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Financial Services Act 2012

Financial Services Act 2012 Sch 13 para 6

Sch 13 para 6

(1) Section 344 (duty of auditor or actuary resigning to give notice) is amended as follows. (2) In each place for “Authority” substitute “ appropriate regulator ” . (3) In subsection (2)(a), after “authorised person” insert “ or recognised investment exchange ” . (4) In subsection (3)(a), for “Authority's” substitute “regulator's”. (5) After subsection (3) insert— (4) In this section “ the appropriate regulator ” means— (a) in the case of an auditor of, or an actuary acting for, a PRA-authorised person, the PRA; (b) in any other case, the FCA.

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