identifying the columns and lines as showed in the template in Annex I. Information in columns C0100-C0180, as well as in Rows R0270-R0460 shall be reported for each issuer CSD. Information in columns C0020, C0040, C0060, C0110, C0130 and C0150 for aggregated volumes shall be reported as a whole number expressed using up to 20 numerical characters without decimal places. Information in columns C0030, C0050, C0070, C0120, C0140 and C0160 for aggregate values shall be reported as a value expressed using up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character and at least one character before and two characters after the decimal mark shall be populated. A full stop shall be used as the decimal mark. Information in columns C0080, C0090, C00170 and C00180 for rates shall be reported as a percentage value up to two decimal places. Where no activity needs to be reported, information in columns C0020-C0090 and C0110-C0180 shall be completed with a zero value. No. Cell Reference Item Instruction 1 C0010, R0010 Country code Identify the ISO 3166 2 character code of the place of establishment of the settlement internaliser. 2 C0010, R0020 Reporting timestamp For reporting from the settlement internaliser to the competent authority, identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the settlement internaliser to the competent authority is made. For reporting from the competent authority to ESMA, identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the competent authority to ESMA is made. 3 C0010, R0030 Reporting period Identify the ISO 8601 (YYYY-MM-DD) code of the date identifying the last day of the reporting period. 4 C0010, R0040 Settlement internaliser identifier Insert identification code of the settlement internaliser, using a Legal Entity Identifier (LEI). 5 C0010, R0050 Name of person responsible For reporting from the settlement internaliser to the competent authority, indicate the name of the person responsible for the report at the settlement internaliser. For reporting from the competent authority to ESMA, the name of the liaison at the competent authority. 6 C0010, R0060 Function of person responsible For reporting from the settlement internaliser to the competent authority, the function of the person responsible for the report at the settlement internaliser. For reporting from the competent authority to ESMA, the function of the liaison at the competent authority. 7 C0010, R0070 Phone number For reporting from the settlement internaliser to the competent authority, the phone number of the person responsible for the report at the settlement internaliser. For reporting from the competent authority to ESMA, the phone number of the liaison at the competent authority. 8 C0010, R0080 Email address For reporting from the settlement internaliser to the competent authority, the email address of the person responsible for the report at the settlement internaliser. For reporting from the competent authority to ESMA, the email address of the liaison at the competent authority. 9 C0100, R0270 Issuer CSD identifier Insert identification code of the CSD, using an LEI. If information on the issuer CSD is not available the first two characters of the ISIN codes shall be used. 10 C0100, R0280 Issuer CSD Country Code Identify the ISO 3166 2 character code of the place of establishment of the issuer CSD. 11 C0020, R0090 C0110, R0290 Overall total Aggregated volume of internalised settlement instructions settled by the settlement internaliser during the period covered by the report. 12 C0030, R0090 C0120, R0290 Overall total Aggregated value, expressed in euros, of internalised settlement instructions settled during the period covered by the report. 13 C0040, R0090 C0130, R0290 Overall total Aggregated volume of failed internalised settlement instructions during the period covered by the report 14 C0050, R0090 C0140, R0290 Overall total Aggregated value, expressed in euros, of failed internalised settlement instructions during the period covered by the report 15 C0060, R0090 C0150, R0290 Overall total Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions during the period covered by the report. 16 C0070, R0090 C0160, R0290 Overall total Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions during the period covered by the report. 17 C0080, R0090 C0170, R0290 Overall total The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions during the period covered by the report. 18 C0090, R0090 C0180, R0290 Overall total The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions during the period covered by the report. 19 C0020, R0100 C0110, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report. 20 C0030, R0100 C0120, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report. 21 C0040, R0100 C0130, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report 22 C0050, R0100 C0140, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report 23 C0060, R0100 C0150, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report. 24 C0070, R0100 C0160, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report. 25 C0080, R0100 C0170, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report. 26 C0090, R0100 C0180, R0300 Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report. 27 C0020, R0110 C0110, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report. 28 C0030, R0110 C0120, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 29 C0040, R0110 C0130, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report 30 C0050, R0110 C0140, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report 31 C0060, R0110 C0150, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 32 C0070, R0110 C0160, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 33 C0080, R0110 C0170, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 34 C0090, R0110 C0180, R0310 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 35 C0020, R0120 C0110, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report. 36 C0030, R0120 C0120, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 37 C0040, R0120 C0130, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report 38 C0050, R0120 C0140, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report 39 C0060, R0120 C0150, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 40 C0070, R0120 C0160, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 41 C0080, R0120 C0170, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 42 C0090, R0120 C0180, R0320 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 43 C0020, R0130 C0110, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report. 44 C0030, R0130 C0120, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report. 45 C0040, R0130 C0130, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report 46 C0050, R0130 C0140, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report 47 C0060, R0130 C0150, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report. 48 C0070, R0130 C0160, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report. 49 C0080, R0130 C0170, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report. 50 C0090, R0130 C0180, R0330 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report. 51 C0020, R0140 C0110, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report. 52 C0030, R0140 C0120, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 53 C0040, R0140 C0130, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report 54 C0050, R0140 C0140, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report 55 C0060, R0140 C0150, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 56 C0070, R0140 C0160, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 57 C0080, R0140 C0170, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 58 C0090, R0140 C0180, R0340 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 59 C0020, R0150 C0110, R0350 Units in collective investment undertakings, other than ETFs Aggregated volume of internalised settlement instructions settled for units in collective investment undertakings, other than ETFs by the settlement internaliser during the period covered by the report. 60 C0030, R0150 C0120, R0350 Units in collective investment undertakings, other than ETFs Aggregated value, expressed in euros, of internalised settlement instructions settled in units in collective investment undertakings, other than ETFs during the period covered by the report. 61 C0040, R0150 C0130, R0350 Units in collective investment undertakings, other than ETFs Aggregated volume of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report. 62 C0050, R0150 C0140, R0350 Units in collective investment undertakings, other than ETFs Aggregated value, expressed in euros, of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report. 63 C0060, R0150 C0150, R0350 Units in collective investment undertakings, other than ETFs Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report. 64 C0070, R0150 C0160, R0350 Units in collective investment undertakings, other than ETFs Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report. 65 C0080, R0150 C0170, R0350 Units in collective investment undertakings, other than ETFs The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report. 66 C0090, R0150 C0180, R0350 Units in collective investment undertakings, other than ETFs The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report. 67 C0020, R0160 C0110, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report. 68 C0030, R0160 C0120, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 69 C0040, R0160 C0130, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report 70 C0050, R0160 C0140, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report 71 C0060, R0160 C0150, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 72 C0070, R0160 C0160, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 73 C0080, R0160 C0170, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 74 C0090, R0160 C0180, R0360 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report. 75 C0020, R0170 C0110, R0370 Emission allowances Aggregated volume of internalised settlement instructions settled in emission allowances by the settlement internaliser during the period covered by the report. 76 C0030, R0170 C0120, R0370 Emission allowances Aggregated value, expressed in euros, of internalised settlement instructions settled in emission allowances during the period covered by the report. 77 C0040, R0170 C0130, R0370 Emission allowances Aggregated volume of failed internalised settlement instructions in emission allowances during the period covered by the report 78 C0050, R0170 C0140, R0370 Emission allowances Aggregated value, expressed in euros, of failed internalised settlement instructions in emission allowances during the period covered by the report 79 C0060, R0170 C0150, R0370 Emission allowances Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in emission allowances during the period covered by the report. 80 C0070, R0170 C0160, R0370 Emission allowances Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report. 81 C0080, R0170 C0170, R0370 Emission allowances The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report. 82 C0090, R0170 C0180, R0370 Emission allowances The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report. 83 C0020, R0180 C0110, R0380 Other financial instruments Aggregated volume of internalised settlement instructions settled in other financial instruments by the settlement internaliser during the period covered by the report. 84 C0030, R0180 C0120, R0380 Other financial instruments Aggregated value, expressed in euros, of internalised settlement instructions settled in other financial instruments during the period covered by the report. 85 C0040, R0180 C0130, R0380 Other financial instruments Aggregated volume of failed internalised settlement instructions in other financial instruments during the period covered by the report 86 C0050, R0180 C0140, R0380 Other financial instruments Aggregated value, expressed in euros, of failed internalised settlement instructions in other financial instruments during the period covered by the report 87 C0060, R0180 C0150, R0380 Other financial instruments Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in other financial instruments during the period covered by the report. 88 C0070, R0180 C0160, R0380 Other financial instruments Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report. 89 C0080, R0180 C0170, R0380 Other financial instruments The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report. 90 C0090, R0180 C0180, R0380 Other financial instruments The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report. 91 C0020, R0190 C0110, R0390 Purchase or sale of securities Aggregated volume of internalised settlement instructions settled for purchase or sale of securities by the settlement internaliser during the period covered by the report. 92 C0030, R0190 C0120, R0390 Purchase or sale of securities Aggregated value, expressed in euros, of internalised settlement instructions settled for the purchase or sale of securities during the period covered by the report. 93 C0040, R0190 C0130, R0390 Purchase or sale of securities Aggregated volume of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report 94 C0050, R0190 C0140, R0390 Purchase or sale of securities Aggregated value, expressed in euros, of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report 95 C0060, R0190 C0150, R0390 Purchase or sale of securities Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report. 96 C0070, R0190 C0160, R0390 Purchase or sale of securities Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report. 97 C0080, R0190 C0170, R0390 Purchase or sale of securities The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report. 98 C0090, R0190 C0180, R0390 Purchase or sale of securities The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report. 99 C0020, R0200 C0110, R0400 Collateral management operations Aggregated volume of internalised settlement instructions settled for the collateral management operations by the settlement internaliser during the period covered by the report. Collateral management operations are defined as: — Collateral in: COLI; — Collateral out: COLO; — Central bank collateral operation: CNCB. 100 C0030, R0200 C0120, R0400 Collateral management operations Aggregated value, expressed in euros, of internalised settlement instructions settled for the collateral management operations during the period covered by the report. Collateral management operations are defined as: — Collateral in: COLI — Collateral out: COLO — Central bank collateral operation: CNCB 101 C0040, R0200 C0130, R0400 Collateral management operations Aggregated volume of failed internalised settlement instructions for the collateral management operations during the period covered by the report. Collateral management operations are defined as: — Collateral in: COLI — Collateral out: COLO — Central bank collateral operation: CNCB 102 C0050, R0200 C0140, R0400 Collateral management operations Aggregated value, expressed in euros, of failed internalised settlement instructions for the collateral management operations during the period covered by the report. Collateral management operations are defined as: — Collateral in: COLI — Collateral out: COLO — Central bank collateral operation: CNCB 103 C0060, R0200 C0150, R0400 Collateral management operations Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the collateral management operations during the period covered by the report. Collateral management operations are defined as: — Collateral in: COLI — Collateral out: COLO — Central bank collateral operation: CNCB 104 C0070, R0200 C0160, R0400 Collateral management operations Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report. Collateral management operations are defined as: — Collateral in: COLI — Collateral out: COLO — Central bank collateral operation: CNCB 105 C0080, R0200 C0170, R0400 Collateral management operations The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report. Collateral management operations are defined as: — Collateral in: COLI — Collateral out: COLO — Central bank collateral operation: CNCB 106 C0090, R0200 C0180, R0400 Collateral management operations The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report. Collateral management operations are defined as: — Collateral in: COLI — Collateral out: COLO — Central bank collateral operation: CNCB 107 C0020, R0210 C0110, R0410 Securities lending and securities borrowing Aggregated volume of internalised settlement instructions settled for the securities lending and securities borrowing by the settlement internaliser during the period covered by the report. 108 C0030, R0210 C0120, R0410 Securities lending and securities borrowing Aggregated value, expressed in euros, of internalised settlement instructions settled for the securities lending and securities borrowing during the period covered by the report. 109 C0040, R0210 C0130, R0410 Securities lending and securities borrowing Aggregated volume, expressed in euros, of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report. 110 C0050, R0210 C0140, R0410 Securities lending and securities borrowing Aggregated value, expressed in euros, of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report. 111 C0060, R0210 C0150, R0410 Securities lending and securities borrowing Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report. 112 C0070, R0210 C0160, R0410 Securities lending and securities borrowing Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report. 113 C0080, R0210 C0170, R0410 Securities lending and securities borrowing The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report. 114 C0090, R0210 C0180, R0410 Securities lending and securities borrowing The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report. 115 C0020, R0220 C0110, R0420 Repurchase transactions Aggregated volume of internalised settlement instructions settled for the repurchase transactions by the settlement internaliser during the period covered by the report. Repurchase transactions are defined as: — Repurchase agreement transactions: REPU — Reverse repurchase agreement transactions: RVPO — Triparty repurchase agreements: TRPO — Triparty reverse repurchase agreements: TRVO — Buy sell back transactions: BSBK — Sell buy back transactions: SBBK 116 C0030, R0220 C0120, R0420 Repurchase transactions Aggregated value, expressed in euros, of internalised settlement instructions settled for the repurchase transactions during the period covered by the report. Repurchase transactions are defined as: — Repurchase agreement transactions: REPU — Reverse repurchase agreement transactions: RVPO — Triparty repurchase agreements: TRPO — Triparty reverse repurchase agreements: TRVO — Buy sell back transactions: BSBK — Sell buy back transactions: SBBK 117 C0040, R0220 C0130, R0420 Repurchase transactions Aggregated volume of failed internalised settlement instructions for the repurchase transactions by the settlement internaliser during the period covered by the report. Repurchase transactions are defined as: — Repurchase agreement transactions: REPU — Reverse repurchase agreement transactions: RVPO — Triparty repurchase agreements: TRPO — Triparty reverse repurchase agreements: TRVO — Buy sell back transactions: BSBK — Sell buy back transactions: SBBK 118 C0050, R0220 C0140, R0420 Repurchase transactions Aggregated value, expressed in euros, of failed internalised settlement instructions for the repurchase transactions during the period covered by the report. Repurchase transactions are defined as: — Repurchase agreement transactions: REPU — Reverse repurchase agreement transactions:RVPO — Triparty repurchase agreements: TRPO — Triparty reverse repurchase agreements: TRVO — Buy sell back transactions: BSBK — Sell buy back transactions: SBBK 119 C0060, R0220 C0150, R0420 Repurchase transactions Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the repurchase transactions during the period covered by the report. Repurchase transactions are defined as: — Repurchase agreement transactions: REPU — Reverse repurchase agreement transactions: RVPO — Triparty repurchase agreements: TRPO — Triparty reverse repurchase agreements: TRVO — Buy sell back transactions: BSBK — Sell buy back transactions: SBBK 120 C0070, R0220 C0160, R0420 Repurchase transactions Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report. Repurchase transactions are defined as: — Repurchase agreement transactions: REPU — Reverse repurchase agreement transactions: RVPO — Triparty repurchase agreements: TRPO — Triparty reverse repurchase agreements: TRVO — Buy sell back transactions: BSBK — Sell buy back transactions: SBBK 121 C0080, R0220 C0170, R0420 Repurchase transactions The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report. Repurchase transactions are defined as: — Repurchase agreement transactions: REPU — Reverse repurchase agreement transactions: RVPO — Triparty repurchase agreements: TRPO — Triparty reverse repurchase agreements: TRVO — Buy sell back transactions: BSBK — Sell buy back transactions: SBBK 122 C0090, R0220 C0180, R0420 Repurchase transactions The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report. Repurchase transactions are defined as: — Repurchase agreement transactions: REPU — Reverse repurchase agreement transactions: RVPO — Triparty repurchase agreements: TRPO — Triparty reverse repurchase agreements: TRVO — Buy sell back transactions: BSBK — Sell buy back transactions: SBBK 123 C0020, R0230 C0110, R0430 Other securities transactions Aggregated volume of internalised settlement instructions settled for any other securities transactions by the settlement internaliser during the period covered by the report. 124 C0030, R0230 C0120, R0430 Other securities transactions Aggregated value, expressed in euros, of internalised settlement instructions settled for any other securities transactions during the period covered by the report. 125 C0040, R0230 C0130, R0430 Other securities transactions Aggregated volume of failed internalised settlement instructions settled for any other securities transactions during the period covered by the report. 126 C0050, R0230 C0140, R0430 Other securities transactions Aggregated value, expressed in euros, of failed internalised settlement instructions for any other securities transactions during the period covered by the report. 127 C0060, R0230 C0150, R0430 Other securities transactions Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for any other securities transactions during the period covered by the report. 128 C0070, R0230 C0160, R0430 Other securities transactions Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report. 129 C0080, R0230 C0170, R0430 Other securities transactions The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report. 130 C0090, R0230 C0180, R0430 Other securities transactions The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report. 131 C0020, R0240 C0110, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report. 132 C0030, R0240 C0120, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 133 C0040, R0240 C0130, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report 134 C0050, R0240 C0140, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report 135 C0060, R0240 C0150, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 136 C0070, R0240 C0160, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 137 C0080, R0240 C0170, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 138 C0090, R0240 C0180, R0440 Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 139 C0020, R0250 C0110, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated volume of internalised settlement instructions settled for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report. 140 C0030, R0250 C0120, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of internalised settlement instructions settled for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 141 C0040, R0250 C0130, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated volume of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report 142 C0050, R0250 C0140, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated value, expressed in euros, of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 143 C0060, R0250 C0150, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 144 C0070, R0250 C0160, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and number of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 145 C0080, R0250 C0170, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 146 C0090, R0250 C0180, R0450 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report. 147 C0020, R0260 C0110, R0460 Total cash transfers Aggregated volume of internalised settlement instructions settled for cash transfers by the settlement internaliser during the period covered by the report. 148 C0030, R0260 C0120, R0460 Total cash transfers Aggregated value, expressed in euros, of internalised settlement instructions settled for cash transfers during the period covered by the report. 149 C0040, R0260 C0130, R0460 Total cash transfers Aggregated volume of failed internalised settlement instructions for cash transfers during the period covered by the report 150 C0050, R0260 C0140, R0460 Total cash transfers Aggregated value, expressed in euros, of failed internalised settlement instructions for cash transfers during the period covered by the report 151 C0060, R0260 C0150, R0460 Total cash transfers Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for cash transfers during the period covered by the report. 152 C0070, R0260 C0160, R0460 Total cash transfers Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report. 153 C0080, R0260 C0170, R0460 Total cash transfers The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report. 154 C0090, R0260 C0180, R0460 Total cash transfers The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.