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The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001 reg 13

reg 13 Interpretation

In this Part— “the Authority” means the Financial Services Authority; “ EEA competent authority ” has the meaning given in regulation 2 of these Regulations as it had effect immediately before IP completion day; “pre-commencement information" means information which is subject to restrictions (with or without qualifications or exceptions) on disclosure by virtue of a pre-commencement provision; “pre-commencement provision" means— any provision in— Schedule 2B to the Insurance Companies Act 1982 ; Part VIII of the Financial Services Act 1986 ; Part V of the Banking Act 1987 ; or SRO rules; which imposes restrictions on the disclosure of information, or creates exceptions or qualifications to such restrictions; or regulation 48 of the Investment Services Regulations 1995 ; “recognised self-regulating organisation" means a body which immediately before the coming into force of section 348 of the Act was a recognised self-regulating organisation within the meaning of section 8(1) of the Financial Services Act 1986, or a recognised self-regulating organisation for friendly societies within the meaning of Schedule 11 to that Act; “ single market information ” has the meaning given in regulation 2 of these Regulations as it had effect immediately before IP completion day; “ single market restrictions ” has the meaning given in regulation 2 of these Regulations as it had effect immediately before IP completion day; “SRO rules" means the rules of a recognised self-regulating organisation; “transitional information" means information which immediately before the coming into force of section 19 of the Act was subject to restrictions on disclosure by virtue of a pre-commencement provision.

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