ANNEX
RULES OF THE AIR
SECTION 1
Flight over the high seas
SERA.1001 General
(a)
For flight over the high seas, the rules specified in Annex 2 to the Chicago Convention shall apply without exception. For the purposes of continuity and seamless operation of air traffic services in particular within Functional Airspace Blocks, the provisions of Annex 11 to the Chicago Convention may be applied in airspace over high seas in a manner that is consistent with how those provisions are applied over the territory of the member States. This shall be without prejudice to the operations of State Aircraft under Article 3 of the Chicago Convention. This shall also be without prejudice to the responsibilities of Member States to ensure that aircraft operations within the Flight Information Regions within which they are responsible for the provision of air traffic services in accordance with ICAO regional air navigation agreements are undertaken in a safe, expeditious and efficient manner.
(b)
For those parts of the high seas where a Member State has accepted, pursuant to an ICAO regional air navigation agreement, the responsibility of providing air traffic services, the Member State shall designate the ATS provider for providing those services.
SECTION 2
Applicability and compliance
SERA.2001 Applicability
Without prejudice to SERA.1001 above, this Regulation shall apply in accordance with Article 1 in particular to airspace users and aircraft:
(a)
operating into, within or out of the Union;
(b)
bearing the nationality and registration marks of a Member State of the Union, and operating in any airspace to the extent that they do not conflict with the rules published by the State having jurisdiction over the territory overflown.
This Regulation shall also apply to the Competent Authorities of the Member States, Air Navigation Service Providers and the relevant ground personnel engaged in aircraft operations.
SERA.2005 Compliance with the rules of the air
The operation of an aircraft either in flight, on the movement area of an aerodrome or at an operating site shall be in compliance with the general rules, the applicable local provisions and, in addition, when in flight, either with:
(a)
the visual flight rules; or
(b)
the instrument flight rules.
SERA.2010 Responsibilities
(a) Responsibility of the pilot-in-command
The pilot-in-command of an aircraft shall, whether manipulating the controls or not, be responsible for the operation of the aircraft in accordance with this Regulation, except that the pilot-in-command may depart from these rules in circumstances that render such departure absolutely necessary in the interests of safety.
(b) Pre-flight action
Before beginning a flight, the pilot-in-command of an aircraft shall become familiar with all available information appropriate to the intended operation. Pre-flight action for flights away from the vicinity of an aerodrome, and for all IFR flights, shall include a careful study of available current weather reports and forecasts, taking into consideration fuel requirements and an alternative course of action if the flight cannot be completed as planned.
SERA.2015 Authority of pilot-in-command of an aircraft
The pilot-in-command of an aircraft shall have final authority as to the disposition of the aircraft while in command.
SERA.2020 Problematic use of psychoactive substances
No person whose function is critical to the safety of aviation (safety-sensitive personnel) shall undertake that function while under the influence of any psychoactive substance, by reason of which human performance is impaired. No such person shall engage in any kind of problematic use of substances.
SECTION 3
General rules and collision avoidance
CHAPTER 1
Protection of persons and property
SERA.3101 Negligent or reckless operation of aircraft
An aircraft shall not be operated in a negligent or reckless manner so as to endanger life or property of others.
SERA.3105 Minimum heights
Except when necessary for take-off or landing, or except by permission from the competent authority, aircraft shall not be flown over the congested areas of cities, towns or settlements or over an open-air assembly of persons, unless at such a height as will permit, in the event of an emergency arising, a landing to be made without undue hazard to persons or property on the surface. The minimum heights for VFR flights shall be those specified in SERA.5005(f) and minimum levels for IFR flights shall be those specified in SERA.5015(b).
SERA.3110 Cruising levels
The cruising levels at which a flight or a portion of a flight is to be conducted shall be in terms of:
(a)
flight levels, for flights at or above the lowest usable flight level or, where applicable, above the transition altitude;
(b)
altitudes, for flights below the lowest usable flight level or, where applicable, at or below the transition altitude.
SERA.3115 Dropping or spraying
Dropping or spraying from an aircraft in flight shall only be conducted in accordance with:
(a)
Union legislation or, where applicable, national legislation for aircraft operations regulated by Member States; and
(b)
as indicated by any relevant information, advice and/or clearance from the appropriate air traffic services unit.
SERA.3120 Towing
An aircraft or other object shall only be towed by an aircraft in accordance with:
(a)
Union legislation or, where applicable, national legislation for aircraft operations regulated by Member States; and
(b)
as indicated by any relevant information, advice and/or clearance from the appropriate air traffic services unit.
SERA.3125 Parachute descents
Parachute descents, other than emergency descents, shall only be made in accordance with:
(a)
Union legislation or, where applicable, national legislation for aircraft operations regulated by Member States; and
(b)
as indicated by any relevant information, advice and/or clearance from the appropriate air traffic services unit.
SERA.3130 Aerobatic flight
Aerobatic flights shall only be carried out in accordance with:
(a)
Union legislation or, where applicable, national legislation for aircraft operations regulated by Member States; and
(b)
as indicated by any relevant information, advice and/or clearance from the appropriate air traffic services unit.
SERA.3135 Formation flights
Aircraft shall not be flown in formation except by pre-arrangement among the pilots-in-command of the aircraft taking part in the flight and, for formation flight in controlled airspace, in accordance with the conditions prescribed by the competent authority. These conditions shall include the following:
(a)
one of the pilots-in-command shall be designated as the flight leader;
(b)
the formation operates as a single aircraft with regard to navigation and position reporting;
(c)
separation between aircraft in the flight shall be the responsibility of the flight leader and the pilots-in-command of the other aircraft in the flight and shall include periods of transition when aircraft are manoeuvring to attain their own separation within the formation and during join-up and breakaway; and
(d)
for State aircraft a maximum lateral, longitudinal and vertical distance between each aircraft and the flight leader in accordance with the Chicago Convention. For other than State aircraft a distance not exceeding 1 km (0,5 nm) laterally and longitudinally and 30 m (100 ft) vertically from the flight leader shall be maintained by each aircraft.
SERA.3140 Unmanned free balloons
An unmanned free balloon shall be operated in such a manner as to minimise hazards to persons, property or other aircraft and in accordance with the conditions specified in Appendix 2.
SERA.3145 Prohibited areas and restricted areas
Aircraft shall not be flown in a prohibited area, or in a restricted area, the particulars of which have been duly published, except in accordance with the conditions of the restrictions or by permission of the Member State over whose territory the areas are established.
CHAPTER 2
Avoidance of collisions
SERA.3201 General
Nothing in this Regulation shall relieve the pilot-in-command of an aircraft from the responsibility of taking such action, including collision avoidance manoeuvres based on resolution advisories provided by ACAS equipment, as will best avert collision.
SERA.3205 Proximity
An aircraft shall not be operated in such proximity to other aircraft as to create a collision hazard.
SERA.3210 Right-of-way
(a)
The aircraft that has the right-of-way shall maintain its heading and speed.
(b)
An aircraft that is aware that the manoeuvrability of another aircraft is impaired shall give way to that aircraft.
(c)
An aircraft that is obliged by the following rules to keep out of the way of another shall avoid passing over, under or in front of the other, unless it passes well clear and takes into account the effect of aircraft wake turbulence.
(1)
Approaching head-on. When two aircraft are approaching head-on or approximately so and there is danger of collision, each shall alter its heading to the right.
(2)
Converging. When two aircraft are converging at approximately the same level, the aircraft that has the other on its right shall give way, except as follows:
(i)
power-driven heavier-than-air aircraft shall give way to airships, sailplanes and balloons;
(ii)
airships shall give way to sailplanes and balloons;
(iii)
sailplanes shall give way to balloons;
(iv)
power-driven aircraft shall give way to aircraft which are seen to be towing other aircraft or objects.
(3)
Overtaking. An overtaking aircraft is an aircraft that approaches another from the rear on a line forming an angle of less than 70 degrees with the plane of symmetry of the latter, i.e. is in such a position with reference to the other aircraft that at night it should be unable to see either of the aircraft’s left (port) or right (starboard) navigation lights. An aircraft that is being overtaken has the right-of-way and the overtaking aircraft, whether climbing, descending or in horizontal flight, shall keep out of the way of the other aircraft by altering its heading to the right, and no subsequent change in the relative positions of the two aircraft shall absolve the overtaking aircraft from this obligation until it is entirely past and clear.
(i)
Sailplanes overtaking . A sailplane overtaking another sailplane may alter its course to the right or to the left.
(4)
Landing. An aircraft in flight, or operating on the ground or water, shall give way to aircraft landing or in the final stages of an approach to land.
(i)
When two or more heavier-than-air aircraft are approaching an aerodrome or an operating site for the purpose of landing, aircraft at the higher level shall give way to aircraft at the lower level, but the latter shall not take advantage of this rule to cut in front of another which is in the final stages of an approach to land, or to overtake that aircraft. Nevertheless, power-driven heavier-than-air aircraft shall give way to sailplanes.
(ii)
Emergency landing. An aircraft that is aware that another is compelled to land shall give way to that aircraft.
(5)
Taking off. An aircraft taxiing on the manoeuvring area of an aerodrome shall give way to aircraft taking off or about to take off.
(d)
Surface movement of aircraft, persons and vehicles.
(1)
In case of danger of collision between two aircraft taxiing on the movement area of an aerodrome or equivalent part of an operating site, the following shall apply:
(i)
when two aircraft are approaching head on, or approximately so, each shall stop or where practicable alter its course to the right so as to keep well clear;
(ii)
when two aircraft are on a converging course, the one which has the other on its right shall give way;
(iii)
an aircraft which is being overtaken by another aircraft shall have the right-of-way and the overtaking aircraft shall keep well clear of the other aircraft.
(2)
At a controlled aerodrome an aircraft taxiing on the manoeuvring area shall stop and hold at all runway-holding positions unless an explicit clearance to enter or cross the runway has been issued by the aerodrome control tower.
(3)
An aircraft taxiing on the manoeuvring area shall stop and hold at all lighted stop bars and may proceed further in accordance with (2) when the lights are switched off.
(4)
Movement of persons and vehicles at aerodromes:
(i)
The movement of persons or vehicles, including towed aircraft, on the manoeuvring area of an aerodrome shall be controlled by the aerodrome control tower as necessary to avoid hazard to them or to aircraft landing, taxiing or taking off.
(ii)
In conditions where low visibility procedures are in operation:
(A)
persons and vehicles operating on the manoeuvring area of an aerodrome shall be restricted to the essential minimum, and particular regard shall be given to the requirements to protect the ILS/MLS sensitive area(s) when Category II or Category III precision instrument operations are in progress;
(B)
subject to the provisions in (iii) the minimum separation between vehicles and taxiing aircraft shall be as specified by the Air Navigation Service Provider (ANSP) and approved by the competent authority taking into account the aids available;
(C)
when mixed ILS and MLS Category II or Category III precision instrument operations are taking place to the same runway continuously, the more restrictive ILS or MLS critical and sensitive areas shall be protected.
(iii)
Emergency vehicles proceeding to the assistance of an aircraft in distress shall be afforded priority over all other surface movement traffic.
(iv)
Subject to the provisions in (iii), vehicles on the manoeuvring area shall be required to comply with the following rules:
(A)
vehicles and vehicles towing aircraft shall give way to aircraft which are landing, taking off, taxiing or being towed;
(B)
vehicles shall give way to other vehicles towing aircraft;
(C)
vehicles shall give way to other vehicles in accordance with air traffic services unit instructions;
(D)
notwithstanding the provisions of (A), (B) and (C), vehicles and vehicles towing aircraft shall comply with instructions issued by the aerodrome control tower.
SERA.3215 Lights to be displayed by aircraft
(a)
Except as provided by (e), at night all aircraft in flight shall display:
(1)
anti-collision lights intended to attract attention to the aircraft; and
(2)
navigation lights intended to indicate the relative path of the aircraft to an observer and other lights shall not be displayed if they are likely to be mistaken for these lights; or
(3)
in the case of balloons, position lights.
(b)
Except as provided by (e), at night:
(1)
all aircraft moving on the movement area of an aerodrome shall display navigation lights intended to indicate the relative path of the aircraft to an observer and other lights shall not be displayed if they are likely to be mistaken for these lights;
(2)
unless stationary and otherwise adequately illuminated, all aircraft on the movement area of an aerodrome shall display lights intended to indicate the extremities of their structure, as far as practicable;
(3)
all aircraft taxiing or being towed on the movement area of an aerodrome shall display lights intended to attract attention to the aircraft; and
(4)
all aircraft on the movement area of an aerodrome whose engines are running shall display lights which indicate that fact.
(c)
Except as provided by (e), all aircraft in flight and fitted with anti-collision lights to meet the requirement of (a)(1) shall display such lights also during day.
(d)
Except as provided by (e), all aircraft:
(1)
taxiing or being towed on the movement area of an aerodrome and fitted with anti-collision lights, to meet the requirement of (b)(3); or
(2)
on the movement area of an aerodrome and fitted with lights to meet the requirement of (b)(4);
shall display such lights also during day.
(e)
A pilot shall be permitted to switch off or reduce the intensity of any flashing lights fitted to meet the requirements of (a), (b), (c) and (d) if they do or are likely to:
(1)
adversely affect the satisfactory performance of duties; or
(2)
subject an outside observer to harmful dazzle.
SERA.3220 Simulated instrument flights
An aircraft shall not be flown under simulated instrument flight conditions unless:
(a)
fully functioning dual controls are installed in the aircraft; and
(b)
an additional qualified pilot (in this rule called a safety pilot) occupies a control seat to act as safety pilot for the person who is flying under simulated instrument conditions. The safety pilot shall have adequate vision forward and to each side of the aircraft, or a competent observer in communication with the safety pilot shall occupy a position in the aircraft from which the observer’s field of vision adequately supplements that of the safety pilot.
SERA.3225 Operation on and in the vicinity of an aerodrome
An aircraft operated on or in the vicinity of an aerodrome shall:
(a)
observe other aerodrome traffic for the purpose of avoiding collision;
(b)
conform with or avoid the pattern of traffic formed by other aircraft in operation;
(c)
except for balloons, make all turns to the left, when approaching for a landing and after taking off, unless otherwise indicated, or instructed by ATC;
(d)
except for balloons, land and take off into the wind unless safety, the runway configuration, or air traffic considerations determine that a different direction is preferable.
SERA.3230 Water operations
(a)
When two aircraft or an aircraft and a vessel are approaching one another and there is a risk of collision, the aircraft shall proceed with careful regard to existing circumstances and conditions including the limitations of the respective craft.
(1)
Converging. An aircraft which has another aircraft or a vessel on its right shall give way so as to keep well clear.
(2)
Approaching head-on. An aircraft approaching another aircraft or a vessel head-on, or approximately so, shall alter its heading to the right to keep well clear.
(3)
Overtaking. The aircraft or vessel which is being overtaken has the right of way, and the one overtaking shall alter its heading to keep well clear.
(4)
Landing and taking off. Aircraft landing on or taking off from the water shall, in so far as practicable, keep well clear of all vessels and avoid impeding their navigation.
(b)
Lights to be displayed by aircraft on the water . At night or during any other period prescribed by the competent authority, all aircraft on the water shall display lights as required by the Convention on the International Regulations for Preventing Collisions at Sea, 1972, unless it is impractical for them to do so, in which case they shall display lights as closely similar as possible in characteristics and position to those required by the International Regulations.
CHAPTER 3
Signals
SERA.3301 General
(a)
Upon observing or receiving any of the signals given in Appendix 1, aircraft shall take such action as may be required by the interpretation of the signal given in that Appendix.
(b)
The signals of Appendix 1 shall, when used, have the meaning indicated therein. They shall be used only for the purpose indicated and no other signals likely to be confused with them shall be used.
(c)
A signalman/marshaller shall be responsible for providing standard marshalling signals to aircraft in a clear and precise manner using the signals shown in Appendix 1.
(d)
Only persons trained, qualified and approved as required by the relevant Union or national legislation shall carry out the functions of a signalman/marshaller.
(e)
The signalman/marshaller shall wear a distinctive fluorescent identification vest to allow the flight crew to identify that he or she is the person responsible for the marshalling operation.
(f)
Daylight-fluorescent wands, table-tennis bats or gloves shall be used for all signalling by all participating ground staff during daylight hours. Illuminated wands shall be used at night or in low visibility.
CHAPTER 4
Time
SERA.3401 General
(a) Coordinated Universal Time (UTC) shall be used and shall be expressed in hours and minutes and, when required, seconds of the 24-hour day beginning at midnight.
(b) A time check shall be obtained prior to operating a controlled flight and at such other times during the flight as may be necessary.
(c) Wherever time is utilised in the application of data link communications, it shall be accurate to within 1 second of UTC.
(d) Time in air traffic services
(1)
Aerodrome control towers shall, prior to an aircraft taxiing for take-off, provide the pilot with the correct time, unless arrangements have been made for the pilot to obtain it from other sources. Air traffic services units shall, in addition, provide aircraft with the correct time on request. Time checks shall be given at least to the nearest minute.
SECTION 4
Flight plans
SERA.4001 Submission of a flight plan
(a)
Information relative to an intended flight or portion of a flight, to be provided to air traffic services units, shall be in the form of a flight plan. The term ‘flight plan’ is used to mean variously, full information on all items comprised in the flight plan description, covering the whole route of a flight, or limited information required, inter alia, when the purpose is to obtain a clearance for a minor portion of a flight such as to cross an airway, to take off from, or to land at a controlled aerodrome.
(b)
A flight plan shall be submitted prior to operating:
(1)
any flight or portion thereof to be provided with air traffic control service;
(2)
any IFR flight within advisory airspace;
(3)
any flight within or into areas, or along routes designated by the competent authority, to facilitate the provision of flight information, alerting and search and rescue services;
(4)
any flight within or into areas or along routes designated by the competent authority, to facilitate coordination with appropriate military units or with air traffic services units in adjacent States in order to avoid the possible need for interception for the purpose of identification;
(5)
any flight across international borders, unless otherwise prescribed by the States concerned;
(6)
any flight planned to operate at night, if leaving the vicinity of an aerodrome.
(c)
A flight plan shall be submitted, before departure, to an air traffic services reporting office or, during flight, transmitted to the appropriate air traffic services unit or air-ground control radio station, unless arrangements have been made for submission of repetitive flight plans.
(d)
A flight plan for any flight planned to operate across international borders or to be provided with air traffic control service or air traffic advisory service shall be submitted at least sixty minutes before departure, or, if submitted during flight, at a time which will ensure its receipt by the appropriate air traffic services unit at least ten minutes before the aircraft is estimated to reach:
(1)
the intended point of entry into a control area or advisory area; or
(2)
the point of crossing an airway or advisory route.
SERA.4005 Contents of a flight plan
(a)
A flight plan shall comprise information regarding such of the following items as are considered relevant by the competent authority:
(1)
Aircraft identification
(2)
Flight rules and type of flight
(3)
Number and type(s) of aircraft and wake turbulence category
(4)
Equipment
(5)
Departure aerodrome or operating site
(6)
Estimated off-block time
(7)
Cruising speed(s)
(8)
Cruising level(s)
(9)
Route to be followed
(10)
Destination aerodrome or operating site and total estimated elapsed time
(11)
Alternate aerodrome(s) or operating site(s)
(12)
Fuel endurance
(13)
Total number of persons on board
(14)
Emergency and survival equipment
(15)
Other information.
(b)
For flight plans submitted during flight, the departure aerodrome or operating site provided shall be the location from which supplementary information concerning the flight may be obtained, if required. Additionally, the information to be provided in lieu of the estimated off-block time shall be the time over the first point of the route to which the flight plan relates.
SERA.4010 Completion of a flight plan
(a)
A flight plan shall contain information, as applicable, on relevant items up to and including ‘Alternate aerodrome(s) or operating site(s)’ regarding the whole route or the portion thereof for which the flight plan is submitted.
(b)
It shall, in addition, contain information, as applicable, on all other items when so prescribed by the competent authority or when otherwise deemed necessary by the person submitting the flight plan.
SERA.4015 Changes to a flight plan
(a)
Subject to the provisions of SERA.8020 (b) all changes to a flight plan submitted for an IFR flight, or a VFR flight operated as a controlled flight, shall be reported as soon as practicable to the appropriate air traffic services unit. For other VFR flights, significant changes to a flight plan shall be reported as soon as practicable to the appropriate air traffic services unit.
(b)
Information submitted prior to departure regarding fuel endurance or total number of persons carried on board, if incorrect at time of departure, constitutes a significant change to the flight plan and as such shall be reported.
SERA.4020 Closing a flight plan
(a)
An arrival report shall be made in person, by radiotelephony, via data link or by other means as prescribed by the competent authority at the earliest possible moment after landing, to the appropriate air traffic services unit at the arrival aerodrome, by any flight for which a flight plan has been submitted covering the entire flight or the remaining portion of a flight to the destination aerodrome.
(1)
Submission of an arrival report is not required after landing on an aerodrome where air traffic services are provided on condition that radio communication or visual signals indicate that the landing has been observed.
(b)
When a flight plan has been submitted only in respect of a portion of a flight, other than the remaining portion of a flight to destination, it shall, when required, be closed by an appropriate report to the relevant air traffic services unit.
(c)
When no air traffic services unit exists at the arrival aerodrome or operating site, the arrival report, when required, shall be made as soon as practicable after landing and by the quickest means available to the nearest air traffic services unit.
(d)
When communication facilities at the arrival aerodrome or operating site are known to be inadequate and alternate arrangements for the handling of arrival reports on the ground are not available, the following action shall be taken. Immediately prior to landing the aircraft shall, if practicable, transmit to the appropriate air traffic services unit, a message comparable to an arrival report, where such a report is required. Normally, this transmission shall be made to the aeronautical station serving the air traffic services unit in charge of the flight information region in which the aircraft is operated.
(e)
Arrival reports made by aircraft shall contain the following elements of information:
(1)
aircraft identification;
(2)
departure aerodrome or operating site;
(3)
destination aerodrome or operating site (only in the case of a diversionary landing);
(4)
arrival aerodrome or operating site;
(5)
time of arrival.
SECTION 5
Visual meteorological conditions, visual flight rules, special VFR and instrument flight rules
SERA.5001 VMC visibility and distance from cloud minima
VMC visibility and distance from cloud minima are contained in Table S5-1.
Table S5-1
( *1 )
Altitude band
Airspace class
Flight visibility
Distance from cloud
At and above 3 050 m (10 000 ft) AMSL
A ( *2 ) B C D E F G
8 km
1 500 m horizontally
300 m (1 000 ft) vertically
Below 3 050 m (10 000 ft) AMSL and above 900 m (3 000 ft) AMSL, or above 300 m (1 000 ft) above terrain, whichever is the higher
A ( *2 ) B C D E F G
5 km
1 500 m horizontally
300 m (1 000 ft) vertically
At and below 900 m (3 000 ft) AMSL, or 300 m (1 000 ft) above terrain, whichever is the higher
A ( *2 ) B C D E
5 km
1 500 m horizontally
300 m (1 000 ft) vertically
F G
5 km ( *3 )
Clear of cloud and with the surface in sight
SERA.5005 Visual flight rules
(a)
Except when operating as a special VFR flight, VFR flights shall be conducted so that the aircraft is flown in conditions of visibility and distance from clouds equal to or greater than those specified in Table S5-1.
(b)
Except when a special VFR clearance is obtained from an air traffic control unit, VFR flights shall not take off or land at an aerodrome within a control zone, or enter the aerodrome traffic zone or aerodrome traffic circuit when the reported meteorological conditions at that aerodrome are below the following minima:
(1)
the ceiling is less than 450 m (1 500 ft); or
(2)
the ground visibility is less than 5 km.
(c)
When so prescribed by the competent authority, VFR flights at night may be permitted under the following conditions:
(1)
if leaving the vicinity of an aerodrome, a flight plan shall be submitted in accordance with SERA.4001(b)(6);
(2)
flights shall establish and maintain two-way radio communication on the appropriate ATS communication channel, when available;
(3)
the VMC visibility and distance from cloud minima as specified in Table S5-1 shall apply except that:
(i)
the ceiling shall not be less than 450 m (1 500 ft);
(ii)
except as specified in (c)(4), the reduced flight visibility provisions specified in Table S5-1(a) and (b) shall not apply;
(iii)
in airspace classes B, C, D, E, F and G, at and below 900 m (3 000 ft) above MSL or 300 m (1 000 ft) above terrain, whichever is the higher, the pilot shall maintain continuous sight of the surface;
(iv)
for helicopters in airspace classes F and G at and below 900 m (3 000 ft) above MSL or 300 m (1 000 ft) above terrain, whichever is the higher, flight visibility shall not be less than 3 km, provided that the pilot maintains continuous sight of the surface and if manoeuvred at a speed that will give adequate opportunity to observe other traffic or obstacles in time to avoid collision; and
(v)
for mountainous terrain, higher VMC visibility and distance from cloud minima may be prescribed by the competent authority;
(4)
ceiling, visibility and distance from cloud minima lower than those specified in (3) may be permitted for helicopters in special cases, such as medical flights, search and rescue operations and fire-fighting;
(5)
except when necessary for take-off or landing, or except when specifically authorised by the competent authority, a VFR flight at night shall be flown at a level which is not below the minimum flight altitude established by the State whose territory is overflown, or, where no such minimum flight altitude has been established:
(i)
over high terrain or in mountainous areas, at a level which is at least 600 m (2 000 ft) above the highest obstacle located within 8 km of the estimated position of the aircraft;
(ii)
elsewhere than as specified in i), at a level which is at least 300 m (1 000 ft) above the highest obstacle located within 8 km of the estimated position of the aircraft.
(d)
Unless authorised by the competent authority in accordance with Regulation (EC) No 730/2006, VFR flights shall not be operated:
(1)
above FL 195;
(2)
at transonic and supersonic speeds.
(e)
Authorisation for VFR flights to operate above FL 285 shall not be granted where a vertical separation minimum of 300 m (1 000 ft) is applied above FL 290.
(f)
Except when necessary for take-off or landing, or except by permission from the competent authority, a VFR flight shall not be flown:
(1)
over the congested areas of cities, towns or settlements or over an open-air assembly of persons at a height less than 300 m (1 000 ft) above the highest obstacle within a radius of 600 m from the aircraft;
(2)
elsewhere than as specified in (1), at a height less than 150 m (500 ft) above the ground or water, or 150 m (500 ft) above the highest obstacle within a radius of 150 m (500 ft) from the aircraft.
(g)
Except where otherwise indicated in air traffic control clearances or specified by the competent authority, VFR flights in level cruising flight when operated above 900 m (3 000 ft) from the ground or water, or a higher datum as specified by the competent authority, shall be conducted at a cruising level appropriate to the track as specified in the table of cruising levels in Appendix 3.
(h)
VFR flights shall comply with the provisions of Section 8:
(1)
when operated within Classes B, C and D airspace;
(2)
when forming part of aerodrome traffic at controlled aerodromes; or
(3)
when operated as special VFR flights.
(i)
A VFR flight operating within or into areas or along routes designated by the competent authority, in accordance with SERA.4001(b)(3) or (4), shall maintain continuous air-ground voice communication watch on the appropriate communication channel of, and report its position as necessary to, the air traffic services unit providing flight information service.
(j)
An aircraft operated in accordance with the visual flight rules which wishes to change to compliance with the instrument flight rules shall:
(1)
if a flight plan was submitted, communicate the necessary changes to be effected to its current flight plan; or
(2)
as required by SERA.4001(b), submit a flight plan to the appropriate air traffic services unit as soon as practicable and obtain a clearance prior to proceeding IFR when in controlled airspace.
SERA.5010 Special VFR in control zones
Special VFR flights may be authorised to operate within a control zone, subject to an ATC clearance. Except when permitted by the competent authority for helicopters in special cases such as medical flights, search and rescue operations and fire-fighting, the following additional conditions shall be applied:
(a)
by the pilot:
(1)
clear of cloud and with the surface in sight;
(2)
the flight visibility is not less than 1 500 m or, for helicopters, not less than 800 m;
(3)
at speed of 140 kts IAS or less to give adequate opportunity to observe other traffic and any obstacles in time to avoid a collision; and
(b)
by ATC:
(1)
during day only, unless otherwise permitted by the competent authority;
(2)
the ground visibility is not less than 1 500 m or, for helicopters, not less than 800 m;
(3)
the ceiling is not less than 180 m (600 ft).
SERA.5015 Instrument flight rules (IFR) — Rules applicable to all IFR flights
(a) Aircraft equipment
Aircraft shall be equipped with suitable instruments and with navigation equipment appropriate to the route to be flown and in accordance with the applicable air operations legislation.
(b) Minimum levels
Except when necessary for take-off or landing, or except when specifically authorised by the competent authority, an IFR flight shall be flown at a level which is not below the minimum flight altitude established by the State whose territory is overflown, or, where no such minimum flight altitude has been established:
(1)
over high terrain or in mountainous areas, at a level which is at least 600 m (2 000 ft) above the highest obstacle located within 8 km of the estimated position of the aircraft;
(2)
elsewhere than as specified in (1), at a level which is at least 300 m (1 000 ft) above the highest obstacle located within 8 km of the estimated position of the aircraft.
(c) Change from IFR flight to VFR flight
(1)
An aircraft electing to change the conduct of its flight from compliance with the instrument flight rules to compliance with the visual flight rules shall notify the appropriate air traffic services unit specifically that the IFR flight is cancelled and communicate thereto the changes to be made to its current flight plan.
(2)
When an aircraft operating under the instrument flight rules is flown in or encounters visual meteorological conditions it shall not cancel its IFR flight unless it is anticipated, and intended, that the flight will be continued for a reasonable period of time in uninterrupted visual meteorological conditions.
SERA.5020 IFR — Rules applicable to IFR flights within controlled airspace
(a)
IFR flights shall comply with the provisions of Section 8 when operated in controlled airspace.
(b)
An IFR flight operating in cruising flight in controlled airspace shall be flown at a cruising level, or, if authorised by ATS unit to employ cruise climb techniques, between two levels or above a level, selected from the table of cruising levels in Appendix 3, except that the correlation of levels to track prescribed therein shall not apply whenever otherwise indicated in air traffic control clearances or specified by the competent authority in aeronautical information publications.
SERA.5025 IFR — Rules Applicable to IFR flights outside controlled airspace
(a) Cruising levels
An IFR flight operating in level cruising flight outside of controlled airspace shall be flown at a cruising level appropriate to its track as specified in the table of cruising levels in Appendix 3, except when otherwise specified by the competent authority for flight at or below 900 m (3 000 ft) above mean sea level.
(b) Communications
An IFR flight operating outside controlled airspace but within or into areas, or along routes, designated by the competent authority in accordance with SERA.4001(b)(3) or (4) shall maintain an air-ground voice communication watch on the appropriate communication channel and establish two-way communication, as necessary, with the air traffic services unit providing flight information service.
(c) Position reports
An IFR flight operating outside controlled airspace and required by the competent authority to maintain an air-ground voice communication watch on the appropriate communication channel and establish two-way communication, as necessary, with the air traffic services unit providing flight information service, shall report position, as specified in SERA.8025 for controlled flights.
SECTION 6
Airspace classification
SERA.6001 Classification of airspaces
Member States shall, as appropriate to their needs, designate airspace in accordance with the following airspace classification and in accordance with Appendix 4:
(a)
Class A. IFR flights only are permitted. All flights are provided with air traffic control service and are separated from each other. Continuous air-ground voice communications are required for all flights. All flights shall be subject to ATC clearance.
(b)
Class B. IFR and VFR flights are permitted. All flights are provided with air traffic control service and are separated from each other. Continuous air-ground voice communications are required for all flights. All flights shall be subject to ATC clearance.
(c)
Class C. IFR and VFR flights are permitted. All flights are provided with air traffic control service and IFR flights are separated from other IFR flights and from VFR flights. VFR flights are separated from IFR flights and receive traffic information in respect of other VFR flights and traffic avoidance advice on request. Continuous air-ground voice communications are required for all flights. For VFR flights a speed limitation of 250 kts indicated airspeed (IAS) applies below 3 050 m (10 000 ft) AMSL, except where approved by the competent authority for aircraft types, which for technical or safety reasons, cannot maintain this speed. All flights shall be subject to ATC clearance.
(d)
Class D. IFR and VFR flights are permitted and all flights are provided with air traffic control service. IFR flights are separated from other IFR flights, receive traffic information in respect of VFR flights and traffic avoidance advice on request. VFR flights receive traffic information in respect of all other flights and traffic avoidance advice on request. Continuous air-ground voice communications are required for all flights and a speed limitation of 250 kts IAS applies to all flights below 3 050 m (10 000 ft) AMSL, except where approved by the competent authority for aircraft types, which for technical or safety reasons, cannot maintain this speed. All flights shall be subject to ATC clearance.
(e)
Class E . IFR and VFR flights are permitted. IFR flights are provided with air traffic control service and are separated from other IFR flights. All flights receive traffic information, as far as is practical. Continuous air-ground voice communications are required for IFR flights. A speed limitation of 250 kts IAS applies to all flights below 3 050 m (10 000 ft) AMSL, except where approved by the competent authority for aircraft types, which for technical or safety reasons, cannot maintain this speed. All IFR flights shall be subject to ATC clearance. Class E shall not be used for control zones.
(f)
Class F. IFR and VFR flights are permitted. All participating IFR flights receive an air traffic advisory service and all flights receive flight information service if requested. Continuous air-ground voice communications are required for IFR flights participating in the advisory service and all IFR flights shall be capable of establishing air-ground voice communications. A speed limitation of 250 kts IAS applies to all flights below 3 050 m (10 000 ft) AMSL, except where approved by the competent authority for aircraft types, which for technical or safety reasons, cannot maintain this speed. ATC clearance is not required.
(g)
Class G. IFR and VFR flights are permitted and receive flight information service if requested. All IFR flights shall be capable of establishing air-ground voice communications. A speed limitation of 250 kts IAS applies to all flights below 3 050 m (10 000 ft) AMSL, except where approved by the competent authority for aircraft types, which for technical or safety reasons, cannot maintain this speed. ATC clearance is not required.
(h)
Implementation of Class F shall be considered as a temporary measure until such time as it can be replaced by alternative classification.
SERA.6005 Requirements for communications and SSR transponder
(a) Radio mandatory zone (RMZ)
(1)
VFR flights operating in parts of Classes E, F or G airspace and IFR flights operating in parts of Classes F or G airspace designated as a radio mandatory zone (RMZ) by the competent authority shall maintain continuous air-ground voice communication watch and establish two-way communication, as necessary, on the appropriate communication channel, unless in compliance with alternative provisions prescribed for that particular airspace by the ANSP.
(2)
Before entering a radio mandatory zone, an initial call containing the designation of the station being called, call sign, type of aircraft, position, level, the intentions of the flight and other information as prescribed by the competent authority, shall be made by pilots on the appropriate communication channel.
(b) Transponder mandatory zone (TMZ)
(1)
All flights operating in airspace designated by the competent authority as a transponder mandatory zone (TMZ) shall carry and operate SSR transponders capable of operating on Modes A and C or on Mode S, unless in compliance with alternative provisions prescribed for that particular airspace by the ANSP.
(c) Airspaces designated as radio mandatory zone and/or transponder mandatory zone shall be duly promulgated in the aeronautical information publications.
SECTION 7
Air traffic services
SERA.7001. General — Objectives of the air traffic services
The objectives of the air traffic services shall be to:
(a)
prevent collisions between aircraft;
(b)
prevent collisions between aircraft on the manoeuvring area and obstructions on that area;
(c)
expedite and maintain an orderly flow of air traffic;
(d)
provide advice and information useful for the safe and efficient conduct of flights;
(e)
notify appropriate organisations regarding aircraft in need of search and rescue aid, and assist such organisations as required.
SERA.7005 Coordination between the aircraft operator and air traffic services
(a)
Air traffic services units, in carrying out their objectives, shall have due regard for the requirements of the aircraft operators consequent on their obligations as specified in the relevant Union legislation on Air Operations, and, if so required by the aircraft operators, shall make available to them or their designated representatives such information as may be available to enable them or their designated representatives to carry out their responsibilities.
(b)
When so requested by an aircraft operator, messages (including position reports) received by air traffic services units and relating to the operation of the aircraft for which operational control service is provided by that aircraft operator shall, so far as practicable, be made available immediately to the aircraft operator or a designated representative in accordance with locally agreed procedures.
SECTION 8
Air traffic control service
SERA.8001 Application
Air traffic control service shall be provided:
(a)
to all IFR flights in airspace Classes A, B, C, D and E;
(b)
to all VFR flights in airspace Classes B, C and D;
(c)
to all special VFR flights;
(d)
to all aerodrome traffic at controlled aerodromes.
SERA.8005 Operation of air traffic control service
(a)
In order to provide air traffic control service, an air traffic control unit shall:
(1)
be provided with information on the intended movement of each aircraft, or variations therefrom, and with current information on the actual progress of each aircraft;
(2)
determine from the information received, the relative positions of known aircraft to each other;
(3)
issue clearances and information for the purpose of preventing collision between aircraft under its control and of expediting and maintaining an orderly flow of traffic;
(4)
coordinate clearances as necessary with other units:
(i)
whenever an aircraft might otherwise conflict with traffic operated under the control of such other units;
(ii)
before transferring control of an aircraft to such other units.
(b)
Clearances issued by air traffic control units shall provide separation:
(1)
between all flights in airspace Classes A and B;
(2)
between IFR flights in airspace Classes C, D and E;
(3)
between IFR flights and VFR flights in airspace Class C;
(4)
between IFR flights and special VFR flights;
(5)
between special VFR flights unless otherwise prescribed by the competent authority;
except that, when requested by the pilot of an aircraft and agreed by the pilot of the other aircraft and if so prescribed by the competent authority for the cases listed under b) above in airspace Classes D and E, a flight may be cleared subject to maintaining own separation in respect of a specific portion of the flight below 3 050 m (10 000 ft) during climb or descent, during day in visual meteorological conditions.
(c)
Except for cases when a reduction in separation minima in the vicinity of aerodromes can be applied, separation by an air traffic control unit shall be obtained by at least one of the following:
(1)
vertical separation, obtained by assigning different levels selected from the table of cruising levels in Appendix 3 to the Annex to this Regulation, except that the correlation of levels to track as prescribed therein shall not apply whenever otherwise indicated in appropriate aeronautical information publications or air traffic control clearances. The vertical separation minimum shall be a nominal 300 m (1 000 ft) up to and including FL 410 and a nominal 600 m (2 000 ft) above this level;
(2)
horizontal separation, obtained by providing:
(i)
longitudinal separation, by maintaining an interval between aircraft operating along the same, converging or reciprocal tracks, expressed in time or distance; or
(ii)
lateral separation, by maintaining aircraft on different routes or in different geographical areas.
SERA.8010 Separation minima
(a)
The selection of separation minima for application within a given portion of airspace shall be made by the ANSP responsible for the provision of air traffic services and approved by the competent authority concerned.
(b)
For traffic that will pass from one into the other of neighbouring airspaces and for routes that are closer to the common boundary of the neighbouring airspaces than the separation minima applicable in the circumstances, the selection of separation minima shall be made in consultation between the ANSPs responsible for the provision of air traffic services in neighbouring airspace.
(c)
Details of the selected separation minima and of their areas of application shall be notified:
(1)
to the air traffic services units concerned; and
(2)
to pilots and aircraft operators through aeronautical information publications, where separation is based on the use by aircraft of specified navigation aids or specified navigation techniques.
SERA.8015 Air traffic control clearances
(a) Air traffic control clearances shall be based solely on the requirements for providing air traffic control service.
(b) Operation subject to clearance
(1)
An air traffic control clearance shall be obtained prior to operating a controlled flight, or a portion of a flight as a controlled flight. Such clearance shall be requested through the submission of a flight plan to an air traffic control unit.
(2)
The pilot-in-command of an aircraft shall inform ATC if an air traffic control clearance is not satisfactory. In such cases, ATC will issue an amended clearance, if practicable.
(3)
Whenever an aircraft has requested a clearance involving priority, a report explaining the necessity for such priority shall be submitted, if requested by the appropriate air traffic control unit.
(4)
Potential reclearance in flight. If, prior to departure, it is anticipated that, depending on fuel endurance and subject to reclearance in flight, a decision may be taken to proceed to a revised destination aerodrome, the appropriate air traffic control units shall be so notified by the insertion in the flight plan of information concerning the revised route (where known) and the revised destination.
(5)
An aircraft operated on a controlled aerodrome shall not taxi on the manoeuvring area without clearance from the aerodrome control tower and shall comply with any instructions given by that unit.
(c) Clearances for transonic flight
(1)
The air traffic control clearance relating to the transonic acceleration phase of a supersonic flight shall extend at least to the end of that phase.
(2)
The air traffic control clearance relating to the deceleration and descent of an aircraft from supersonic cruise to subsonic flight shall seek to provide for uninterrupted descent at least during the transonic phase.
(d) Contents of clearances
An air traffic control clearance shall indicate:
(1)
aircraft identification as shown in the flight plan;
(2)
clearance limit;
(3)
route of flight;
(4)
level(s) of flight for the entire route or part thereof and changes of levels if required;
(5)
any necessary instructions or information on other matters such as approach or departure manoeuvres, communications and the time of expiry of the clearance.
(e) Read-back of clearances and safety-related information
(1)
The flight crew shall read back to the air traffic controller safety-related parts of ATC clearances and instructions which are transmitted by voice. The following items shall always be read back:
(i)
ATC route clearances;
(ii)
clearances and instructions to enter, land on, take off from, hold short of, cross, taxi and backtrack on any runway; and
(iii)
runway-in-use, altimeter settings, SSR codes, newly assigned communication channels, level instructions, heading and speed instructions; and
(iv)
transition levels, whether issued by the controller or contained in ATIS broadcasts.
(2)
Other clearances or instructions, including conditional clearances and taxi instructions, shall be read back or acknowledged in a manner to clearly indicate that they have been understood and will be complied with.
(3)
The controller shall listen to the read-back to ascertain that the clearance or instruction has been correctly acknowledged by the flight crew and shall take immediate action to correct any discrepancies revealed by the read-back.
(4)
Voice read-back of CPDLC messages shall not be required, unless otherwise specified by the ANSP.
(f) Coordination of clearances
(1)
An air traffic control clearance shall be coordinated between air traffic control units to cover the entire route of an aircraft or a specified portion thereof as described in provisions (2) to (6).
(2)
An aircraft shall be cleared for the entire route to the aerodrome of first intended landing:
(i)
when it has been possible, prior to departure, to coordinate the clearance between all the units under whose control the aircraft will come; or
(ii)
when there is reasonable assurance that prior coordination will be effected between those units under whose control the aircraft will subsequently come.
(3)
When coordination as in (2) has not been achieved or is not anticipated, the aircraft shall be cleared only to that point where coordination is reasonably assured; prior to reaching such point, or at such point, the aircraft shall receive further clearance, holding instructions being issued as appropriate.
(4)
When prescribed by the ATS unit, aircraft shall contact a downstream air traffic control unit, for the purpose of receiving a downstream clearance prior to the transfer of control point.
(i)
Aircraft shall maintain the necessary two-way communication with the current air traffic control unit whilst obtaining a downstream clearance.
(ii)
A clearance issued as a downstream clearance shall be clearly identifiable as such to the pilot.
(iii)
Unless coordinated, downstream clearances shall not affect the aircraft’s original flight profile in any airspace, other than that of the air traffic control unit responsible for the delivery of the downstream clearance.
(5)
When an aircraft intends to depart from an aerodrome within a control area to enter another control area within a period of thirty minutes, or such other specific period of time as has been agreed between the area control centres concerned, coordination with the subsequent area control centre shall be effected prior to issuance of the departure clearance.
(6)
When an aircraft intends to leave a control area for flight outside controlled airspace, and will subsequently re-enter the same or another control area, a clearance from the point of departure to the aerodrome of first intended landing may be issued. Such clearance or revisions thereto shall apply only to those portions of the flight conducted within controlled airspace.
SERA.8020 Adherence to flight plan
(a)
Except as provided for in (b) and (d) an aircraft shall adhere to the current flight plan or the applicable portion of a current flight plan submitted for a controlled flight unless a request for a change has been made and clearance obtained from the appropriate air traffic control unit, or unless an emergency situation arises which necessitates immediate action by the aircraft, in which event as soon as circumstances permit, after such emergency authority is exercised, the appropriate air traffic services unit shall be notified of the action taken and that this action has been taken under emergency authority.
(1)
Unless otherwise authorised by the competent authority, or directed by the appropriate air traffic control unit, controlled flights shall, in so far as practicable:
(i)
when on an established ATS route, operate along the defined centre line of that route; or
(ii)
when on any other route, operate directly between the navigation facilities and/or points defining that route.
(2)
Unless otherwise authorised by the competent authority, or directed by the appropriate air traffic control unit, an aircraft operating along an ATS route segment defined by reference to very high frequency omnidirectional radio ranges shall change over for its primary navigation guidance from the facility behind the aircraft to that ahead of it at, or as close as operationally feasible to, the changeover point, where established.
(3)
Deviation from the requirements in (2) shall be notified to the appropriate air traffic services unit.
(b)
Inadvertent changes. In the event that a controlled flight inadvertently deviates from its current flight plan, the following action shall be taken:
(1)
Deviation from track: if the aircraft is off track, action shall be taken forthwith to adjust the heading of the aircraft to regain track as soon as practicable.
(2)
Variation in true airspeed: if the average true airspeed at cruising level between reporting points varies or is expected to vary by plus or minus 5 per cent of the true airspeed, from that given in the flight plan, the appropriate air traffic services unit shall be so informed.
(3)
Change in time estimate: if the time estimate for the next applicable reporting point, flight information region boundary or destination aerodrome, whichever comes first, is found to be in error in excess of 3 minutes from that notified to air traffic services, or such other period of time as is prescribed by the competent authority or on the basis of ICAO regional air navigation agreements, a revised estimated time shall be notified as soon as possible to the appropriate air traffic services unit.
(4)
Additionally, when an ADS-C agreement is in place, the air traffic services unit shall be informed automatically via data link whenever changes occur beyond the threshold values stipulated by the ADS-C event contract.
(c)
Intended changes. Requests for flight plan changes shall include information as indicated hereunder:
(1)
Change of cruising level: aircraft identification; requested new cruising level and cruising speed at this level, revised time estimates (when applicable) at subsequent flight information region boundaries.
(2)
Change of route:
(i)
Destination unchanged: aircraft identification; flight rules; description of new route of flight including related flight plan data beginning with the position from which requested change of route is to commence; revised time estimates; any other pertinent information.
(ii)
Destination changed: aircraft identification; flight rules; description of revised route of flight to revised destination aerodrome including related flight plan data, beginning with the position from which requested change of route is to commence; revised time estimates; alternate aerodrome(s); any other pertinent information.
(d)
Weather deterioration below the VMC. When it becomes evident that flight in VMC in accordance with its current flight plan will not be practicable, a VFR flight operated as a controlled flight shall:
(1)
request an amended clearance enabling the aircraft to continue in VMC to destination or to an alternative aerodrome, or to leave the airspace within which an ATC clearance is required; or
(2)
if no clearance in accordance with a) can be obtained, continue to operate in VMC and notify the appropriate ATC unit of the action being taken either to leave the airspace concerned or to land at the nearest suitable aerodrome; or
(3)
if operated within a control zone, request authorisation to operate as a special VFR flight; or
(4)
request clearance to operate in accordance with the instrument flight rules.
SERA.8025 Position reports
(a)
Unless exempted by the competent authority or by the appropriate air traffic services unit under conditions specified by that authority, a controlled flight shall report to the appropriate air traffic services unit, as soon as possible, the time and level of passing each designated compulsory reporting point, together with any other required information. Position reports shall similarly be made in relation to additional points when requested by the appropriate air traffic services unit. In the absence of designated reporting points, position reports shall be made at intervals prescribed by the competent authority or specified by the appropriate air traffic services unit.
(1)
Controlled flights providing position information to the appropriate air traffic services unit via data link communications shall only provide voice position reports when requested.
SERA.8030 Termination of control
A controlled flight shall, except when landing at a controlled aerodrome, advise the appropriate ATC unit as soon as it ceases to be subject to air traffic control service.
SERA.8035 Communications
(a)
An aircraft operated as a controlled flight shall maintain continuous air-ground voice communication watch on the appropriate communication channel of, and establish two-way communication as necessary with, the appropriate air traffic control unit, except as may be prescribed by the relevant ANSP in respect of aircraft forming part of aerodrome traffic at a controlled aerodrome.
(1)
The requirement for an aircraft to maintain an air-ground voice communication watch shall remain in effect when CPDLC has been established.
(b)
The Member States shall comply with the appropriate provisions on communication failures as have been adopted under the Chicago Convention. The Commission shall propose common European procedures by 31 December 2015 at latest, for implementation of the said ICAO provisions in Union law.
SECTION 9
Flight information service
SERA.9001 Application
(a)
Flight information service shall be provided by the appropriate air traffic services units to all aircraft which are likely to be affected by the information and which are:
(1)
provided with air traffic control service; or
(2)
otherwise known to the relevant air traffic services units.
(b)
The reception of flight information service does not relieve the pilot-in-command of an aircraft of any responsibilities and the pilot-in-command shall make the final decision regarding any suggested alteration of flight plan.
(c)
Where air traffic services units provide both flight information service and air traffic control service, the provision of air traffic control service shall have precedence over the provision of flight information service whenever the provision of air traffic control service so requires.
SERA.9005 Scope of flight information service
(a)
Flight information service shall include the provision of pertinent:
(1)
SIGMET and AIRMET information;
(2)
information concerning pre-eruption volcanic activity, volcanic eruptions and volcanic ash clouds;
(3)
information concerning the release into the atmosphere of radioactive materials or toxic chemicals;
(4)
information on changes in the availability of radio navigation services;
(5)
information on changes in condition of aerodromes and associated facilities, including information on the state of the aerodrome movement areas when they are affected by snow, ice or significant depth of water;
(6)
information on unmanned free balloons;
and of any other information likely to affect safety.
(b)
Flight information service provided to flights shall include, in addition to that outlined in (a), the provision of information concerning:
(1)
weather conditions reported or forecast at departure, destination and alternate aerodromes;
(2)
collision hazards, to aircraft operating in airspace Classes C, D, E, F and G;
(3)
for flight over water areas, in so far as practicable and when requested by a pilot, any available information such as radio call sign, position, true track, speed, etc., of surface vessels in the area.
(c)
Flight information service provided to VFR flights shall include, in addition to that outlined in (a), the provision of available information concerning traffic and weather conditions along the route of flight that are likely to make operation under the visual flight rules impracticable.
SERA.9010 Automatic terminal information service (ATIS)
(a) Use of the ATIS messages in directed request/reply transmissions
(1)
When requested by the pilot, the applicable ATIS message(s) shall be transmitted by the appropriate air traffic services unit.
(2)
Whenever Voice-ATIS and/or D-ATIS is provided:
(i)
aircraft shall acknowledge receipt of the information upon establishing communication with the ATS unit providing approach control service, the aerodrome control tower or Aerodrome Flight Information Service (AFIS), as appropriate; and
(ii)
the appropriate air traffic services unit shall, when replying to an aircraft acknowledging receipt of an ATIS message or, in the case of arriving aircraft, at such other time as may be prescribed by the competent authority, provide the aircraft with the current altimeter setting.
(3)
Information contained in a current ATIS, the receipt of which has been acknowledged by the aircraft concerned, need not be included in a directed transmission to the aircraft, with the exception of the altimeter setting, which shall be provided in accordance with (2).
(4)
If an aircraft acknowledges receipt of an ATIS that is no longer current, any element of information that needs updating shall be transmitted to the aircraft without delay.
(b) ATIS for arriving and departing aircraft
ATIS messages containing both arrival and departure information shall contain the following elements of information in the order listed:
(1)
name of aerodrome;
(2)
arrival and/or departure indicator;
(3)
contract type, if communication is via D-ATIS;
(4)
designator;
(5)
time of observation, if appropriate;
(6)
type of approach(es) to be expected;
(7)
the runway(s) in use; status of arresting system constituting a potential hazard, if any;
(8)
significant runway surface conditions and, if appropriate, braking action;
(9)
holding delay, if appropriate;
(10)
transition level, if applicable;
(11)
other essential operational information;
(12)
surface wind direction and speed, including significant variations and, if surface wind sensors related specifically to the sections of runway(s) in use are available and the information is required by aircraft operators, the indication of the runway and the section of the runway to which the information refers;
(13)
visibility and, when applicable, RVR ( 1 ) ;
(14)
present weather ( 2 ) ;
(15)
cloud below 1 500 m (5 000 ft) or below the highest minimum sector altitude, whichever is greater; cumulonimbus; if the sky is obscured, vertical visibility when available ( 2 ) ;
(16)
air temperature;
(17)
dew point temperature;
(18)
altimeter setting(s);
(19)
any available information on significant meteorological phenomena in the approach and climb-out areas including wind shear, and information on recent weather of operational significance;
(20)
trend forecast, when available; and
(21)
specific ATIS instructions.
(c) ATIS for arriving aircraft
ATIS messages containing arrival information only shall contain the following elements of information in the order listed:
(1)
name of aerodrome;
(2)
arrival indicator;
(3)
contract type, if communication is via D-ATIS;
(4)
designator;
(5)
time of observation, if appropriate;
(6)
type of approach(es) to be expected;
(7)
main landing runway(s); status of arresting system constituting a potential hazard, if any;
(8)
significant runway surface conditions and, if appropriate, braking action;
(9)
holding delay, if appropriate;
(10)
transition level, if applicable;
(11)
other essential operational information;
(12)
surface wind direction and speed, including significant variations and, if surface wind sensors related specifically to the sections of runway(s) in use are available and the information is required by aircraft operators, the indication of the runway and the section of the runway to which the information refers;
(13)
visibility and, when applicable, RVR ( 2 ) ;
(14)
present weather ( 2 ) ;
(15)
cloud below 1 500 m (5 000 ft) or below the highest minimum sector altitude, whichever is greater; cumulonimbus; if the sky is obscured, vertical visibility when available ( 2 ) ;
(16)
air temperature;
(17)
dew point temperature;
(18)
altimeter setting(s);
(19)
any available information on significant meteorological phenomena in the approach area including wind shear, and information on recent weather of operational significance;
(20)
trend forecast, when available; and
(21)
specific ATIS instructions.
(d) ATIS for departing aircraft
ATIS messages containing departure information only shall contain the following elements of information in the order listed:
(1)
name of aerodrome;
(2)
departure indicator;
(3)
contract type, if communication is via D-ATIS;
(4)
designator;
(5)
time of observation, if appropriate;
(6)
runway(s) to be used for take-off; status of arresting system constituting a potential hazard, if any;
(7)
significant surface conditions of runway(s) to be used for take-off and, if appropriate, braking action;
(8)
departure delay, if appropriate;
(9)
transition level, if applicable;
(10)
other essential operational information;
(11)
surface wind direction and speed, including significant variations and, if surface wind sensors related specifically to the sections of runway(s) in use are available and the information is required by aircraft operators, the indication of the runway and the section of the runway to which the information refers;
(12)
visibility and, when applicable, RVR ( 3 ) ;
(13)
present weather ( 3 ) ;
(14)
cloud below 1 500 m (5 000 ft) or below the highest minimum sector altitude, whichever is greater; cumulonimbus; if the sky is obscured, vertical visibility when available ( 3 ) ;
(15)
air temperature;
(16)
dew point temperature;
(17)
altimeter setting(s);
(18)
any available information on significant meteorological phenomena in the climb-out area including wind shear;
(19)
trend forecast, when available; and
(20)
specific ATIS instructions.
SECTION 10
Alerting service
SERA.10001 Application
(a)
Alerting service shall be provided by the air traffic services units:
(1)
for all aircraft provided with air traffic control service;
(2)
in so far as practicable, to all other aircraft having filed a flight plan or otherwise known to the air traffic services; and
(3)
to any aircraft known or believed to be the subject of unlawful interference.
SERA.10005 Information to aircraft operating in the vicinity of an aircraft in a state of emergency
(a)
When it has been established by an air traffic services unit that an aircraft is in a state of emergency, other aircraft known to be in the vicinity of the aircraft involved shall, except as provided in (b), be informed of the nature of the emergency as soon as practicable.
(b)
When an air traffic services unit knows or believes that an aircraft is being subjected to unlawful interference, no reference shall be made in ATS air-ground communications to the nature of the emergency unless it has first been referred to in communications from the aircraft involved and it is certain that such reference will not aggravate the situation.
SECTION 11
Interference, emergency contingencies and interception
SERA.11001 Unlawful interference
(a)
An aircraft which is being subjected to unlawful interference shall endeavour to set the transponder to Code 7500 and notify the appropriate ATS unit of, any significant circumstances associated therewith and any deviation from the current flight plan necessitated by the circumstances, in order to enable the ATS unit to give priority to the aircraft and to minimise conflict with other aircraft.
(b)
If an aircraft is subjected to unlawful interference, the pilot-in-command shall attempt to land as soon as practicable at the nearest suitable aerodrome or at a dedicated aerodrome assigned by the competent authority unless considerations aboard the aircraft dictate otherwise.
SERA.11005 Service to aircraft in the event of an emergency
(a)
In the case of an aircraft known or believed to be in a state of emergency, including being subjected to unlawful interference, air traffic services units shall give the aircraft maximum consideration, assistance and priority over other aircraft as may be necessitated by the circumstances.
(b)
When an occurrence of unlawful interference with an aircraft takes place or is suspected, air traffic services units shall attend promptly to requests by the aircraft. Information pertinent to the safe conduct of the flight shall continue to be transmitted and necessary action shall be taken to expedite the conduct of all phases of the flight, especially the safe landing of the aircraft.
(c)
When an occurrence of unlawful interference with an aircraft takes place or is suspected, air traffic services units shall, in accordance with locally agreed procedures, immediately inform the appropriate authority designated by the State and exchange necessary information with the aircraft operator or its designated representative.
SERA.11010 In-flight contingencies
Strayed or unidentified aircraft
(a)
As soon as an air traffic services unit becomes aware of a strayed aircraft it shall take all necessary steps as outlined in (1) and (3) to assist the aircraft and to safeguard its flight.
(1)
If the aircraft’s position is not known, the air traffic services unit shall:
(i)
attempt to establish two-way communication with the aircraft, unless such communication already exists;
(ii)
use all available means to determine its position;
(iii)
inform other air traffic services units into whose area the aircraft may have strayed or may stray, taking into account all the factors which may have affected the navigation of the aircraft in the circumstances;
(iv)
inform, in accordance with locally agreed procedures, appropriate military units and provide them with pertinent flight plan and other data concerning strayed aircraft;
(v)
request from the units referred to in (iii) and (iv) and from other aircraft in flight every assistance in establishing communication with the aircraft and determining its position.
(2)
The requirements in (1)(iv) and (1)(v) shall apply also to air traffic services units informed in accordance with (1)(iii).
(3)
When the aircraft’s position is established, the air traffic services unit shall:
(i)
advise the aircraft of its position and corrective action to be taken. This advice shall be immediately provided when ATS is aware that there is a possibility of interception or other hazard to the safety of the aircraft; and
(ii)
provide, as necessary, other air traffic services units and appropriate military units with relevant information concerning the strayed aircraft and any advice given to that aircraft.
(b)
As soon as an air traffic services unit becomes aware of an unidentified aircraft in its area, it shall endeavour to establish the identity of the aircraft whenever this is necessary for the provision of air traffic services or required by the appropriate military authorities in accordance with locally agreed procedures. To this end, the air traffic services unit shall take such of the following steps as are appropriate in the circumstances:
(1)
attempt to establish two-way communication with the aircraft;
(2)
inquire of other air traffic services units within the flight information region about the flight and request their assistance in establishing two-way communication with the aircraft;
(3)
inquire of air traffic services units serving the adjacent flight information regions about the flight and request their assistance in establishing two-way communication with the aircraft;
(4)
attempt to obtain information from other aircraft in the area;
(5)
the air traffic services unit shall, as necessary, inform the appropriate military unit as soon as the identity of the aircraft has been established.
(c)
In the case of a strayed or unidentified aircraft, the possibility of the aircraft being subject of unlawful interference shall be taken into account. Should the air traffic services unit consider that a strayed or unidentified aircraft may be the subject of unlawful interference, the appropriate authority designated by the State shall immediately be informed, in accordance with locally agreed procedures.
SERA.11015 Interception
(a)
Except for intercept and escort service provided on request to an aircraft, interception of civil aircraft shall be governed by appropriate regulations and administrative directives issued by Member States in compliance with the Convention on International Civil Aviation, and in particular Article 3(d) under which ICAO Contracting States undertake, when issuing regulations for their State aircraft, to have due regard for the safety of navigation of civil aircraft.
(b)
The pilot-in-command of a civil aircraft, when intercepted, shall:
(1)
immediately follow the instructions given by the intercepting aircraft, interpreting and responding to visual signals in accordance with the specifications in Tables S11-1 and S11-2;
(2)
notify, if possible, the appropriate air traffic services unit;
(3)
attempt to establish radio-communication with the intercepting aircraft or with the appropriate intercept control unit, by making a general call on the emergency frequency 121,5 MHz, giving the identity of the intercepted aircraft and the nature of the flight; and if no contact has been established and if practicable, repeating this call on the emergency frequency 243 MHz;
(4)
if equipped with SSR transponder, select Mode A, Code 7700, unless otherwise instructed by the appropriate air traffic services unit;
(5)
if equipped with ADS-B or ADS-C, select the appropriate emergency functionality, if available, unless otherwise instructed by the appropriate air traffic services unit.
Table S11-1
Signals initiated by intercepting aircraft and responses by intercepted aircraft
Series
INTERCEPTING Aircraft Signals
Meaning
INTERCEPTED Aircraft Responds
Meaning
1
DAY or NIGHT — Rocking aircraft and flashing navigational lights at irregular intervals (and landing lights in the case of a helicopter) from a position slightly above and ahead of, and normally to the left of, the intercepted aircraft (or to the right if the intercepted aircraft is a helicopter) and, after acknowledgement, a slow level turn, normally to the left (or to the right in the case of a helicopter) on the desired heading.
Note 1
Meteorological conditions or terrain may require the intercepting aircraft to reverse the positions and direction of turn given above in Series 1.
Note 2
If the intercepted aircraft is not able to keep pace with the intercepting aircraft, the latter is expected to fly a series of race-track patterns and to rock the aircraft each time it passes the intercepted aircraft.
You have been intercepted. Follow me.
DAY or NIGHT — Rocking aircraft, flashing navigational lights at irregular intervals and following.
Understood, will comply.
2
DAY or NIGHT — An abrupt breakaway manoeuvre from the intercepted aircraft consisting of a climbing turn of 90 degrees or more without crossing the line of flight of the intercepted aircraft.
You may proceed.
DAY or NIGHT — Rocking the aircraft.
Understood, will comply.
3
DAY or NIGHT — Lowering landing gear (if fitted), showing steady landing lights and overflying runway in use or, if the intercepted aircraft is a helicopter, overflying the helicopter landing area. In the case of helicopters, the intercepting helicopter makes a landing approach, coming to hover near to the landing area.
Land at this aerodrome.
DAY or NIGHT — Lowering landing gear, (if fitted), showing steady landing lights and following the intercepting aircraft and, if, after overflying the runway in use or helicopter landing area, landing is considered safe, proceeding to land.
Understood, will comply.
Table S11-2
Signals initiated by intercepted aircraft and responses by intercepting aircraft
Series
INTERCEPTED Aircraft Signals
Meaning
INTERCEPTING Aircraft Responds
Meaning
4
DAY or NIGHT — Raising landing gear (if fitted) and flashing landing lights while passing over runway in use or helicopter landing area at a height exceeding 300 m (1 000 ft) but not exceeding 600 m (2 000 ft) (in the case of a helicopter, at a height exceeding 50 m (170 ft) but not exceeding 100 m (330 ft)) above the aerodrome level, and continuing to circle runway in use or helicopter landing area. If unable to flash landing lights, flash any other lights available.
Aerodrome you have designated is inadequate.
DAY or NIGHT — If it is desired that the intercepted aircraft follow the intercepting aircraft to an alternate aerodrome, the intercepting aircraft raises its landing gear (if fitted) and uses the Series 1 signals prescribed for intercepting aircraft.
If it is decided to release the intercepted aircraft, the intercepting aircraft uses the Series 2 signals prescribed for intercepting aircraft.
Understood, follow me.
Understood, you may proceed.
5
DAY or NIGHT — Regular switching on and off of all available lights but in such a manner as to be distinct from flashing lights.
Cannot comply.
DAY or NIGHT — Use Series 2 signals prescribed for intercepting aircraft.
Understood.
6
DAY or NIGHT — Irregular flashing of all available lights.
In distress.
DAY or NIGHT — Use Series 2 signals prescribed for intercepting aircraft.
Understood.
(c)
If any instructions received by radio from any sources conflict with those given by the intercepting aircraft by visual signals, the intercepted aircraft shall request immediate clarification while continuing to comply with the visual instructions given by the intercepting aircraft.
(d)
If any instructions received by radio from any sources conflict with those given by the intercepting aircraft by radio, the intercepted aircraft shall request immediate clarification while continuing to comply with the radio instructions given by the intercepting aircraft.
(e)
If radio contact is established during interception but communication in a common language is not possible, attempts shall be made to convey instructions, acknowledgement of instructions and essential information by using the phrases and pronunciations in Table S11-3 and transmitting each phrase twice:
Table S11-3
Phrases for use by INTERCEPTING aircraft
Phrases for use by INTERCEPTED aircraft
Phrase
Pronunciation ( 4 )
Meaning
Phrase
Pronunciation ( 4 )
Meaning
CALL SIGN
KOL SA-IN
What is your call sign?
CALL SIGN
(call sign) ( 5 )
KOL SA-IN
(call sign)
My call sign is (call sign)
FOLLOW
FOL -LO
Follow me
WILCO
VILL -KO
Understood
DESCEND
DEE- SEND
Descend for landing
Will comply
CAN NOT
KANN NOTT
Unable to comply
YOU LAND
YOU
LAAND
Land at this aerodrome
REPEAT
REE- PEET
Repeat your instruction
AM LOST
AM
LOSST
Position unknown
PROCEED
PRO- SEED
You may proceed
MAYDAY
MAYDAY
I am in distress
HIJACK ( 6 )
HI - JACK
I have been hijacked
LAND
(place name)
LAAND
(place name)
I request to land at
(place name)
DESCEND
DEE-SEND
I require descent
(f)
As soon as an air traffic services unit learns that an aircraft is being intercepted in its area of responsibility, it shall take such of the following steps as are appropriate in the circumstances:
(1)
attempt to establish two-way communication with the intercepted aircraft via any means available, including the emergency radio frequency 121,5 MHz, unless such communication already exists;
(2)
inform the pilot of the intercepted aircraft of the interception;
(3)
establish contact with the intercept control unit maintaining two-way communication with the intercepting aircraft and provide it with available information concerning the aircraft;
(4)
relay messages between the intercepting aircraft or the intercept control unit and the intercepted aircraft, as necessary;
(5)
in close coordination with the intercept control unit take all necessary steps to ensure the safety of the intercepted aircraft;
(6)
inform air traffic services units serving adjacent flight information regions if it appears that the aircraft has strayed from such adjacent flight information regions.
(g)
As soon as an air traffic services unit learns that an aircraft is being intercepted outside its area of responsibility, it shall take such of the following steps as are appropriate in the circumstances:
(1)
inform the air traffic services unit serving the airspace in which the interception is taking place, providing this unit with available information that will assist in identifying the aircraft and requesting it to take action in accordance with (f);
(2)
relay messages between the intercepted aircraft and the appropriate air traffic services unit, the intercept control unit or the intercepting aircraft.
SECTION 12
Services related to meteorology — Aircraft observations and reports by voice communications
SERA.12001 Types of aircraft observations
(a)
The following aircraft observations shall be made during any phase of the flight:
(1)
special aircraft observations; and
(2)
other non-routine aircraft observations.
SERA.12005 Special aircraft observations
(a)
Special observations shall be made and reported by all aircraft whenever the following conditions are encountered or observed:
(1)
moderate or severe turbulence; or
(2)
moderate or severe icing; or
(3)
severe mountain wave; or
(4)
thunderstorms, without hail, that are obscured, embedded, widespread or in squall lines; or
(5)
thunderstorms, with hail, that are obscured, embedded, widespread or in squall lines; or
(6)
heavy dust storm or heavy sandstorm; or
(7)
volcanic ash cloud; or
(8)
pre-eruption volcanic activity or a volcanic eruption.
(b)
Competent authorities shall prescribe as necessary other conditions which shall be reported by all aircraft when encountered or observed.
SERA.12010 Other non-routine aircraft observations
When other meteorological conditions not listed under SERA.12005 (a), e.g. wind shear, are encountered and which, in the opinion of the pilot-in-command, may affect the safety or markedly affect the efficiency of other aircraft operations, the pilot-in-command shall advise the appropriate air traffic services unit as soon as practicable.
SERA.12015 Reporting of aircraft observations by voice communication
(a)
Aircraft observations shall be reported during flight at the time the observation is made or as soon thereafter as is practicable.
(b)
Aircraft observations shall be reported as air-reports and shall comply with the technical specifications in Appendix 5.
SERA.12020 Exchange of air-reports
(a)
ATS units shall transmit, as soon as practicable, special and non-routine air-reports to:
(1)
other aircraft concerned;
(2)
the associated meteorological watch office (MWO); and
(3)
other ATS units concerned.
(b)
Transmissions to aircraft shall be repeated at a frequency and continued for a period of time which shall be determined by the ATS unit concerned.
( *1 ) When the height of the transition altitude is lower than 3 050 m (10 000 ft) AMSL, FL 100 shall be used in lieu of 10 000 ft.
( *2 ) The VMC minima in Class A airspace are included for guidance to pilots and do not imply acceptance of VFR flights in Class A airspace.
( *3 ) When so prescribed by the competent authority:
(a)
flight visibilities reduced to not less than 1 500 m may be permitted for flights operating:
(1)
at speeds of 140 kts IAS or less to give adequate opportunity to observe other traffic or any obstacles in time to avoid collision; or
(2)
in circumstances in which the probability of encounters with other traffic would normally be low, e.g. in areas of low volume traffic and for aerial work at low levels;
(b)
Helicopters may be permitted to operate in less than 1 500 m but not less than 800 m flight visibility, if manoeuvred at a speed that will give adequate opportunity to observe other traffic or any obstacles in time to avoid collision. Flight visibilities lower than 800 m may be permitted for special cases, such as medical flights, search and rescue operations and fire-fighting.
( 1 ) These elements are replaced by the term ‘CAVOK’ when the following conditions occur simultaneously at the time of observation: (a) visibility, 10 km or more, and the lowest visibility not reported; (b) no cloud of operational significance; and (c) no weather of significance to aviation.
( 2 ) These elements are replaced by the term ‘CAVOK’ when the following conditions occur simultaneously at the time of observation: (a) visibility, 10 km or more, and the lowest visibility not reported; (b) no cloud of operational significance; and (c) no weather of significance to aviation.
( 3 ) These elements are replaced by the term ‘CAVOK’ when the following conditions occur simultaneously at the time of observation: (a) visibility, 10 km or more, and the lowest visibility not reported; (b) no cloud of operational significance; and (c) no weather of significance to aviation.
( 4 ) In the second column, syllables to be emphasised are underlined.
( 5 ) The call sign required to be given is that used in radiotelephony communications with air traffic services units and corresponding to the aircraft identification in the flight plan.
( 6 ) Circumstances may not always permit, nor make desirable, the use of the phrase ‘HIJACK’.