Section 1Citation and commencement
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資料由法律人 LawPlayer整理提供·UK legislation / curated by LawPlayer from legislation.gov.uk
Statutory InstrumentNot in force
The Investment Services Regulations 1995 (revoked)
Section 2Interpretation: general
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Section 3European investment firms
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Section 4Authorised services
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Section 5Authorisations and licences not required
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Section 6Procedural requirements for carrying on listed services
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Section 7Prohibition on carrying on certain listed services
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Section 8Duty to prepare for supervision
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Section 9Power to prohibit the provision of listed services
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Section 10Power to restrict provision of listed services
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Section 11Limitations on Board’s powers
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Section 12Obligation of Board where investment firm ceases to be a European investment firm etc.
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Section 13Duty to prepare for supervision
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Section 14Obligation of Bank where investment firm ceases to be a European investment firm etc.
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Section 15Power to prohibit the carrying on of Consumer Credit Act business
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Section 16Power to restrict the carrying on of Consumer Credit Act business
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Section 17Treasury directions for implementing certain EC decisions
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Section 18UK investment firms
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Section 19Authorised services
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Section 20Procedural requirements for carrying on certain listed services
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Section 21Authorisation by membership of recognised self-regulating organisations
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Section 22Applications for authorisation
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Section 23Grant and refusal of authorisation
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Section 24Authorisation in other EEA State
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Section 25Certain EEA regulated markets
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Section 26Exempted persons
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Section 27Appointed representatives
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Section 28Statement of services covered by authorisation
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Section 29Reciprocal facilities for investment business
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Section 30Exemption from liability for damages
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Section 31Recognised professional bodies
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Section 32Other amendments of Financial Services Act
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Section 33Construction of Part V
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Section 34Effect of standard licence
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Section 35Grant of standard licence
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Section 36Conduct of business
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Section 37The register
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Section 38Enforcement of agreements
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Section 39Restrictions on disclosure of information
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Section 40Power to modify subordinate legislation in relation to European investment firms
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Section 41Notification of new or increased control
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Section 42Objection to new or increased control
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Section 43Contraventions of regulation 41
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Section 44Restrictions on voting rights
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Section 45Prior notification of ceasing to be a relevant controller
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Section 46Construction of Part VII
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Section 47Prosecution of offences under Part VII
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Section 48Restrictions on disclosure of information
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Section 49Regulated markets
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Section 50Power of Board to give directions
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192 sections
Cite this legislation
The Investment Services Regulations 1995 (revoked) (legislation.gov.uk, OGL v3.0). Retrieved via LawPlayer, https://lawplayer.com/uk/act/uksi-1995-3275
Contains public sector information licensed under the Open Government Licence v3.0.
本頁資料來源：legislation.gov.uk (The National Archives)·整理提供：法律人 LawPlayer· lawplayer.com