ANNEX ISupplementary provisions
ANNEX I Template for reporting and transmission of information on internalised settlement Internalised Settlement Settlement Internaliser Information C0010 Country code R0010 Reporting timestamp R0020 Reporting period R0030 LEI R0040 Name of person responsible R0050 Function of person responsible R0060 Phone number R0070 Email address R0080 Aggregate Rate Settled Failed Total Failed Volume Value (EUR) Volume Value (EUR) Volume Value (EUR) Volume % Value % C0020 C0030 C0040 C0050 C0060 C0070 C0080 C0090 Overall total R0090 Financial instruments Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU of the European Parliament and of the Council ( 1 ) R0100 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0110 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0120 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU R0130 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU R0140 Units in collective investment undertakings, other than exchange-traded funds R0150 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0160 Emission allowances R0170 Other financial instruments R0180 Type of transactions Purchase or sale of securities R0190 Collateral management operations R0200 Securities lending and securities borrowing R0210 Repurchase transactions R0220 Other securities transactions R0230 Type of client Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU R0240 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU R0250 Cash Transfers Total Cash Transfers R0260 Each Issuer CSD Information C0100 Issuer CSD identifier R0270 Issuer CSD country code R0280 Aggregate Rate Settled Failed Total Settled Failed Failed Volume Value (EUR) Volume Value (EUR) Volume Value (EUR) Volume % Value % C0110 C0120 C0130 C0140 C0150 C0160 C0170 C0180 Overall total R0290 Financial instruments Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU R0300 Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0310 Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0320 Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU R0330 Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU R0340 Units in collective investment undertakings other than ETFs R0350 Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU R0360 Emission allowances R0370 Other financial instruments R0380 Type of transactions Purchase or sale of securities R0390 Collateral management operations R0400 Securities lending and securities borrowing R0410 Repurchase transactions R0420 Other securities transactions R0430 Type of client Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU R0440 Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU R0450 Cash Transfers Total Cash Transfers R0460 ( 1 ) Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU ( OJ L 173, 12.6.2014, p. 349 ).