熱門推薦罰單破解實戰交通警察名師 25 年經驗,親授警察臨檢、檢舉魔人、科技執法、車禍糾紛的執法邏輯看課程介紹
購物車我的課程我的書籤免費註冊
Financial Services Act 2012

Financial Services Act 2012 Sch 14 para 18

Sch 14 para 18

For section 370 substitute— Liquidator's duty to report to FCA and PRA (370) (1) If— (a) a company is being wound up voluntarily or a body is being wound up on a petition presented by any person, and (b) it appears to the liquidator that the company or body is carrying on, or has carried on— (i) a regulated activity in contravention of the general prohibition, or (ii) a credit-related regulated activity in contravention of section 20, the liquidator must report the matter without delay to the FCA and, if the regulated activity concerned is a PRA-regulated activity, to the PRA. (2) Subsection (1) does not apply where— (a) a body is being wound up on a petition presented by a regulator, and (b) the regulator's petition depended on a contravention by the body of the general prohibition.

Read this section in the full act → · Open its part →

Read the official text ↗

Contains public sector information licensed under the Open Government Licence v3.0.