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← Capital Markets and Services Act 2007

Capital Markets and Services Act 2007 s 124

Capital Markets and Services Act 2007 s 124

s 124 Right to copies of book entries, inspection of contract notes, etc.

(1) A holder of a Capital Markets Services Licence shall supply, on demand, to his client or any person authorized by the client, copies of all entries in his books relating to the client’s transaction. (2) A person referred to in subsection (1) shall be entitled to inspect any contract note or document relating to the client’s transaction free of charge. Subdivision 5 — Range of actions Commission may take to protect clients of licensed persons under certain circumstances

Malay text (authoritative)

Hak kepada salinan kemasukan buku, pemeriksaan nota kontrak, dsb.

(1) Pemegang Lesen Perkhidmatan Pasaran Modal hendaklah memberikan, apabila diminta, kepada kliennya atau mana-mana orang yang diberi kuasa oleh klien itu, salinan segala kemasukan dalam bukunya yang berhubungan dengan transaksi klien itu. (2) Seseorang yang disebut dalam subseksyen (1) adalah berhak untuk memeriksa mana-mana nota kontrak atau dokumen yang berhubungan dengan transaksi klien itu secara percuma. Subpenggal 5—Bidang tindakan yang boleh diambil oleh Suruhanjaya untuk melindungi klien orang berlesen dalam hal keadaan tertentu

Read this section in the full act → · Open Division 4 →

Find Act 671 on lom.agc.gov.my ↗

Source: Laws of Malaysia, Attorney General's Chambers of Malaysia (lom.agc.gov.my). Not a copy of the Gazette printed by the Government Printer (Interpretation Acts 1948 and 1967, s 61).

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