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Financial Services Act 2012

Financial Services Act 2012 Sch 5 para 15

Sch 5 para 15

(1) Section 67 (disciplinary measures: procedure and right to refer to Tribunal) is amended as follows. (2) In subsections (1) and (4), for “the Authority” substitute “ a regulator ” . (3) In subsection (7)— (a) for “the Authority”, in the first place, substitute “ a regulator ” , and (b) for “the Authority”, in the second place, substitute “ the regulator ” . (4) In subsection (9)— (a) for “an approved person (“A”),” substitute “ a person (“A”) in relation to whom approval has been given, ” , and (b) omit the second sentence.

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