Sch 15 para 10
(1) Section 102A (meaning of “securities” etc) is amended as follows. (2) After subsection (3) insert— (3A) “ Debt securities ” has the meaning given in Article 2.1(b) of the transparency obligations directive. (3) In subsection (3) (meaning of “transferable securities”) for “the investment services directive” substitute “ Directive 2004/39/EC of the European Parliament and of the Council on markets in financial instruments ” . (4) In subsection (6) (meaning of “issuer”), after paragraph (a) insert— (aa) in relation to transparency rules, means a legal person whose securities are admitted to trading on a regulated market or whose voting shares are admitted to trading on a UK market other than a regulated market, and in the case of depository receipts representing securities, the issuer is the issuer of the securities represented;