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Regulation

Commission Delegated Regulation (EU) 2017/572 of 2 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the specification of the offering of pre-and post-trade data and the level of disaggregation of data (Text with EEA relevance. )

CELEX
Delegated Regulation (EU) 2017/572
Date of document
Articles
2
Source
EUR-Lex
Article 1Offering of pre-trade and post-trade transparency data

1.   A market operator or investment firm operating a trading venue shall upon request make the information published in accordance with Articles 3, 4 and 6 to 11 of Regulation (EU) No 600/2014 available to the public by offering pre-trade and post-trade data disaggregated, in accordance with the following criteria:

(a)

the nature of the asset class:

(i)

shares;

(ii)

depositary receipts, ETFs, certificates and other similar financial instruments referred to in Article 3 of Regulation (EU) No 600/2014;

(iii)

bonds and structured finance products;

(iv)

emission allowances;

(v)

derivatives;

(b)

the country of issue for shares and sovereign debt;

(c)

the currency in which the financial instrument is traded;

(d)

scheduled daily auctions as opposed to continuous trading.

2.   Derivatives referred to in point (a)(v) shall be disaggregated in accordance with the following criteria:

(a)

equity derivatives;

(b)

interest rate derivatives;

(c)

credit derivatives;

(d)

foreign exchange derivatives;

(e)

commodity and emission allowance derivatives;

(f)

other derivatives.

3.   The market operator or investment firm operating a trading venue shall determine which criteria a financial instrument or type of data meets where the disaggregation criteria in paragraphs 1 or 2 cannot be applied in an unambiguous manner.

4.   The market operator or investment firm operating a trading venue shall apply the criteria referred to in paragraphs 1 and 2 in any combination upon request.

5.   In addition to offering the data in accordance with paragraph 1 and 2, a market operator or investment firm operating a trading venue may offer bundles of data.

Article 2Entry into force and application

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union .

It shall apply from the date referred to in the second paragraph of Article 55 of Regulation (EU) No 600/2014.

2 articles

Cite this act

Commission Delegated Regulation (EU) 2017/572 of 2 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the specification of the offering of pre-and post-trade data and the level of disaggregation of data (Text with EEA relevance. ) (EUR-Lex). Retrieved via LawPlayer, https://lawplayer.com/eu/act/32017R0572

© European Union, https://eur-lex.europa.eu, 1998-2026. Reuse authorised under Commission Decision 2011/833/EU, provided the source is acknowledged.

EU-EurLex-Reuse-2011-833

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