Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗
Designation of a contact point for applicants for authorisation as an APA or ARM
ESMA and the national competent authorities shall designate a contact point for handling all information received from applicants seeking authorisation as an APA or ARM. The contact details of the designated contact point shall be made public and regularly updated on the website of ESMA and of the national competent authorities.
Application form and notification form for applicants for authorisation as an APA or ARM, and ways to submit those forms
1. An applicant for authorisation as an APA or ARM shall provide ESMA, or, where relevant, its national competent authority with all information referred to in Article 27d of Regulation (EU) No 600/2014 by filling in the application form set out in Annex I to this Regulation. 2. An applicant for authorisation as an APA or ARM shall provide ESMA, or, where relevant, its national competent authority with information on all members of its management body by filling in the notification form set out in Annex II. 3. An applicant for authorisation as an APA or ARM shall clearly identify in its application for authorisation which specific requirement set out in Articles 27a to 27i of Regulation (EU) No 600/2014 the applicant refers to and in which document attached to its application that information is provided. 4. An applicant for authorisation as an APA or ARM shall indicate in its application for authorisation whether any specific requirement set out in Articles 27a to 27i of Regulation (EU) No 600/2014 or Commission Delegated Regulation (EU) 2025/1143 ( 7 ) is not applicable to the data reporting service that the applicant is applying for. 5. ESMA and the national competent authorities shall indicate on their websites whether duly copleted application forms, notifications and any related additional information are to be submitted electronically.
Acknowledgement of receipt of an application for authorisation as an APA or ARM
Within 10 working days from the receipt of the application for authorisation, ESMA, or, where relevant, the national competent authority shall send electronically an acknowledgement of receipt to the applicant for authorisation as an APA or ARM, including the contact details of the contact point designated pursuant to Article 1.
Additional information to be provided by an applicant for authorisation as an APA or ARM
At the request of ESMA, or, where relevant, the national competent authority, an applicant for authorisation as an APA or ARM shall provide that authority with additional information that ESMA, or, where relevant, the national competent authority needs to proceed with the assessment of the application for authorisation within five working days following the receipt of that request.
Notification of changes to the membership of the management body by an APA or ARM
An APA or ARM shall provide ESMA, or, where relevant, its national competent authority with information on any change to the membership of its management body by filling in the notification form set out in Annex III.
Communication of the decision to grant or refuse an authorisation to operate as an APA or ARM
ESMA, or, where relevant, the national competent authority shall electronically inform an applicant for authorisation as an APA or ARM of its decision to grant or to refuse such authorisation within five working days following the adoption of a reasoned decision as referred to in Article 27d(3) of Regulation (EU) No 600/2014.
Articles on this page are reproduced verbatim from official open data. See the attribution line.
Source: EUR-Lex (Publications Office of the EU), © European Union, reuse permitted under Commission Decision 2011/833/EU.