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The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 Sch 6 para 5

Sch 6 para 5

The requirements specified in this paragraph are those— (a) imposed in— (i) regulation 18 (risk assessment by relevant persons); (ia) regulation 18A (risk assessment by relevant persons in relation to proliferation financing); (ii) regulation 19 (policies, controls and procedures); (iia) regulation 19A (policies, controls and procedures in relation to proliferation financing); (iii) regulation 20 (policies, controls and procedures: group level); (iv) regulation 21 (internal controls); (v) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (vi) regulation 23 (requirement on authorised person to inform the FCA); (vii) regulation 24 (training); (b) imposed by supervisory authorities under regulation 25 (supervisory action).

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