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Financial Services Act 2012

Financial Services Act 2012 Sch 13 para 5

Sch 13 para 5

(1) Section 343 (information given by auditor or actuary: persons with close links) is amended as follows. (2) In subsection (1)— (a) in paragraph (a), after “authorised person” insert “ or recognised investment exchange, ” , and (b) in paragraph (b), after “authorised person” insert “ or recognised investment exchange ” . (3) In subsection (3)— (a) for “the Authority”, in the first place, substitute “ a regulator ” , (b) after “authorised person” insert “ or recognised investment exchange ” , and (c) for “the Authority”, in the second place, substitute “ that regulator ” . (4) In subsection (4), for “Authority” substitute “ regulator ” . (5) in subsection (7), after “authorised person” insert “ or recognised investment exchange ” . (6) In subsection (8), after “authorised person” insert “ or recognised investment exchange ” . (7) For “the Authority”, in each other place (including the heading), substitute “ a regulator ” .

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