reg 20 Annual safety reports
(1) Subject to paragraph (2), any transport operator who carries out operations on the mainline railway shall send to the Office of Rail and Road an annual safety report in respect of its operations on the mainline railway relating to the previous calendar year, which shall contain— (a) information on how the transport operator’s safety targets, referred to in paragraph 2(b) of Schedule 1, are met; (b) the results achieved through putting the transport operator’s safety plans, referred to in paragraph 2(b) of Schedule 1, into effect; (c) statistics for the common safety indicators ... insofar as they are relevant to the operations in question; (d) the findings of safety auditing carried out pursuant to the procedures referred to in paragraph 2(k) of Schedule 1; and (e) comments on any deficiencies or malfunctions relating to the running of vehicles or the management of infrastructure relating to the operation in question that may be relevant to the safety of that transport system, and where an operation is carried out in part on the mainline railway and in part on another transport system the report shall include only information in respect of the part carried out on the mainline railway. (2) The first annual report required under paragraph (1) shall be sent by 30th June 2007 and subsequent reports by 30th June in each subsequent calendar year. (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (6) For the purposes of paragraph (1)(c), the common safety indicators are those laid down in paragraphs 1.1 to 6.2 of, and the Appendix to, Annex I to the Directive, save that the Appendix is to be read with the following modifications— (a) in paragraph 1.2, for “EUR 150 000” substitute “ £170,000 ” ; (b) in paragraph 5.1, for “Member State” substitute “ United Kingdom ” ; and (c) in paragraphs 7.3 and 7.4, for “railway network in Member States, whose scope is set out in Article 2” substitute “ mainline railway as defined in the Railways and Other Guided Transport Systems (Safety) Regulations 2006 ”