Commission Implementing Regulation (EU) 2025/1157 of 12 June 2025 laying down implementing technical standards for the application of Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to the standard forms, templates and procedures for the authorisation of approved publication arrangements, approved reporting mechanisms and consolidated tape providers, and related notifications, and repealing Commission Implementing Regulation (EU) 2017/1110
Data as of 2026-07-04 · Compiled from an official source version. Later amendments or repeals may not be reflected; the official text prevails. · Read the official text ↗
Designation of a contact point for applicants for authorisation as an APA or ARM
ESMA and the national competent authorities shall designate a contact point for handling all information received from applicants seeking authorisation as an APA or ARM. The contact details of the designated contact point shall be made public and regularly updated on the website of ESMA and of the national competent authorities.
Application form and notification form for applicants for authorisation as an APA or ARM, and ways to submit those forms
1. An applicant for authorisation as an APA or ARM shall provide ESMA, or, where relevant, its national competent authority with all information referred to in Article 27d of Regulation (EU) No 600/2014 by filling in the application form set out in Annex I to this Regulation. 2. An applicant for authorisation as an APA or ARM shall provide ESMA, or, where relevant, its national competent authority with information on all members of its management body by filling in the notification form set out in Annex II. 3. An applicant for authorisation as an APA or ARM shall clearly identify in its application for authorisation which specific requirement set out in Articles 27a to 27i of Regulation (EU) No 600/2014 the applicant refers to and in which document attached to its application that information is provided. 4. An applicant for authorisation as an APA or ARM shall indicate in its application for authorisation whether any specific requirement set out in Articles 27a to 27i of Regulation (EU) No 600/2014 or Commission Delegated Regulation (EU) 2025/1143 ( 7 ) is not applicable to the data reporting service that the applicant is applying for. 5. ESMA and the national competent authorities shall indicate on their websites whether duly copleted application forms, notifications and any related additional information are to be submitted electronically.
Acknowledgement of receipt of an application for authorisation as an APA or ARM
Within 10 working days from the receipt of the application for authorisation, ESMA, or, where relevant, the national competent authority shall send electronically an acknowledgement of receipt to the applicant for authorisation as an APA or ARM, including the contact details of the contact point designated pursuant to Article 1.
Additional information to be provided by an applicant for authorisation as an APA or ARM
At the request of ESMA, or, where relevant, the national competent authority, an applicant for authorisation as an APA or ARM shall provide that authority with additional information that ESMA, or, where relevant, the national competent authority needs to proceed with the assessment of the application for authorisation within five working days following the receipt of that request.
Notification of changes to the membership of the management body by an APA or ARM
An APA or ARM shall provide ESMA, or, where relevant, its national competent authority with information on any change to the membership of its management body by filling in the notification form set out in Annex III.
Communication of the decision to grant or refuse an authorisation to operate as an APA or ARM
ESMA, or, where relevant, the national competent authority shall electronically inform an applicant for authorisation as an APA or ARM of its decision to grant or to refuse such authorisation within five working days following the adoption of a reasoned decision as referred to in Article 27d(3) of Regulation (EU) No 600/2014.
Designation of a contact point for applicants for authorisation as a CTP
ESMA shall designate a contact point for handling all information received from applicants seeking authorisation to operate a consolidated tape, which it shall make public and update regularly on its website.
Application form and notification form for applicants for authorisation as a CTP, and ways to submit those forms
1. An applicant for authorisation as a CTP shall provide ESMA with all information referred to in Article 27db(1) of Regulation (EU) No 600/2014 by filling in the application form set out in Annex IV. 2. An applicant for authorisation as a CTP shall provide ESMA with information on all members of its management body by filling in the notification form set out in Annex V. 3. An applicant for authorisation as a CTP shall clearly identify in its application for authorisation which specific requirement set out in Articles 27a to 27i of Regulation (EU) No 600/2014 it refers to and in which document attached to its application that information is provided. 4. An applicant for authorisation as a CTP shall indicate in its application for authorisation whether any specific requirement set out in Articles 27a to 27i of Regulation (EU) No 600/2014 or Delegated Regulation (EU) 2025/1143 is not applicable to the CTP service that the applicant is applying for. 5. ESMA shall indicate on its website whether duly completed application forms, notifications and any related additional information are to be submitted electronically.
Acknowledgement of receipt of an application for authorisation as a CTP
Within 10 working days from the receipt of the application for authorisation, ESMA shall send electronically an acknowledgement of receipt to the applicant for authorisation as a CTP, including the contact details of the contact point designated pursuant to Article 7.
Additional information to be provided by an applicant for authorisation as a CTP
At the request of ESMA, an applicant for authorisation as a CTP shall provide that authority with additional information that ESMA needs to proceed with the assessment of the application for authorisation within five working days following the receipt of ESMA’s request.
Notification of changes to the membership of the management body by CTPs
A CTP shall provide ESMA with information on any change to the membership of its management body by filling in the notification form set out in Annex VI.
Communication of the decision to grant or refuse an authorisation to operate as a CTP
ESMA shall electronically inform an applicant for authorisation as a CTP of its decision to grant or to refuse such authorisation within five working days following the adoption of a reasoned decision as referred to in Article 27db(3) of Regulation (EU) No 600/2014.
Repeal
Implementing Regulation (EU) 2017/1110 is repealed. References to the repealed Regulation shall be construed as references to this Regulation.
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union .
Application form for authorisation to provide data reporting services as an APA or an ARM
ANNEX I Application form for authorisation to provide data reporting services as an APA or an ARM Reference number: Date: From: Name of the applicant: Address: Legal Entity Identifier (where applicable): (Contact details of the designated contact person at the applicant) Full name: Telephone: Email: To: ESMA/National Competent Authority: Address: (Contact details of the designated contact point at ESMA/National Competent Authority) Address: Telephone: Email: Dear [ insert appropriate name ], In accordance with Article 2 of Commission Implementing Regulation (EU) 2025/1157 please find the authorisation application. — Person at the applicant in charge of preparing the application: Full name: Status/position: Telephone: Email: Date: Signature: — Nature of the application [ tick the relevant box(es) ]: ☐ Authorisation – Approved Publication Arrangement (APA) ☐ Authorisation – Approved Reporting Mechanism (ARM) CONTENT Please insert the information referred to under Commission Delegated Regulation (EU) 2025/1143. Please set out that information under the appropriate section or make reference to the relevant annexes containing the information. Information on the organisation (Article 2 of Delegated Regulation (EU) 2025/1143): Information on the ownership (Article 3 of Delegated Regulation (EU) 2025/1143): Information on corporate governance (Article 4 of Delegated Regulation (EU) 2025/1143): Information on the members of the management body (Article 5 of Delegated Regulation (EU) 2025/1143): Information on internal controls (Article 6 of Delegated Regulation (EU) 2025/1143): Information on digital operational resilience (Article 7 of Delegated Regulation (EU) 2025/1143): Information on conflicts of interest (Article 8 of Delegated Regulation (EU) 2025/1143): Information on organisational requirements regarding outsourcing (Article 9 of Delegated Regulation (EU) 2025/1143): Information on management of incomplete or potentially erroneous information by APAs (Article 10 of Delegated Regulation (EU) 2025/1143): Information on management of incomplete or potentially erroneous information by ARMs (Article 11 of Delegated Regulation (EU) 2025/1143): Information on connectivity of ARMs (Article 12 of Delegated Regulation (EU) 2025/1143): Information on machine readability (Article 13 of Delegated Regulation (EU) 2025/1143): Information on the details to be published by the APA (Article 14 of Delegated Regulation (EU) 2025/1143): Notes:
Notification form for the list of members of the management body of an APA or an ARM
ANNEX II Notification form for the list of members of the management body of an APA or an ARM Reference number: Date: From: Name of the applicant: Address: Legal Entity Identifier (where applicable): (Contact details of the designated contact person at the applicant) Full name: Telephone: Email: To: ESMA/National Competent Authority: Address: (Contact details of the designated contact point at ESMA/National Competent Authority) Address: Telephone: Email: Dear [ insert appropriate name ], In accordance with Article 2 of Commission Implementing Regulation (EU) 2025/1157 please find attached the notification relating to the members of the management body. — Person at the applicant in charge of preparing the notification: Full name: Status/position: Telephone: Email: Date: Signature: — List of members of the management body: Member 1 Full name: Date and place of birth: Personal national identification number or equivalent thereof: Private address: Contact details (telephone and email address): Position: Curriculum vitae attached to application: Yes/No Professional experience and other relevant experience: Educational qualification and relevant training: Confirmation, where possible via an official certificate, of the absence of criminal records relating to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement OR self-declaration of good repute and authorisation to the competent authority to request information under Article 5(1), point (d), of Commission Delegated Regulation (EU) 2025/1143: Self-declaration of good repute and authorisation to the competent authority to request information under Article 5(1), point (e), of Delegated Regulation (EU) 2025/1143: Minimum time (approximate) that will be devoted to the performance of the person’s functions within the APA or ARM: Declaration of any potential conflicts of interest that may exist or arise in performing the duties and how these conflicts are managed: Additional information relevant for the assessment whether the member is of sufficiently good repute, possesses sufficient knowledge, skills and experience and commits sufficient time to perform the duties pursuant to Article 27f(3) of Regulation (EU) No 600/2014: Effective date: [ Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information ] Member [N] Full name: Date and place of birth: Personal national identification number or equivalent thereof: Private address: Contact details (telephone and email address): Position: Curriculum vitae attached to application: Yes/No Professional experience and other relevant experience: Educational qualification and relevant training: Confirmation, where possible via an official certificate, of the absence of criminal records relating to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement OR self-declaration of good repute and authorisation to the competent authority to request information under Article 5(1), point (d), of Delegated Regulation (EU) 2025/1143: Self-declaration of good repute and authorisation to the competent authority to make enquiries under Article 5(1)(e) of Delegated Regulation (EU) 2025/1143: Minimum time (approximate) that will be devoted to the performance of the person’s functions within the APA or ARM: Declaration of any potential conflicts of interest that may exist or arise in performing the duties and how these conflicts are managed: Additional information relevant for the assessment whether the member is of sufficiently good repute, possesses sufficient knowledge, skills and experience and commits sufficient time to perform the duties pursuant to Article 27f(3) of Regulation (EU) No 600/2014: Effective date: [ Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information ]
Notification form for changes to the membership of the management body of an APA or an ARM
ANNEX III Notification form for changes to the membership of the management body of an APA or an ARM Reference number: Date: From: Name of the APA or ARM: Address: Legal Entity Identifier (where applicable): (Contact details of the designated contact person at the APA or ARM) Full name: Telephone: Email: To: ESMA/National Competent Authority: Address: (Contact details of the designated contact point at ESMA/National Competent Authority) Address: Telephone: Email: Dear [ insert appropriate name ], In accordance with Article 5 of Commission Implementing Regulation (EU) 2025/1157 please find attached the notification on changes to the membership of the management body. — Person at the APA or ARM in charge of preparing the notification: Full name: Status/position: Telephone: Email: Date: Signed: — Information on member(s) leaving the management body: Member 1 Full name: Contact details (telephone and email address): Position: Effective date of departure from management body: Reasons for the departure from management body: Member [N] Full name: Contact details (telephone and email address): Position: Effective date of departure from management body: Reasons for the departure from management body: — Information on new member(s) of the management body: Member 1 Full name: Date and place of birth: Personal national identification number or equivalent thereof: Private address: Contact details (telephone and email address): Position: Curriculum vitae attached to application: Yes/No Professional experience and other relevant experience: Educational qualification and relevant training: Confirmation, where possible via an official certificate, of the absence of criminal records relating to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement OR self-declaration of good repute and authorisation to the competent authority to request information under Article 5(1), point (d), of Commission Delegated Regulation (EU) 2025/1143: Self-declaration of good repute and authorisation to the competent authority to request information under Article 5(1), point (e), of Delegated Regulation (EU) 2025/1143: Minimum time (approximate) that will be devoted to the performance of the person’s functions within the APA or ARM: Declaration of any potential conflicts of interest that may exist or arise in performing the duties and how these conflicts are managed: Additional information relevant for the assessment that the member is of sufficiently good repute, possesses sufficient knowledge, skills and experience and commits sufficient time to perform the duties referred to in Article 27f(3) of Regulation (EU) No 600/2014: Effective date: [ Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information ] Member [N] Full name: Date and place of birth: Personal national identification number or equivalent thereof: Private address: Position: Personal national identification number or equivalent thereof: Private address: Position: Curriculum vitae attached to application: Yes/No Professional experience and other relevant experience: Educational qualification and relevant training: Confirmation, where possible via an official certificate, of the absence of criminal records relating to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement OR self-declaration of good repute and authorisation to the competent authority to request information under Article 5(1), point (d), of Delegated Regulation (EU) 2025/1143: Self-declaration of good repute and authorisation to the competent authority to request information under Article 5(1), point (e), of Delegated Regulation (EU) 2025/1143: Minimum time (approximate) that will be devoted to the performance of the person’s functions within the APA or ARM: Declaration of any potential conflicts of interest that may exist or arise in performing the duties and how these conflicts are managed: Additional information relevant for the assessment that the member is of sufficiently good repute, possesses sufficient knowledge, skills and experience and commits sufficient time to perform the duties referred to in Article 27f(3) of Regulation (EU) No 600/2014: Effective date: [ Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information ] — Complete updated list of members of the management body: Name Position Effective date Name: Position: Effective date:
Application form for authorisation to provide data reporting services as a CTP
ANNEX IV Application form for authorisation to provide data reporting services as a CTP Reference number: Date: From: Name of the applicant: Address: Legal Entity Identifier (where applicable): (Contact details of the designated contact person at the applicant) Full name: Telephone: Email: To: ESMA: Address: (Contact details of the designated contact point at ESMA) Address: Telephone: Email: Dear [ insert appropriate name ], In accordance with Article 8 of Commission Implementing Regulation (EU) 2025/1157 please find the authorisation application. — Person at the applicant in charge of preparing the application: Full name: Status/position: Telephone: Email: Date: Signature: — Nature of the application: ☐ Authorisation – Consolidated Tape Provider (CTP) CONTENT Please insert the information referred to under Commission Delegated Regulation (EU) 2025/1143. Please set out that information under the appropriate section or make reference to the relevant annexes containing the information. Information on the ownership (Article 16 of Delegated Regulation (EU) 2025/1143): Information on the organisation (Article 17 of Delegated Regulation (EU) 2025/1143): Information on corporate governance (Article 18 of Delegated Regulation (EU) 2025/1143): Information on the members of the management body (Article 19 of Delegated Regulation (EU) 2025/1143): Information on internal controls (Article 20 of Delegated Regulation (EU) 2025/1143): Information on conflicts of interest (Article 21 of Delegated Regulation (EU) 2025/1143): Information on business operativity (Article 22 of Delegated Regulation (EU) 2025/1143): Information on outsourcing (Article 23 of Delegated Regulation (EU) 2025/1143): Information on market data fees and licensing models (Article 24 of Delegated Regulation (EU) 2025/1143): Information on digital operational resilience (Article 25 of Delegated Regulation (EU) 2025/1143): Information on energy efficiency (Article 26 of Delegated Regulation (EU) 2025/1143): Information on record keeping arrangements (Article 27 of Delegated Regulation (EU) 2025/1143): Information on organisational requirements (Article 28 of Delegated Regulation (EU) 2025/1143): Information on reception, consolidation and dissemination of data and data quality (Article 29 of Delegated Regulation (EU) 2025/1143): Information from joint applicants (Article 30 of Delegated Regulation (EU) 2025/1143): Notes:
Notification form for the list of members of the management body of a CTP
ANNEX V Notification form for the list of members of the management body of a CTP Reference number: Date: From: Name of the applicant: Address: Legal Entity Identifier (where applicable): (Contact details of the designated contact person at the applicant) Full name: Telephone: Email: To: ESMA: Address: (Contact details of the designated contact point at ESMA) Address: Telephone: Email: Dear [ insert appropriate name ], In accordance with Article 8 of Commission Implementing Regulation (EU) 2025/1157 please find attached the notification relating to the members of the management body. — Person at the applicant in charge of preparing the notification: Full name: Status/position: Telephone: Email: Date: Signature: — List of members of the management body: Member 1 Full name: Date and place of birth: Personal national identification number or equivalent thereof: Private address: Contact details (telephone and email address): Position: Curriculum vitae attached to application: Yes/No Professional experience and other relevant experience: Educational qualification and relevant training: Confirmation, where possible via an official certificate, of the absence of criminal records relating to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement OR self-declaration of good repute and authorisation to ESMA to request information under Article 19(1), point (d), of Commission Delegated Regulation (EU) 2025/1143: Self-declaration of good repute and authorisation to ESMA to request information under Article 19(1), point (e), of Delegated Regulation (EU) 2025/1143: Minimum time (approximate) that will be devoted to the performance of the person’s functions within the CTP: Declaration of any potential conflicts of interest that may exist or arise in performing the duties and how these conflicts are managed: Additional information relevant for the assessment whether the member is of sufficiently good repute, possesses sufficient knowledge, skills and experience and commits sufficient time to perform the duties pursuant to Article 27f(3) of Regulation (EU) No 600/2014: Effective date: [ Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information ] Member [N] Full name: Date and place of birth: Personal national identification number or equivalent thereof: Private address: Contact details (telephone and email address): Position: Curriculum vitae attached to application: Yes/No Professional experience and other relevant experience: Educational qualification and relevant training: Confirmation, where possible via an official certificate, of the absence of criminal records relating to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement OR self-declaration of good repute and authorisation to ESMA to request information under Article 19(1), point (d), of Delegated Regulation (EU) 2025/1143: Self-declaration of good repute and authorisation to ESMA to request information under Article 19(1), point (e), of Delegated Regulation (EU) 2025/1143: Minimum time (approximate) that will be devoted to the performance of the person’s functions within the CTP: Declaration of any potential conflicts of interest that may exist or arise in performing the duties and how these conflicts are managed: Additional information relevant for the assessment whether the member is of sufficiently good repute, possesses sufficient knowledge, skills and experience and commits sufficient time to perform the duties pursuant to Article 27f(3) of Regulation (EU) No 600/2014: Effective date: [ Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information ]
Notification form for changes to the membership of the management body of a CTP
ANNEX VI Notification form for changes to the membership of the management body of a CTP Reference number: Date: From: Name of the CTP: Address: Legal Entity Identifier (where applicable): (Contact details of the designated contact person at the CTP) Full name: Telephone: Email: To: ESMA: Address: (Contact details of the designated contact point at ESMA) Address: Telephone: Email: Dear [ insert appropriate name ], In accordance with Article 11 of Commission Implementing Regulation (EU) 2025/1157 please find attached the notification on changes to the membership of the management body. — Person at the CTP in charge of preparing the notification: Full name: Status/position: Telephone: Email: Date: Signed: — Information on member(s) leaving the management body: Member 1 Full name: Contact details (telephone and email address): Position: Effective date of departure from management body: Reasons for the departure from management body: Member [N] Full name: Contact details (telephone and email address): Position: Effective date of departure from management body: Reasons for the departure from management body: — Information on new member(s) of the management body: Member 1 Full name: Date and place of birth: Personal national identification number or equivalent thereof: Private address: Contact details (telephone and email address): Position: Curriculum vitae attached to application: Yes/No Professional experience and other relevant experience: Educational qualification and relevant training: Confirmation, where possible via an official certificate, of the absence of criminal records relating to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement OR self-declaration of good repute and authorisation to ESMA to request information under Article 19(1), point (d), of Commission Delegated Regulation (EU) 2025/1143: Self-declaration of good repute and authorisation to ESMA to request information under Article 19(1), point (e), of Delegated Regulation (EU) 2025/1143: Minimum time (approximate) that will be devoted to the performance of the person’s functions within the CTP: Declaration of any potential conflicts of interest that may exist or arise in performing the duties and how these conflicts are managed: Additional information relevant for the assessment that the member is of sufficiently good repute, possesses sufficient knowledge, skills and experience and commits sufficient time to perform the duties referred to in Article 27f(3) of Regulation (EU) No 600/2014: Effective date: [ Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information ] Member [N] Full name: Date and place of birth: Personal national identification number or equivalent thereof: Private address: Position: Curriculum vitae attached to application: Yes/No Professional experience and other relevant experience: Educational qualification and relevant training: Confirmation, where possible via an official certificate, of the absence of criminal records relating to money laundering, terrorist financing, financial or data services, acts of fraud or embezzlement OR self-declaration of good repute and authorisation to ESMA to request information under Article 19(1), point (d), of Delegated Regulation (EU) 2025/1143: Self-declaration of good repute and authorisation to ESMA to request information under Article 19(1), point (e), of Delegated Regulation (EU) 2025/1143: Minimum time (approximate) that will be devoted to the performance of the person’s functions within the CTP: Declaration of any potential conflicts of interest that may exist or arise in performing the duties and how these conflicts are managed: Additional information relevant for the assessment that the member is of sufficiently good repute, possesses sufficient knowledge, skills and experience and commits sufficient time to perform the duties referred to in Article 27f(3) of Regulation (EU) No 600/2014: Effective date: [ Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information ] — Complete updated list of members of the management body: Name Position Effective date Name: Position: Effective date:
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