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Financial Services and Markets Act 2000 Part II — Exercise of Passport Rights by EEA Firms

12–1811 provisions

Firms qualifying for authorisation

12

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Establishment

13

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Services

14

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Grant of permission

15

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Power to restrict permission of management companies

Application for approval to manage UCITS

15A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Representations and references to the Tribunal

15B

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Information to home state regulator

15C

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Grant of permission

Grant of permission: bidding for emission allowances

15ZA

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Effect of carrying on regulated activity when not qualified for authorisation

16

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Continuing regulation of European Economic AreaEEA firms

17

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Giving up right to authorisation

18

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Back to Financial Services and Markets Act 2000 — full text

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