(1) The Minister may make regulations under subsection 378(3) with respect to the issuance of contract notes to clients of a holder of a Capital Markets Services Licence.
(2) A holder of a Capital Markets Services Licence referred to in subsection (1) shall comply with the requirements of the regulations made by the Minister in relation to contract notes.
(3) A holder of a Capital Markets Services Licence who contravenes any requirement of the regulations in relation to contract notes commits an offence and shall, on conviction, be liable to a fine not exceeding three million ringgit or to imprisonment for a term not exceeding five years or to both.
Malay text (authoritative)
Pengeluaran nota kontrak
(1) Menteri boleh membuat peraturan-peraturan di bawah subseksyen 378(3) berkenaan dengan pengeluaran nota kontrak kepada klien pemegang Lesen Perkhidmatan Pasaran Modal.
(2) Seseorang pemegang Lesen Perkhidmatan Pasaran Modal yang disebut dalam subseksyen (1) hendaklah mematuhi kehendak peraturan-peraturan yang dibuat oleh Menteri berhubung dengan nota kontrak itu.
(3) Seseorang pemegang Lesen Perkhidmatan Pasaran Modal yang melanggar apa-apa kehendak peraturan-peraturan yang berhubungan dengan nota kontrak melakukan suatu kesalahan dan boleh, apabila disabitkan, didenda tidak melebihi tiga juta ringgit atau dipenjarakan selama tempoh tidak melebihi lima tahun atau kedua-duanya.
Source: Laws of Malaysia, Attorney General's Chambers of Malaysia (lom.agc.gov.my). Not a copy of the Gazette printed by the Government Printer (Interpretation Acts 1948 and 1967, s 61).
