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臺灣士林地方法院98年度金訴字第2號

關鍵資訊

  • 裁判案由
    違反證券交易法
  • 案件類型
    刑事
  • 審判法院
    臺灣士林地方法院
  • 裁判日期
    99 年 08 月 31 日

        982                96264 13168 使使使78910 11121921使937 Convertible BondCBCB936 耀CB4,30043 2,000 93682043655010退65432 118 118 118 192393615616617618621623624625628 62963071727576777879712713714715716719720721722 72372672772872982 使1,1517,500調調947613168 931 調調 ()15611582 ()1583175 調調186 1583調使971373991158使 ()調15951584 ()951612481-4829626413-15 205-20798249-5859-6869-7313-2021-62 951612478-48159-6813-2021-62951612477-478 59-6813-2021-62 95161291-97279-285473-47548259-68 13-2021-62調95161298-101453-454 96264 41-43159-160208-209調 95161245-5480-83203-206 調951612126-128444-445調951612111-113447-449調951612117-119450-452調951612120-122455-457調951612114-116129-13495161259-60 95161221-2330-3242-4455-7088-90 95161261-6395161264-6594319 15-1495 161271-7984-919626438 929267921231317-3219296 92951612555-559261-267551-554937289552217-1293951612399-401533-537571933493311299-30292101293112307-315 951612367-369 9929333-345 951612209-245935936 951612351-352935936 951612350 9710140970027274322-332 96122109601059199626444-54971 1509700012079626485-8697610 0970013386346 64-4751-3729881809800174841-51794130930039237 951612137-166 0000000000009626456-57174-175971189750152996264 94-95 西000000000000009626458-59177-178 97113970105596264128-15300000000000 9626460-61180- 18121297116 0119626499-1020000000000009626462-63183-18497 1219797001096 264105119-127 97410097013297611097020896264191-192228-246 974170970011 296264196-2000000000000000 9626464-65171-172 9712596264106-109 000000000000009626466-679712497 097600004396264 110-107 996283-60000000 00000 9626468 -69 97117097000 033897520097000398696 26496-98213-221 97410 0970000596264 195 596264170173176179182 951612361-366 97122097000000796 26492-939925166-180971160000329626487-90971179600729626491971310970000639 992100990000558 96264154183-19397118970149992199022096264155194- 203 99280998020801221-298996307-21951612417-438 303-3047-12 951612415 0000000000000495161284-87171-17497618097000306196 2642275 3951612178-1825175191951612176-177951612175518182 18199 2100990000206 204-20599299902074206-209 992110990014967 210-2159922209930024140216-220304-30696684122-146 951612 167-170調調 ()使使使使使使95161247796 26417163156 223 使951612287-288 156223 ()283242252253 1.1923937 951612264819626413-15205-20753-5663-6670-7111627-28 937 951612479-480 6627189516124771927 936 95161293-95473-4759626441-42159-160 208-209 951612127-128445951612112 448 951612118451951612121456951612115 951612133-134 2.94616 9472894728936211936233937 2393728 93712196264231243117170173 179182182951612 175178517(02)8751-17791 96264118550196264938891154155 171 1316800000000 171 173 0000000096264 88186196 271290 3.2353313 303-3047-12 9395936159373196264 194 4.94519 1,800 200 96264250-252156 5. () 94221019571 21957121 ()155195111 4 171955304 341 256 17134 ()30942221951179521 ()301 95530934281711115514使7 155 14302 ()使 ()96424 21213712964 24213 21 ()749552395814647 156 741124384 744 75114 299195530 934281551417111211130 127411242137 耀 99 8 31 10滿20 99 8 31 9553093428171 使 1 00000000000 0000000000000 2 5920000000 000000000000 3 00000000000 00000000000000 4 00000000000 000000000000 5 00000000000 00000000000000 6 5380000000 00000000000 7 00000000000 0000000000000 8 5920000000 000000000000 9 00000000000 00000000000000 10 00000000000 000000000000 11 00000000000 00000000000000 12 5380000000 00000000000 13 000000000000 0000000000000 14 5920000000 000000000000 15 00000000000 00000000000000 16 00000000000 000000000000 17 00000000000 00000000000000 18 5380000000 00000000000 19 00000000000 00000000000 20 00000000000 00000000000 21 00000000000 00000000000 22 00000000000 23 00000000000 00000000000000 % % % ()() % % 93615 1.11:40:36:4343.5 1.43246 92.83 57 21.51 +1.36 +1.03 +0.77 43 43.5 1011:41:00: 5210 100% 2.11:45:46:0011:54: 2.43.5 27:2043.644 44 43.543.9 4211:46:00:53 100% 11:54:30:5342 3.13:04:41:1013:12: 3.43.5 26:6043.944.5 44.5 43.544.4 7113:05:00 97.26% :5613:12:30:5671 93616 09:03:52:4709:05:29:43.288 60.27 0 0.00 -1.34 -3.72 -2.76 0244.544.944.9 43.244.6 2209:04:05:3209:05: 91.67% 35:3822 93617 1.10:40:47:1210:42: 1.43.897 74.03 0 0.00 +1.13 +1.39 +1.19 46:674444.1 44.1 43.844 1210:41:15:31 100% 10:43:15:3112 2.13:03:17:0713:14: 2.43.5 40:3343.844.2 44.2 43.544 2613:03: 45:30 100% 13:14:45:30 26 3.13:16:56:3213:18: 3.43.9 28:8944.244.3 44.3 43.944.2 1013:17:15 100% :3013:18:45:3010 93618 13:27:55:1044.5 444427 100.000 0.00 0.00 -2.21 -1.74 44) .5 1313:30:00:00 86.67% 13 93621 1.09:48:13:2709:50:46:1.44137 74.85 118 64.47 -6.96 -2.62 -1.71 0943.743.5 43.5 4443.6 1809:48:20:2809: 100% 51:50:2912 2.11:07:24:43 2.42.9 11:08:52:8747.6 43.2 42.943 .1 611 100% :07:50:2911:09:20:296 93623 1.10:07:33:0810:09:01:1.40149 44.08 221 65.38 -0.24 +2.45 +2.22 9439.739.6 39.6 4039.7 5310:07:40:28 100% 10:09:10:2853 2.10:14:27:0210:15:05:2.39.8 8044.2 40.2 39.840 610:14:40:3210 100% :15:10:326 3.10:17:58:7910:22:02:3.40.2 8344.2 41.3 40.240.9 2010:18:10:32 54.05% 10:22:10:33 20 4.10:22:15:3541 4.41.3 41.3 41 1010:23:10:34 10 5 0% 5.12:45:23:18 5.40.7 12:46:05:8244.2 41.2 40.741 .1 712 100% :45:40:3612:46:10:367 93624 1.09:09:15:20 1.40.6236 71.95 286 87.20 +0.24 +3.24 +2.19 44.140 41 .6209: 10 09:40:342 0% 2.11:22:02:21 2.40.6 44.140 40.9 .6111: 22:10:461 100% 93625 1.10:05:20:0940.6 1.41192 51.89 296 80.00 +0.96 +1.22 +0.77 41 40.6 1010:05:20:35 10 100% 2.11:47:35:8041 2.41.6 41.6 41 1511:47:50:49 9 100% 3.12:33:27:1912:34:19:3.41.3 9244.2 41.7 41.341.6 512:33:50: 100% 5112:34:20:515 4.13:29:42:6341.8 4.41.3 41.3 41.8 8 13:30:00:008 100% 93628 11:19:04:1611:20:47:5041.6268 62.04 350 81.02 +0.95 -1.14 -1.01 41.238.941.1 41.641.1100% 1211:20:20:51 11:20:50:539 93629 1.11:04:35:4941.5 1.41.8381 89.44 351 82.39 +0.23 -0.10 -0.09 41.8 41.5 511:05:05:49 5 100% 2.13:21:15:00 2.42 13:23:45:404242.3 42.3 4242.1 3313:22:05 100% :5613:24:05:5631 93630 1.09:48:14:29 1.42.6525 85.09 402 65.15 +0.47 +0.13 +0.26 45.242 42.9 .6809: 48:30:958 100% 2.10:37:23:6510:39:44:2.42.5 1445.2 43 42.543 1910:37:30:94 100% 10:40:00:9419 3.11:45:25:9811:45:30:3.43.2 9542.842.7 42.8 43.250 11:46:00:9811:56:00: 100% 9850 9371 09:18:25:4509:4343374 88.00 331 77.88 +0.70 +0.09 +0.18 20:24:4645.4 (.5 42.943.1100% 6209:18:30:59 09:20:30:7062 9372 1.10:56:49:0410:57:13:1.42.3501 63.98 482 61.56 +5.84 -0.20 -0.42 53 45.7 42.7 42.342.7 4310:56:50: 100% 4510:57:20:4543 2.12:14:20:4512:14:40:2.42.2 45 45.7 42.8 42.242.7 3612:14:20: 100% 5112:14:50:5136 3.12:33:48:57 3.43 12:35:19:1043.3 43.9 45.743 10 43.631 0% 12:33:50:5312:35:20:53 30 4.12:40:25:5012:41:24:4.44 99 45.7 45.7 4445 1812:40:50:55 100% 12:41:50:5518 5.13:25:04: 5.44.5 3313:28:57:7745. 45.3 744.5 3513:30: 100% 0035 9375 1.13:02:19:03 1.46659 73.14 365 40.51 +5.29 -3.54 -2.30 13:08:41:9648.4 46.5 4646.4 10 5413:02: 0% 20:6613:08:50:6654 2.13: 2.46 21:32:2313:24:44:3246.5 47 48.4 10 4646.9 0% 10113:21:50:6613 :24:50:67101 3.13:27:15: 3.47 9013:29:43:3547.7 47.7 48.4 10 4782 0% 13:30:00:0082 9376 1.09:00:52:0609:01: 1.47.7470 63.34 197 26.55 +4.82 +0.33 +0.10 43:0151 48 47.747.9) 10 1209:01:15: 0% 3609:01:45:3712 2.13: 2.47.9 21:25:2513:27:35:4650 50.0 51 ( 47.948.5) 79.27% 19513:21:45:46 13:30:00:00195 9377 1.09:23:32:6209:26: 1.49.3390 58.30 308 46.04 -0.60 -0.49 -0.28 07:3549.549.7 49.7 49.349.6 1309:23:35: 100% 4909:26:35:4913 2.10:21:17:2610:26: 2.49.3 59:8949.553.5 49.6 49.3 49.69 100% 10:21:35:53 10:27:05:54 9 3.11:11:13:8611:11: 3.49.5 51:2349.349.2 49.2 49.5 2311:11:35:5411:12 100% :05:5423 4.11:47:39:5711:48: 4.49.3 20:5049.653.5 49.6 49.3 49.629 95.65% 11:48:05:5611:49:05:5622 5.13:24:13:1513:24: 5.49 25:1853.5 49.7 49 10 613:24:35:626 0% 9378 1.09:01:01:2553 1.49.2553 54.06 475 46.43 +1.60 -0.71 -0.46 49.2 49.7 1009:01:15:34 10 100% 2.12: 2.49.3 36:10:4612:37:55:7649.5 49.8 5349.3 49.720 100% 12:36:15:68 12:38:15: 68 12 9379 1.10:02:44:9110:03:07:1.49.5494 61.21 395 48.95 -0.99 +2.59 +1.76 7854 49.9 49.549.7 510:02:50:58 100% 10:03:20:585 2.10:49:53:1910:50:41:2.49.5 575354 49.8 49.549.7 710:50:20: 100% 6310:50:50:637 3.11:54:00:3613.49.4 1:57:45:6749.649.9 49.8 49.449.6 711:54: 100% 20:6311:57:50:647 93712 1.11:17:29:7249.6 1.50688 35.74 1,135 58.96 +2.00 -1.32 -0.53 50 49.6 1211:17:30:64 10 12 0% 2.13:07:45:0149.6 2.50 50 49.6 613:08:00:84 10 6 0% 93713 1.09:50:36:59 1.49.5545 93.16 355 60.68 -2.15 -1.80 -1.04 54.549 49.9 .51009 :50:45:4810 100% 2.12:07:24:35 2.49.5 54.549 49.8 .5112: 07:45:551 100% 93714 1.09:50:19:9453 1.49.4547 62.87 336 38.62 -0.60 -0.52 -0.40 49.4 49.8 509:50:40:39 5 100% 2.10:32:30:29 2.49.4 10:33:25:8149.553 49.7 49.449.5 20 100% 10:32:40:4010:33:40:4020 3.12:03:22:56 3.49.4 12:04:28:8649.553 49.7 49.449.6 3812:0 100% 3:40:4112:04:40:4238 93715 1.08:55:15:85 1.49.61,119 77.33 736 50.86 +1.81 -1.82 -1.55 08:58:20:8949.3 49.3 49.6 10009:00:00:0210 100% 0 2.13: 2.49.7 24:47:1313:29:46:6050. 50.5 5 53 49.738 100% 2 13:30:00:00382 93716 1.09:05:05:5109:05: 1.49.6597 72.01 405 48.85 -1.18 -0.81 -0.63 37:16 54 50.5 49.650 5109:05:10:37 100% 09:05:40:38 51 2.09:52:38:8750.5 2.49.6 49.6 50 22 10 09:52:40:5222 0% 3.10:29:09:1049.7 3.50 50 49.7 1210:30:10:55 10 1 0% 93719 1.12:21:10:6549.5 1.49.8508 78.27 408 62.87 -0.40 -1.27 -1.12 49.8 49.5 1612:22:20: 505 100% 2.12:52.49.3 0:41:9812:52:20:0853 49.6 49.349.6 2712:50:50 100% :5012:52:20:5027 93720 1.10:56:51:0510:57:20:1.48.1519 58.25 262 29.41 -1.60 -5.16 -4.14 615348 48.8 .148.510 10:57:00:7110:57:30:71 100% 10 2.12:33:52:03 2.48.6 12:34:13:9448.853 49 48.648.8 18 1212:3 .18% 4:00:7112:34:30:7312 3.3.48.3 13:25:19:4113:29:03:8148.9 48.9 5348 10 .31981 0% 3:30:00:00165 93721 1.09:03:03:30 1.49.3411 71.35 217 37.67 -2.04 +2.26 +2.20 09:03:49:3052 49.9 49.349.5 1409:03:10:33 100% 09:04:10:3314 2.09:15:14:3609:15:38:2.49.8 604948.9 49 49.830 95 09:15:40:3809:16:40:38 .45% 21 3.13:20:15:5713:20:34:3.47.6 005247 48 .61113 100% :20:40:4513:20:40:56 11 93722 1.09:09:33:1648.5 1.48.9320 35.13 517 56.75 -0.20 +0.50 +0.05 48.9 48.5 5009:09:35: 444 100% 2.13:24:10:11 2.47.5 13:28:41:0147.851 47.8 47.547 .6 112 100% 13:24:35:5013:30:00:0097 93723 1.09:02:50:43 1.48415 63.26 246 37.50 0.00 +1.39 +1.05 09:04:58:4448.548.8 48.8 4848.5 100% 2109:0 3:05:3109:05:05:3120 2.2.47.5 13:25:34:5113:28:48:3247.8 47.8 5147 .59413 100% :30:00:0089 93726 1.10:48:55:5010:49:33:1.47.730 40.00 25 33.33 -1.88 -0.05 -0.35 9347.347 47 47.747.3 810:49:15:3410:49: 100% 45:348 2.10:50:46:2947.7 2.47 47 47.7 510:51:15:34 10 5 0% 93727 1.09:02:13:82 1.47166 28.53 352 60.50 -1.06 +0.66 +0.64 09:02:14:6647.347.5 47.3 47 10 309:02:30:42 0% 2 2.09:24:57:9246.8 2.46.4 46.4 46.8 109:25:00:52 1 100% 93728 1.09:01:19:13 1.46.3497 30.08 1,305 79.00 +0.86 -0.68 -0.52 09:05:29:6446.4 47.3 49.646 .3 47.349 100% 09:01:45:3209:05:45: 3749 2.13:27:57: 2.46.4 9713:28:55:3246.8 46.8 46.4) 26013:30:00:00 80.50% 260 93729 1.09:00:57:40 1.46.2551 61.63 387 43.29 +0.21 -0.75 -0.47 5046 46.8 .2 15 10 09:01:20:3515 0% 2.13:22.46.5 3:50:7013:29:30:2046.9 46.9 50 46.546.6 98.74% 15713:24:20:56 13:30:00:00157 9382 1.11:51.46.51,096 66.02 1,245 75.00 -0.85 -3.91 -2.62 3:25:3311:54:07:6646.4 46.2 46.246.5 46.365 100% 11:53:35:5011:54:35:50 59 2.12:13:52:48 2.46.5 43.646.5 465 1012: 14:05:5110 100%